DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• I•••••••••
Legal name G•••• • H•••••• I••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Dec 3, 2021 · 8 filings
SEC status approved since Jan 3, 2022
RAUM
$576M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
58%
$333M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$192M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$576M as of Mar 17, 2026
Mar 15, 2023$391M then
HNW client RAUM$298M as of Mar 17, 2026
Mar 15, 2023$155M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Mar 15, 20233 then
Employees (5.A)4 as of Mar 17, 2026
Mar 15, 20233 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $192MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.8MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 42%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$298M52%
- Charitable organizations$243M42%
- Individuals$34.9M6.1%
- Corporations and businesses$541,4780.1%
- Individual clients
- 91reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 463reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.58 fund_share=0.0 institutional_share=0.42 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• B• H•••••• | Leola, Pa | Jan 7, 2022 | 13 y | 1 |
| D••••• R•••••• G••••• J•• | Leola, Pa | Jan 19, 2022 | 38 y | 2 |
| D••••• J•••••••Chartered Financial Analyst | Leola, Pa | Feb 23, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• R•••••• G••••• J•• from G•••• I•••••••••Jan 19, 2022 · Other
- J•••••• B• H•••••• from G•••• I•••••••••Jan 7, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from G•••• I•••••••••Apr 19, 2022 · Lancaster, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• J••••••• B• · President And Chief Compliance Officercontrolsince 11/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leola, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 456 to 463Mar 12, 2025 to Mar 17, 2026
- Charity clients · 2 to 6Mar 12, 2025 to Mar 17, 2026
- HNW clients · 30 to 38Mar 12, 2025 to Mar 17, 2026
- Individual clients · 81 to 91Mar 12, 2025 to Mar 17, 2026
- Discretionary RAUM · $466M to $531MMar 12, 2025 to Mar 17, 2026
- HNW RAUM · $262M to $298MMar 12, 2025 to Mar 17, 2026
- Individual RAUM · $43.0M to $34.9MMar 12, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $35.4M to $45.4MMar 12, 2025 to Mar 17, 2026
- RAUM · $501M to $576MMar 12, 2025 to Mar 17, 2026
- Accounts · 177 to 456Mar 19, 2024 to Mar 12, 2025
- Charity clients · 1 to 2Mar 19, 2024 to Mar 12, 2025
- Corporate clients · 2 to 1Mar 19, 2024 to Mar 12, 2025
- HNW clients · 8 to 30Mar 19, 2024 to Mar 12, 2025
- Individual clients · 102 to 81Mar 19, 2024 to Mar 12, 2025
- Financial planning clients · 0 to 0Mar 19, 2024 to Mar 12, 2025
- Discretionary RAUM · $413M to $466MMar 19, 2024 to Mar 12, 2025
- HNW RAUM · $150M to $262MMar 19, 2024 to Mar 12, 2025
- Individual RAUM · $155M to $43.0MMar 19, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $43.0M to $35.4MMar 19, 2024 to Mar 12, 2025
- RAUM · $456M to $501MMar 19, 2024 to Mar 12, 2025
- Accounts · 170 to 177Jun 29, 2023 to Mar 19, 2024
- Advisory employees · 2 to 3Jun 29, 2023 to Mar 19, 2024
- Individual clients · 95 to 102Jun 29, 2023 to Mar 19, 2024
- Employees · 3 to 4Jun 29, 2023 to Mar 19, 2024
- Discretionary RAUM · $350M to $413MJun 29, 2023 to Mar 19, 2024
- HNW RAUM · $155M to $150MJun 29, 2023 to Mar 19, 2024
- Individual RAUM · $150M to $155MJun 29, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $41.1M to $43.0MJun 29, 2023 to Mar 19, 2024
- RAUM · $391M to $456MJun 29, 2023 to Mar 19, 2024
- Accounts · 107 to 170Mar 18, 2022 to Mar 15, 2023
- HQ city · LANCASTER to LEOLAMar 18, 2022 to Mar 15, 2023
- Discretionary RAUM · $325M to $350MMar 18, 2022 to Mar 15, 2023
- HNW RAUM · $150M to $155MMar 18, 2022 to Mar 15, 2023
- Individual RAUM · $142M to $150MMar 18, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $30.0M to $41.1MMar 18, 2022 to Mar 15, 2023
- RAUM · $355M to $391MMar 18, 2022 to Mar 15, 2023
- Accounts · 0 to 107Dec 3, 2021 to Mar 18, 2022
- Advisory employees · 3 to 2Dec 3, 2021 to Mar 18, 2022
- Charity clients · 0 to 1Dec 3, 2021 to Mar 18, 2022
- Corporate clients · 0 to 2Dec 3, 2021 to Mar 18, 2022
Signals
2 dated events
- 2 advisors left G•••• I••••••••• (Lancaster, PA) for G•• I••••••••• on the same dayApr 19, 2022 · Team lift-out · derived
- G•• I••••••••• filed its initial SEC registration (Form ADV)Dec 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 717-299-4423reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 717-295-4425reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $192Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026