DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bondbloxx
Legal name Bondbloxx Investment Management Corporation
Latest filing Mar 26, 2026
First filing on the tape Nov 9, 2021 · 11 filings
SEC status approved since Dec 9, 2021
RAUM
$7.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$7.2B as of Mar 26, 2026
Mar 28, 2022$39.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 28, 20223 then
Employees (5.A)32 as of Mar 26, 2026
Mar 28, 20228 then
Private funds: no history
RAUM +111% over the last fiscal year+137% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $2.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $268MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +111%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$7.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Robert Stephen Eaton to Northern Trust Investments, IncorporatedDec 12, 2024 · Other
- Katherine Abbott to Capital Client Group, Inc.Dec 12, 2024 · Other
Joined, latest
- Robert Stephen Eaton from Blackrock Financial Management, IncSep 13, 2024 · Other
- Katherine Abbott from Blackrock Investment Management, LLCSep 13, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carroll Leland Clemons · Chief Executive Officer/Foundercontrolsince 06/2021 · owns 10% to 25%
- Maria Joanna Gallegos · Chief Operating Officer/Co-Foundersince 11/2021 · owns 5% to 10%
- Edward Tony Kelly · Co-Foundersince 11/2021 · owns 5% to 10%
- Joseph Eric Kleinschmidt · Chief Compliance Officersince 10/2022 · owns less than 5%
- George Mark Miller · Co-Foundersince 11/2021 · owns 5% to 10%
- Richard Brian O'Donnell · Co-Foundersince 11/2021 · owns 5% to 10%
- Michael Elya Schwartzman · Co-Foundersince 11/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Princeton, Nj | 0 | 0 | 0 | ||
| Wayne, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $3,429,182,743 to $7,239,268,024 (+111.0%) between the annual amendments of 2025-03-31 and 2026-03-26; the peer median change was +13.0% (631 comparable advisers, 97.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 25 to 27May 23, 2025 to Mar 26, 2026
- Advisory employees · 4 to 5May 23, 2025 to Mar 26, 2026
- Employees · 28 to 32May 23, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.4B to $7.2BMay 23, 2025 to Mar 26, 2026
- RAUM · $3.4B to $7.2BMay 23, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 23, 2025
- Accounts · 20 to 25Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 12 to 15Mar 29, 2024 to Mar 31, 2025
- Employees · 21 to 28Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 12 to 3Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $3.4BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.5B to $3.4BMar 29, 2024 to Mar 31, 2025
- Accounts · 19 to 20Sep 27, 2023 to Mar 29, 2024
- Advisory employees · 3 to 4Sep 27, 2023 to Mar 29, 2024
- BD registered reps · 7 to 12Sep 27, 2023 to Mar 29, 2024
- Employees · 15 to 21Sep 27, 2023 to Mar 29, 2024
- State-registered IARs · 7 to 12Sep 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.1B to $2.5BSep 27, 2023 to Mar 29, 2024
- RAUM · $2.1B to $2.5BSep 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $546M to $2.1BMar 31, 2023 to Sep 27, 2023
- RAUM · $546M to $2.1BMar 31, 2023 to Sep 27, 2023
- Employees · 8 to 15Nov 18, 2022 to Mar 31, 2023
- State-registered IARs · 3 to 7Nov 18, 2022 to Mar 31, 2023
- Discretionary RAUM · $460M to $546MNov 18, 2022 to Mar 31, 2023
- RAUM · $460M to $546MNov 18, 2022 to Mar 31, 2023
- Accounts · 7 to 19Mar 28, 2022 to Nov 18, 2022
- Discretionary RAUM · $39.5M to $460MMar 28, 2022 to Nov 18, 2022
- RAUM · $39.5M to $460MMar 28, 2022 to Nov 18, 2022
- Accounts · 0 to 7Dec 13, 2021 to Mar 28, 2022
- Employees · 7 to 8Dec 13, 2021 to Mar 28, 2022
- State-registered IARs · 7 to 3Dec 13, 2021 to Mar 28, 2022
- Legal name · BONDBLOXX INVESTMENT MANAGEMENT LLC to BONDBLOXX INVESTMENT MANAGEMENT CORPORATIONDec 13, 2021 to Mar 28, 2022
- Discretionary RAUM · $0 to $39.5MDec 13, 2021 to Mar 28, 2022
- RAUM · $0 to $39.5MDec 13, 2021 to Mar 28, 2022
- Organization form · Limited Liability Company to CorporationNov 10, 2021 to Dec 13, 2021
Signals
6 dated events
- Bondbloxx reported RAUM $7.2B, up 111% from $3.4B (2025-05-23 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Bondbloxx reported RAUM $3.4B, up 36% from $2.5B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Katherine Abbott left Bondbloxx for Capital Client Group, Inc. (registered 2025-01-14)Dec 12, 2024 · Advisor changed firm · fact
- Robert Stephen Eaton left Bondbloxx for Northern Trust Investments, Incorporated (registered 2024-11-05)Dec 12, 2024 · Advisor changed firm · fact
- Bondbloxx reported RAUM $2.1B, up 285% from $546.5M (2023-03-31 to 2023-09-27)Sep 27, 2023 · RAUM change · derived
- Bondbloxx filed its initial SEC registration (Form ADV)Nov 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bondbloxxetfreportedpublic record, Form ADV, Sep 17, 2026
- Website
- bondbloxxetf.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-896-5089reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026