DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• C•••••• M•••••••••
Legal name C•••• C•••••• M••••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Jun 13, 2023 · 16 filings
SEC status approved since Aug 15, 2023
RAUM
$300M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$300M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$50.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$300M as of Mar 23, 2026
Mar 7, 2024$157M then
HNW client RAUM$273M as of Mar 23, 2026
Mar 7, 2024$148M then
State-registered IARs (5.B.3)5 as of Mar 23, 2026
Mar 7, 20243 then
Employees (5.A)5 as of Mar 23, 2026
Mar 7, 20243 then
Private funds: 1
RAUM +58% over the last fiscal yearIARs 4 to 5
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $50.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $758,094derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +55%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $63.1M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$273M91%
- Individuals$26.7M8.9%
- Corporations and businesses$53,8570.0%
- Individual clients
- 65reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 396reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $63.1M for 38 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••• A••••• W••••••• | Seattle, Wa | Jan 21, 2022 | 10 y | 0 |
| S••• S•••••••• | Boca Raton, Fl | Feb 28, 2023 | 10 y | 0 |
| T••••• J•••••• H••••••••Chartered Financial Analyst | Seattle, Wa | Aug 16, 2023 | 12 y | 0 |
| K••• C••••••••• L••••• | Seattle, Wa | Apr 12, 2024 | 23 y | 5 |
| B•••• A••••• M••••• | Seattle, Wa | Oct 1, 2025 | 11 y | 1 |
| J••••• R••• M••••••• | Seattle, Wa | Jun 7, 2026 | 11 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• R••• M••••••• from J••• M••••• S••••••••• L••Jun 7, 2026 · Wirehouse to independent RIA
- B•••• A••••• M••••• from A•• W••••• A•••••••• L••Oct 1, 2025 · RIA to RIA
- K••• C••••••••• L••••• from C••••••Apr 12, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• S•••••• O••••••••• F••• L• | Hedge Fund | $193,000 | 6 | Jun 13, 2023 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• T•••••• J•••••• · Membercontrolsince 05/2022 · owns 25% to 50%
- W•••••••• H•••• A••••• · Member, Ccocontrolsince 10/2021 · owns 25% to 50%
- S••••••••• S••• · Membersince 10/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- El Segundo, CA1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $189,895,038 to $300,205,177 (+58.0%) between the annual amendments of 2025-03-13 and 2026-03-23; the peer median change was +15.0% (4550 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 97% percentile
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 230.0 to 396.0 (+72.0%) between the annual amendments of 2025-03-13 and 2026-03-23; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 230 to 396Jan 14, 2026 to Mar 23, 2026
- Advisory employees · 4 to 5Jan 14, 2026 to Mar 23, 2026
- Business name · C•••• C•••••• to C•••• C•••••• M•••••••••Jan 14, 2026 to Mar 23, 2026
- Corporate clients · 2 to 1Jan 14, 2026 to Mar 23, 2026
- HNW clients · 43 to 65Jan 14, 2026 to Mar 23, 2026
- Individual clients · 41 to 65Jan 14, 2026 to Mar 23, 2026
- Assets in custody · $35.7M to $63.1MJan 14, 2026 to Mar 23, 2026
- Employees · 4 to 5Jan 14, 2026 to Mar 23, 2026
- Financial planning clients · 0 to 1-10Jan 14, 2026 to Mar 23, 2026
- State-registered IARs · 4 to 5Jan 14, 2026 to Mar 23, 2026
- Discretionary RAUM · $190M to $300MJan 14, 2026 to Mar 23, 2026
- HNW RAUM · $173M to $273MJan 14, 2026 to Mar 23, 2026
- Individual RAUM · $16.8M to $26.7MJan 14, 2026 to Mar 23, 2026
- RAUM · $190M to $300MJan 14, 2026 to Mar 23, 2026
- Financial planning clients · 0 to 0Jun 27, 2025 to Sep 22, 2025
- Accounts · 118 to 230Oct 28, 2024 to Jan 23, 2025
- Advisory employees · 3 to 4Oct 28, 2024 to Jan 23, 2025
- HNW clients · 27 to 43Oct 28, 2024 to Jan 23, 2025
- Individual clients · 22 to 41Oct 28, 2024 to Jan 23, 2025
- Assets in custody · $26.5M to $35.7MOct 28, 2024 to Jan 23, 2025
- Employees · 3 to 4Oct 28, 2024 to Jan 23, 2025
- State-registered IARs · 3 to 4Oct 28, 2024 to Jan 23, 2025
- Private funds · 1 to unsetOct 28, 2024 to Jan 23, 2025
- Discretionary RAUM · $157M to $190MOct 28, 2024 to Jan 23, 2025
- HNW RAUM · $148M to $173MOct 28, 2024 to Jan 23, 2025
- Individual RAUM · $9.1M to $16.8MOct 28, 2024 to Jan 23, 2025
- RAUM · $157M to $190MOct 28, 2024 to Jan 23, 2025
- Other offices · 1 to 2Jul 1, 2024 to Oct 3, 2024
- Accounts · 70 to 118Dec 11, 2023 to Mar 7, 2024
- Corporate clients · unset to 2.0Dec 11, 2023 to Mar 7, 2024
- HNW clients · 19 to 27Dec 11, 2023 to Mar 7, 2024
- Individual clients · 15 to 22Dec 11, 2023 to Mar 7, 2024
- Pooled vehicle clients · 1.0 to unsetDec 11, 2023 to Mar 7, 2024
- Assets in custody · $9.5M to $26.5MDec 11, 2023 to Mar 7, 2024
- Discretionary RAUM · $146M to $157MDec 11, 2023 to Mar 7, 2024
- HNW RAUM · $141M to $148MDec 11, 2023 to Mar 7, 2024
- Individual RAUM · $5.5M to $9.1MDec 11, 2023 to Mar 7, 2024
- Pooled vehicle RAUM · 250000.0 to unsetDec 11, 2023 to Mar 7, 2024
- RAUM · $146M to $157MDec 11, 2023 to Mar 7, 2024
Signals
2 dated events
- C•••• C•••••• M••••••••• reported RAUM $300.2M, up 58% from $189.9M (2026-01-14 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- C•••• C•••••• filed its initial SEC registration (Form ADV)Jun 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@c•••••••••.usreportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/cloud-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 8007954303reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- cloudcapitalmgmt.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026