RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R•••••• W•••••••••
- W••••••••• L••••• G••••• L•• independent RIA currentsince Apr 19, 2022 · Carmel, In
- A•••••• W••••• M••••••••• L•• independent RIAJan 4, 2022 to Mar 24, 2022 · Indianapolis, In
- A•••••• W••••• M••••••••• L•• independent RIAAug 18, 2021 to Dec 31, 2021 · Indianapolis, In
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Aug 25, 2021 · Indianapolis, In
- P••••••••• E••••• G••••• L•• unclassifiedDec 10, 1998 to Jul 1, 2003 · Indianapolis, In
- A•••••• W••••• M••••••••• L•• to W••••••••• L••••• G••••• L••left Mar 24, 2022, registered Apr 19, 2022 (26 days) · RIA to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to A•••••• W••••• M••••••••• L••left Aug 25, 2021, registered Aug 18, 2021 (-7 days) · Wirehouse to independent RIA · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- J••••• R•••••• W••••••••• left A•••••• W••••• M••••••••• L•• for W••••••••• L••••• G••••• L•• (registered 2022-04-19)Mar 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address