DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Conway Partners
Legal name Conway Partners Management, LLC
Latest filing Mar 10, 2026
First filing on the tape Feb 11, 2022 · 10 filings
SEC status approved since Mar 11, 2022
RAUM
$166M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
85%
$142M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$83.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$166M as of Mar 10, 2026
Mar 3, 2023$63.9M then
HNW client RAUM$139M as of Mar 10, 2026
Mar 3, 2023$55.5M then
State-registered IARs (5.B.3)1 as of Mar 10, 2026
Mar 3, 20231 then
Employees (5.A)2 as of Mar 10, 2026
Mar 3, 20233 then
Private funds: no history
RAUM +34% over the last fiscal year+38% a year over threeIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $83.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $726,361derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $14.9M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M83%
- Corporations and businesses$15.4M9.2%
- Insurance companies$4.8M2.9%
- Pension and profit-sharing plans$4.0M2.4%
- Individuals$3.6M2.1%
- Individual clients
- 11reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 229reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.9M for 12 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Conway | Incline Village, Nv | Dec 22, 2022 | 13 y | 0 |
| John Henry Conway | Sunnyvale, Ca | Mar 27, 2026 | 34 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Robert William Noack to Tpg Financial Advisors, LLCJan 31, 2023 · RIA to RIA
Joined, latest
- Robert William Noack from Allium Financial Advisors, LLCApr 8, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jeffrey Conway · Member And Ccocontrolsince 02/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Incline Village, Nv | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 10, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-03-26, yes on the filing of 2026-03-10peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 10, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-26, yes on the filing of 2026-03-10peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 168 to 229Mar 26, 2025 to Mar 10, 2026
- Advisory activities · 3 to 4Mar 26, 2025 to Mar 10, 2026
- Corporate clients · 2.0 to unsetMar 26, 2025 to Mar 10, 2026
- HNW clients · 55 to 70Mar 26, 2025 to Mar 10, 2026
- Individual clients · 18 to 11Mar 26, 2025 to Mar 10, 2026
- Pension plan clients · 1.0 to unsetMar 26, 2025 to Mar 10, 2026
- Assets in custody · unset to 14896187.0Mar 26, 2025 to Mar 10, 2026
- Custody of client assets · false to trueMar 26, 2025 to Mar 10, 2026
- Employees · 3 to 2Mar 26, 2025 to Mar 10, 2026
- Financial planning clients · 26-50 to 51-100Mar 26, 2025 to Mar 10, 2026
- HQ city · NEW YORK to Mar 26, 2025 to Mar 10, 2026
- HQ state · NY to Mar 26, 2025 to Mar 10, 2026
- Other offices · 1 to 0Mar 26, 2025 to Mar 10, 2026
- Discretionary RAUM · $119M to $161MMar 26, 2025 to Mar 10, 2026
- HNW RAUM · $97.3M to $139MMar 26, 2025 to Mar 10, 2026
- Individual RAUM · $5.2M to $3.6MMar 26, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $5.1M to $5.7MMar 26, 2025 to Mar 10, 2026
- Pension RAUM · $3.2M to $4.0MMar 26, 2025 to Mar 10, 2026
- RAUM · $124M to $166MMar 26, 2025 to Mar 10, 2026
- Accounts · 147 to 168Mar 19, 2024 to Mar 26, 2025
- Corporate clients · unset to 2.0Mar 19, 2024 to Mar 26, 2025
- HNW clients · 45 to 55Mar 19, 2024 to Mar 26, 2025
- Individual clients · 15 to 18Mar 19, 2024 to Mar 26, 2025
- Pension plan clients · unset to 1.0Mar 19, 2024 to Mar 26, 2025
- Assets in custody · 8436233.0 to unsetMar 19, 2024 to Mar 26, 2025
- Custody of client assets · true to falseMar 19, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 26-50Mar 19, 2024 to Mar 26, 2025
- Discretionary RAUM · $84.2M to $119MMar 19, 2024 to Mar 26, 2025
- HNW RAUM · $72.3M to $97.3MMar 19, 2024 to Mar 26, 2025
- Individual RAUM · $3.5M to $5.2MMar 19, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $0 to $5.1MMar 19, 2024 to Mar 26, 2025
- Pension RAUM · unset to 3151262.0Mar 19, 2024 to Mar 26, 2025
- RAUM · $84.2M to $124MMar 19, 2024 to Mar 26, 2025
- Accounts · 92 to 147Mar 3, 2023 to Mar 19, 2024
- HNW clients · 28 to 45Mar 3, 2023 to Mar 19, 2024
- Individual clients · unset to 15.0Mar 3, 2023 to Mar 19, 2024
- Assets in custody · $7.8M to $8.4MMar 3, 2023 to Mar 19, 2024
- Other offices · 2 to 1Mar 3, 2023 to Mar 19, 2024
- Discretionary RAUM · $63.9M to $84.2MMar 3, 2023 to Mar 19, 2024
- HNW RAUM · $55.5M to $72.3MMar 3, 2023 to Mar 19, 2024
Signals
2 dated events
- Robert William Noack left Conway Partners for Tpg Financial Advisors, Llc (registered 2023-02-06)Jan 31, 2023 · Advisor changed firm · fact
- Conway Partners Management, Llc filed its initial SEC registration (Form ADV)Feb 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@conwaypartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/conwaypartnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- conwaypartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 775-971-8392reportedpublic record, Form ADV, Mar 10, 2026
- Team page
- conwaypartners.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026