DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Jansen Wealth Management LLC

Independent wealth managerAltoona, WisconsinCRD 317824SEC 801-132568websiteIAPD
Latest filing Mar 9, 2026
First filing on the tape Nov 17, 2021 · 12 filings
SEC status approved since Apr 28, 2025
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$119M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$66.1M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$132M as of Mar 9, 2026
Mar 8, 2022$2.8M then
HNW client RAUM$73.0M as of Mar 9, 2026
Mar 8, 2022$1.2M then
State-registered IARs (5.B.3)2 as of Mar 9, 2026
Mar 8, 20221 then
Employees (5.A)4 as of Mar 9, 2026
Mar 8, 20222 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$66.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
113derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$195,124derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
9.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.6%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$119MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$73.0M55%
  • Individuals$45.8M35%
  • Pension and profit-sharing plans$12.2M9.2%
  • Corporations and businesses$1.4M1.1%
Individual clients
187reported
HNW clients
39reported
Pension plan clients
5reported
Charitable clients
n/areported
Accounts
678reported
Financial planning clients
reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jacob Saul JansenAltoona, WiDec 17, 202113 y3
Jill Marilyn WegnerAltoona, WiJan 10, 202213 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Saul Jacob Jansen · Managing Membercontrol
      since 11/2020 · owns 75% or more
    • Marilyn Jill Wegner · Chief Compliance Officercontrol
      since 11/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Altoona, Wi · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 633 to 678
      Apr 25, 2025 to Mar 9, 2026
    • HNW clients · 29 to 39
      Apr 25, 2025 to Mar 9, 2026
    • Individual clients · 183 to 187
      Apr 25, 2025 to Mar 9, 2026
    • Pension plan clients · unset to 5.0
      Apr 25, 2025 to Mar 9, 2026
    • Discretionary RAUM · $105M to $132M
      Apr 25, 2025 to Mar 9, 2026
    • HNW RAUM · $48.6M to $73.0M
      Apr 25, 2025 to Mar 9, 2026
    • Individual RAUM · $45.9M to $45.8M
      Apr 25, 2025 to Mar 9, 2026
    • Pension RAUM · $9.4M to $12.2M
      Apr 25, 2025 to Mar 9, 2026
    • RAUM · $105M to $132M
      Apr 25, 2025 to Mar 9, 2026
    • Accounts · 422 to 633
      May 2, 2022 to Apr 25, 2025
    • Charity clients · 0.0 to unset
      May 2, 2022 to Apr 25, 2025
    • Corporate clients · 1 to 6
      May 2, 2022 to Apr 25, 2025
    • HNW clients · 17 to 29
      May 2, 2022 to Apr 25, 2025
    • Individual clients · 157 to 183
      May 2, 2022 to Apr 25, 2025
    • Pension plan clients · 0.0 to unset
      May 2, 2022 to Apr 25, 2025
    • Pooled vehicle clients · 0.0 to unset
      May 2, 2022 to Apr 25, 2025
    • Employees · 2 to 4
      May 2, 2022 to Apr 25, 2025
    • Financial planning clients · unset to
      May 2, 2022 to Apr 25, 2025
    • Discretionary RAUM · $65.6M to $105M
      May 2, 2022 to Apr 25, 2025
    • HNW RAUM · $28.1M to $48.6M
      May 2, 2022 to Apr 25, 2025
    • Individual RAUM · $37.3M to $45.9M
      May 2, 2022 to Apr 25, 2025
    • Pension RAUM · $0 to $9.4M
      May 2, 2022 to Apr 25, 2025
    • Pooled vehicle RAUM · 0.0 to unset
      May 2, 2022 to Apr 25, 2025
    • RAUM · $65.6M to $105M
      May 2, 2022 to Apr 25, 2025
    • Advisory employees · 1 to 2
      Apr 19, 2022 to Apr 21, 2022
    • State-registered IARs · 1 to 2
      Apr 19, 2022 to Apr 21, 2022
    • Accounts · 16 to 422
      Apr 7, 2022 to Apr 19, 2022
    • Advisory activities · 1 to 2
      Apr 7, 2022 to Apr 19, 2022
    • Corporate clients · 0 to 1
      Apr 7, 2022 to Apr 19, 2022
    • HNW clients · 1 to 17
      Apr 7, 2022 to Apr 19, 2022
    • Individual clients · 5 to 157
      Apr 7, 2022 to Apr 19, 2022
    • Discretionary RAUM · $2.8M to $65.6M
      Apr 7, 2022 to Apr 19, 2022
    • HNW RAUM · $1.2M to $28.1M
      Apr 7, 2022 to Apr 19, 2022
    • Individual RAUM · $1.6M to $37.3M
      Apr 7, 2022 to Apr 19, 2022
    • RAUM · $2.8M to $65.6M
      Apr 7, 2022 to Apr 19, 2022
    • Accounts · 0 to 16
      Dec 17, 2021 to Mar 8, 2022
    • Charity clients · unset to 0.0
      Dec 17, 2021 to Mar 8, 2022
    • Corporate clients · unset to 0.0
      Dec 17, 2021 to Mar 8, 2022
    • HNW clients · unset to 1.0
      Dec 17, 2021 to Mar 8, 2022
    • Individual clients · unset to 5.0
      Dec 17, 2021 to Mar 8, 2022
    Signals
    1 dated events
    • Jansen Wealth Management Llc filed its initial SEC registration (Form ADV)
      Nov 17, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    715-481-0499reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/jansen-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
    Website
    jansenwealth.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    715-481-0499reportedpublic record, Form ADV, Mar 9, 2026
    Contact form
    jansenwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $66.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026