DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Network Wealth Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin K McintyreIndependent Financial Group, LLC BD affiliatedFinancial Network Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2022Dec 14, 2022 (62 d)
Scott Douglas CheshireCetera Advisor Networks LLC BD affiliatedFinancial Network Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2022Sep 20, 2022
Justin Levi HansenCetera Advisor Networks LLC BD affiliatedFinancial Network Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 3, 2022May 9, 2022
Darin Delloyd ArnellAmeriprise Financial Services, LLC national BDFinancial Network Wealth Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 26, 2004May 10, 2022 (6619 d)
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4 moves match.