DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• N•••••• W••••• A••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 10, 2022 · 16 filings
SEC status approved since Apr 11, 2022
RAUM
$515M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
89%
$460M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$73.6M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$515M as of Mar 27, 2026
Mar 23, 2023$215M then
HNW client RAUM$266M as of Mar 27, 2026
Mar 23, 2023$105M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 23, 20235 then
Employees (5.A)6 as of Mar 27, 2026
Mar 23, 20236 then
Private funds: no history
RAUM +21% over the last fiscal year+34% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $73.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 252derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $281,955derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +116%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$266M52%
- Individuals$195M38%
- Pension and profit-sharing plans$33.2M6.4%
- Corporations and businesses$20.9M4.1%
- Charitable organizations$731,3510.1%
- Individual clients
- 1,650reported
- HNW clients
- 114reported
- Pension plan clients
- 42reported
- Charitable clients
- 1reported
- Accounts
- 1,828reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• J••• M••••Certified Financial Planner | Murray, Ut | May 9, 2022 | 42 y | 0 |
| J••••• L••• H••••• | Murray, Ut | May 9, 2022 | 20 y | 1 |
| D•••• D•••••• A••••• | Murray, Ut | May 10, 2022 | 23 y | 1 |
| S•••• D•••••• C••••••• | Layton, Ut | Sep 20, 2022 | 25 y | 1 |
| J••••• K• M••••••• | Murray, Ut | Dec 14, 2022 | 10 y | 4 |
| K••••••• D•••• G•••• W•••••• | Murray, Ut | Feb 12, 2026 | 19 y | 0 |
| A••• J••• A•••••Chartered Financial Analyst | Murray, Ut | Aug 13, 2026 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• K• M••••••• from I••••••••• F•••••••• G••••• L••Dec 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- S•••• D•••••• C••••••• from C••••• A•••••• N••••••• L••Sep 20, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• D•••••• A••••• from A••••••••• F•••••••• S•••••••• L••May 10, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• L••• H••••• from C••••• A•••••• N••••••• L••May 9, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• D••••• D•••••• · Member/ Investment A•••••• Representative/ Cco/Ownercontrolsince 09/2021 · owns 25% to 50%
- B•••• M••••••• E••• · Managing Member/Ownercontrolsince 02/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Murray, Ut · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Draper, UT2 employees
- Layton, UT1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 27, 2026individual and HNW clients (Item 5.D) moved from 816.0 to 1,764.0 (+116.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)peers: WEALTH_I•••••••••, $500M to $1B (1,216) · 99% percentile
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 836.0 to 1,828.0 (+119.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +6.0% (1256 comparable advisers, 98.0th percentile of changes)peers: WEALTH_I•••••••••, $500M to $1B (1,256) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 836 to 1,828Mar 20, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Mar 20, 2025 to Mar 27, 2026
- BD registered reps · 5 to 6Mar 20, 2025 to Mar 27, 2026
- Corporate clients · 4 to 16Mar 20, 2025 to Mar 27, 2026
- HNW clients · 93 to 114Mar 20, 2025 to Mar 27, 2026
- Individual clients · 723 to 1,650Mar 20, 2025 to Mar 27, 2026
- Pension plan clients · 15 to 42Mar 20, 2025 to Mar 27, 2026
- State-registered IARs · 5 to 6Mar 20, 2025 to Mar 27, 2026
- Discretionary RAUM · $392M to $482MMar 20, 2025 to Mar 27, 2026
- HNW RAUM · $208M to $266MMar 20, 2025 to Mar 27, 2026
- Individual RAUM · $178M to $195MMar 20, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $33.3M to $33.2MMar 20, 2025 to Mar 27, 2026
- Pension RAUM · $27.0M to $33.2MMar 20, 2025 to Mar 27, 2026
- RAUM · $425M to $515MMar 20, 2025 to Mar 27, 2026
- Accounts · 1,192 to 836Apr 15, 2024 to Mar 20, 2025
- Corporate clients · 14 to 4Apr 15, 2024 to Mar 20, 2025
- HNW clients · 63 to 93Apr 15, 2024 to Mar 20, 2025
- Individual clients · 511 to 723Apr 15, 2024 to Mar 20, 2025
- Pension plan clients · unset to 15.0Apr 15, 2024 to Mar 20, 2025
- Assets in custody · unset to 27198210.0Apr 15, 2024 to Mar 20, 2025
- Financial planning clients · 51-100 to 1-10Apr 15, 2024 to Mar 20, 2025
- Discretionary RAUM · $280M to $392MApr 15, 2024 to Mar 20, 2025
- HNW RAUM · $140M to $208MApr 15, 2024 to Mar 20, 2025
- Individual RAUM · $136M to $178MApr 15, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $6.9M to $33.3MApr 15, 2024 to Mar 20, 2025
- Pension RAUM · unset to 26957998.0Apr 15, 2024 to Mar 20, 2025
- RAUM · $287M to $425MApr 15, 2024 to Mar 20, 2025
- Corporate clients · 1 to 14Sep 22, 2023 to Feb 12, 2024
- HNW clients · 36 to 63Sep 22, 2023 to Feb 12, 2024
- Individual clients · 529 to 511Sep 22, 2023 to Feb 12, 2024
- Insurance-licensed employees · 1 to 0Sep 22, 2023 to Feb 12, 2024
- Discretionary RAUM · $271M to $280MSep 22, 2023 to Feb 12, 2024
- HNW RAUM · $92.4M to $140MSep 22, 2023 to Feb 12, 2024
- Individual RAUM · $183M to $136MSep 22, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $5.8M to $6.9MSep 22, 2023 to Feb 12, 2024
- RAUM · $277M to $287MSep 22, 2023 to Feb 12, 2024
- Accounts · 514 to 1,192Mar 31, 2023 to Sep 22, 2023
- Advisory activities · 3 to 4Mar 31, 2023 to Sep 22, 2023
- Corporate clients · 2 to 1Mar 31, 2023 to Sep 22, 2023
- HNW clients · 47 to 36Mar 31, 2023 to Sep 22, 2023
Signals
3 dated events
- F•••••••• N•••••• W••••• A••••••• L•• reported RAUM $425.2M, up 48% from $287.1M (2024-04-15 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- Dawn Debbie Parker (Chief Compliance Officer) no longer on Schedule A of F•••••••• N•••••• W••••• A••••••• L•• (listed 2022-06-02, absent 2022-07-26)Jul 26, 2022 · Control person left · inference
- F•••••••• N•••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-568-1968reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-773-1644reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/financial-network-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p4wealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-748-0044reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- p4wealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026