DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Impactassets Capital Partners Pb LLC
Latest filing Jun 26, 2026
First filing on the tape Nov 24, 2021 · 9 filings
SEC status approved since Dec 17, 2021
RAUM
$4.9B
reported, Item 5.F
Discretionary
1.2%
of RAUM
Private clients
0.3%
$17.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$4.9B as of Jun 26, 2026
Mar 23, 2022$613M then
HNW client RAUM: $17.0M
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 23, 20220 then
Employees (5.A)15 as of Jun 26, 2026
Mar 23, 20229 then
Private funds1 as of Jun 26, 2026
Mar 31, 20261 then
RAUM +174% over the last fiscal year+109% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $707MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 1.2%derivedof RAUM
- Institutional
- 96%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +60%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $21.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$4.7B96%
- Corporations and businesses$124M2.5%
- Pooled investment vehicles$60.3M1.2%
- High-net-worth individuals$17.0M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.8M for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.01 institutional_share=0.96 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan David Riley · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- Ann Margret Trilli · Chief Investment Officer & Chief Executive Officercontrolsince 11/2021 · owns less than 5%
Entity owners
- Impactassets Holdings Pb LLC · Sole Memberdirect · owns 75% or more
- Impactassets, Inc. · Sole Memberindirect · owns 75% or more of Impactassets Holdings Pb LLC
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,803,524,318 to $2,893,123,741 (+60.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +15.0% (105 comparable advisers, 95.0th percentile of changes)peers: institutional managers, $1B to $5B (105) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 31, 2026 to Jun 26, 2026
- Assets in custody · $12.3M to $21.8MMar 31, 2026 to Jun 26, 2026
- Discretionary RAUM · $60.0M to $60.3MMar 31, 2026 to Jun 26, 2026
- HNW RAUM · unset to 17038821.0Mar 31, 2026 to Jun 26, 2026
- Non-discretionary RAUM · $2.8B to $4.9BMar 31, 2026 to Jun 26, 2026
- Pooled vehicle RAUM · $60.0M to $60.3MMar 31, 2026 to Jun 26, 2026
- RAUM · $2.9B to $4.9BMar 31, 2026 to Jun 26, 2026
- Accounts · 4 to 6Apr 1, 2025 to Mar 31, 2026
- Advisory activities · 2 to 3Apr 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 1.0Apr 1, 2025 to Mar 31, 2026
- Assets in custody · unset to 12349352.0Apr 1, 2025 to Mar 31, 2026
- Custody of client assets · false to trueApr 1, 2025 to Mar 31, 2026
- Private funds · unset to 1Apr 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $0 to $60.0MApr 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.8B to $2.8BApr 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 60000000.0Apr 1, 2025 to Mar 31, 2026
- RAUM · $1.8B to $2.9BApr 1, 2025 to Mar 31, 2026
- Advisory employees · 11 to 15Oct 11, 2024 to Apr 1, 2025
- Business name · IMPACTASSETS CAPITAL PARTNERS PBLLC to IMPACTASSETS CAPITAL PARTNERS PB LLCOct 11, 2024 to Apr 1, 2025
- Employees · 11 to 15Oct 11, 2024 to Apr 1, 2025
- Financial planning clients · unset to Oct 11, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $1.6B to $1.8BOct 11, 2024 to Apr 1, 2025
- RAUM · $1.6B to $1.8BOct 11, 2024 to Apr 1, 2025
- Legal name · IMPACTASSETS CAPITAL PARTNERS PBLLC to IMPACTASSETS CAPITAL PARTNERS PB LLCMar 28, 2024 to Jun 27, 2024
- Accounts · 2 to 4Mar 27, 2023 to Mar 28, 2024
- Advisory employees · 9 to 11Mar 27, 2023 to Mar 28, 2024
- Charity clients · 1.0 to unsetMar 27, 2023 to Mar 28, 2024
- Corporate clients · 1.0 to unsetMar 27, 2023 to Mar 28, 2024
- Employees · 9 to 11Mar 27, 2023 to Mar 28, 2024
- HQ city · SEATTLE to BETHESDAMar 27, 2023 to Mar 28, 2024
- HQ state · WA to MDMar 27, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $542M to $1.6BMar 27, 2023 to Mar 28, 2024
- RAUM · $542M to $1.6BMar 27, 2023 to Mar 28, 2024
- Accounts · 1 to 2Mar 23, 2022 to Mar 27, 2023
- Corporate clients · unset to 1.0Mar 23, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $613M to $542MMar 23, 2022 to Mar 27, 2023
- RAUM · $613M to $542MMar 23, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $528M to $613MNov 24, 2021 to Mar 23, 2022
- RAUM · $528M to $613MNov 24, 2021 to Mar 23, 2022
Signals
4 dated events
- Impactassets Capital Partners Pb Llc reported RAUM $4.9B, up 71% from $2.9B (2026-03-31 to 2026-06-26)Jun 26, 2026 · RAUM change · derived
- Impactassets Capital Partners Pb Llc reported RAUM $2.9B, up 60% from $1.8B (2025-04-01 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Impactassets Capital Partners Pb Llc reported RAUM $1.6B, up 191% from $541.6M (2023-03-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Impactassets Capital Partners Pbllc filed its initial SEC registration (Form ADV)Nov 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Impactassets Capital Partners Pb LLC · Independent Sponsorsshared crd · capital_provider
- Impactassets Capital Partners Pb LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- impactassetscapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-920-2303reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026