DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••••••

Independent wealth managerPlano, TexasCRD 316917SEC 801-136955websiteIAPD
Legal name M••••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Jul 1, 2026 · 2 filings
SEC status approved since Aug 5, 2026
RAUM
$184M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$166M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.0M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$184M as of Sep 4, 2026
Jul 1, 2026$184M then
HNW client RAUM$157M as of Sep 4, 2026
Jul 1, 2026$157M then
State-registered IARs (5.B.3)3 as of Sep 4, 2026
Jul 1, 20263 then
Employees (5.A)7 as of Sep 4, 2026
Jul 1, 20267 then
Private funds: 6
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$92.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
252derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$397,468derivedHNW RAUM over HNW clients
Average account
$359,342derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$16.5M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$157M86%
  • Pooled investment vehicles$16.5M9.0%
  • Individuals$9.0M4.9%
Individual clients
108reported
HNW clients
395reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
512reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$16.5M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.9 fund_share=0.09 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S••••• G••••••• P••Plano, Tx Jan 4, 202217 y2
K•••••• T••••••Plano, TxMar 13, 202611 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount2 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • P••• S•••••• G••••••• · Managing Partner, Chief Compliance Officercontrol
    since 09/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Plano, Tx · principal211
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Financial planning clients · 0 to 0
    Jul 1, 2026 to Sep 4, 2026
  • Private funds · 6 to unset
    Jul 1, 2026 to Sep 4, 2026
  • Succession · false to unset
    Jul 1, 2026 to Sep 4, 2026
Signals
2 dated events
  • S••••• H•••• left Mytimeequity for A• A•••• L•• (registered 2026-03-23)
    Jul 6, 2026 · Advisor changed firm · fact
  • P••••• S••••••••• S••••••• left Mytimeequity for P•••••• P••••••••• (registered 2025-01-31)
    Oct 1, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/mytimeequityreportedpublic record, Form ADV, Sep 18, 2026
Website
MyTimeEquity.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
9723302771reportedpublic record, Form ADV, Sep 4, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$92.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026