DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tpg Financial Advisors, LLC
Latest filing Mar 26, 2026
First filing on the tape Nov 26, 2012 · 38 filings
SEC status approved since Dec 20, 2012
RAUM
$2.2B
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
41%
$903M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
21
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$2.2B as of Mar 26, 2026
Apr 2, 2013$65.7M then
HNW client RAUM$640M as of Mar 26, 2026
Mar 30, 2018$56.4M then
State-registered IARs (5.B.3)17 as of Mar 26, 2026
Apr 2, 20136 then
Employees (5.A)21 as of Mar 26, 2026
Apr 2, 201311 then
Private funds: no history
RAUM +13% over the last fiscal year+19% a year over threeIARs 16 to 17
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 59%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 18.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $118M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.3B59%
- High-net-worth individuals$640M29%
- Individuals$263M12%
- Corporations and businesses$10.4M0.5%
- Charitable organizations$2.8M0.1%
- Individual clients
- 369reported
- HNW clients
- 176reported
- Pension plan clients
- 92reported
- Charitable clients
- n/areported
- Accounts
- 1,635reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $118M for 71 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.41 fund_share=0.0 institutional_share=0.59 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sheryl Lynn OlsonChartered Financial Consultant | Portland, Or | Sep 27, 2006 | 35 y | 2 |
| Kristopher Charles Mink | Portland, Or | Nov 9, 2006 | 31 y | 1 |
| Emily Wallace Roselle | Portland, Or | Jun 17, 2009 | 19 y | 0 |
| Karl William HarropCertified Financial Planner | Portland, Or | Jul 25, 2012 | 24 y | 4 |
| John Spring Woolley | Portland, Or | Sep 14, 2016 | 33 y | 1 |
| Geneva Garcia Stegemoller | Portland, Or | Aug 5, 2019 | 24 y | 0 |
| Michael Dean Walters | Portland, Or | Jun 14, 2021 | 26 y | 3 |
| Nicole M Bryson | Portland, Or | Jan 19, 2022 | 12 y | 1 |
| Garrett Michael Johnson | Portland, Or | Aug 13, 2022 | 17 y | 0 |
| Samuel Joseph DetkeCertified Financial Planner | Portland, Or | Aug 30, 2022 | 13 y | 3 |
| Robert William Noack | Portland, Or | Feb 6, 2023 | 42 y | 4 |
| Carrie Thelise Maerz | Portland, Or | Feb 28, 2023 | 14 y | 1 |
| Kyle David Hagmeier | Portland, Or | Mar 7, 2023 | 11 y | 0 |
| Yu Wu | Portland, Or | Mar 13, 2023 | 10 y | 0 |
| Debra Joann PellatiCertified Financial Planner | Portland, Or | Sep 9, 2024 | 13 y | 1 |
| Stuart Donald Robertson | Portland, Or | Jan 10, 2025 | 13 y | 1 |
| Viviana BigolinCertified Financial Planner | Portland, Or | Jun 5, 2025 | 13 y | 3 |
| Erica C Smiley | Portland, Or | Mar 17, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Lauren Michele Reed to Geneos Wealth Management, Inc.Jan 27, 2025 · Other
- Michael William Gallagher to Pecaut Wealth ManagementApr 1, 2021 · RIA to RIA
- Kent B Smothers to Empower Advisory Group, LLCSep 8, 2020 · Other
- Deanna Lynn Tucker to U.S. Bancorp Investments, Inc.Jan 5, 2018 · Other
- Jeffrey Allan Gates to Cable Hill Partners, LLCJun 17, 2016 · Other
- Marc Masao Kadomatsu to MerrimanFeb 22, 2016 · Other
- Clayton Andrew Phillips to Human InvestingMay 11, 2015 · Other
Joined, latest
- Viviana Bigolin from Pfg AdvisorsJun 5, 2025 · RIA to RIA
- Stuart Donald Robertson from Fisher InvestmentsJan 10, 2025 · RIA to RIA
- Debra Joann Pellati from Kms Financial Services, IncSep 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- Carrie Thelise Maerz from M Holdings Securities, Inc.Feb 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- Robert William Noack from Conway PartnersFeb 6, 2023 · RIA to RIA
- Samuel Joseph Detke from Financial Investment Team ("Fit")Aug 30, 2022 · RIA to RIA
- Nicole M Bryson from Deschutes Investment Consulting, LLCJan 19, 2022 · RIA to RIA
- Michael Dean Walters from Deschutes Investment Consulting, LLCJun 14, 2021 · RIA to RIA
- Kent B Smothers from Principal Securities, Inc.Jan 28, 2019 · Affiliated broker-dealer or bank to independent RIA
- John Spring Woolley from Northwest Investment CounselorsSep 14, 2016 · Other
- Michael William Gallagher from Geneos Wealth Management, Inc.Mar 30, 2015 · Other
- Lauren Michele Reed from Phillips & CompanyJun 28, 2013 · Other
- Karl William Harrop from Wealthview Capital, LLCJul 25, 2012 · Other
- Marc Masao Kadomatsu from Securian Financial Services, Inc.Dec 13, 2010 · Other
- Jeffrey Allan Gates from Geneos Wealth Management, Inc.Jul 23, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thelise Carrie Maerz · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- Anders Jacob Shafer · Chief Financial Officercontrolsince 07/2006 · owns less than 5%
- Spring John Woolley · Managing Director Of Wealth Management & Presidentcontrolsince 01/2019 · owns less than 5%
Entity owners
- The Partners Group, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- The Partners Group, LLC.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 18 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 26, 2026portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2025-03-25, no on the filing of 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,587 to 1,635Mar 25, 2025 to Mar 26, 2026
- Advisory activities · 5 to 4Mar 25, 2025 to Mar 26, 2026
- HNW clients · 173 to 176Mar 25, 2025 to Mar 26, 2026
- Individual clients · 375 to 369Mar 25, 2025 to Mar 26, 2026
- Pension plan clients · 95 to 92Mar 25, 2025 to Mar 26, 2026
- Assets in custody · $355M to $118MMar 25, 2025 to Mar 26, 2026
- Employees · 19 to 21Mar 25, 2025 to Mar 26, 2026
- State-registered IARs · 16 to 17Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.0B to $1.4BMar 25, 2025 to Mar 26, 2026
- HNW RAUM · $533M to $640MMar 25, 2025 to Mar 26, 2026
- Individual RAUM · $220M to $263MMar 25, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $915M to $809MMar 25, 2025 to Mar 26, 2026
- Pension RAUM · $1.2B to $1.3BMar 25, 2025 to Mar 26, 2026
- RAUM · $2.0B to $2.2BMar 25, 2025 to Mar 26, 2026
- Accounts · 1,514 to 1,587Mar 27, 2024 to Mar 25, 2025
- Advisory employees · 8 to 13Mar 27, 2024 to Mar 25, 2025
- HNW clients · 162 to 173Mar 27, 2024 to Mar 25, 2025
- Individual clients · 356 to 375Mar 27, 2024 to Mar 25, 2025
- Assets in custody · unset to 354719997.0Mar 27, 2024 to Mar 25, 2025
- Custody of client assets · false to trueMar 27, 2024 to Mar 25, 2025
- Employees · 20 to 19Mar 27, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Mar 27, 2024 to Mar 25, 2025
- State-registered IARs · 17 to 16Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $814M to $1.0BMar 27, 2024 to Mar 25, 2025
- HNW RAUM · $447M to $533MMar 27, 2024 to Mar 25, 2025
- Individual RAUM · $188M to $220MMar 27, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $844M to $915MMar 27, 2024 to Mar 25, 2025
- Pension RAUM · $1.0B to $1.2BMar 27, 2024 to Mar 25, 2025
- RAUM · $1.7B to $2.0BMar 27, 2024 to Mar 25, 2025
- Accounts · 1,323 to 1,514Jun 20, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Jun 20, 2023 to Mar 27, 2024
- HNW clients · 154 to 162Jun 20, 2023 to Mar 27, 2024
- Individual clients · 341 to 356Jun 20, 2023 to Mar 27, 2024
- Pension plan clients · 86 to 95Jun 20, 2023 to Mar 27, 2024
- Employees · 18 to 20Jun 20, 2023 to Mar 27, 2024
- State-registered IARs · 7 to 17Jun 20, 2023 to Mar 27, 2024
- Discretionary RAUM · $561M to $814MJun 20, 2023 to Mar 27, 2024
- HNW RAUM · $385M to $447MJun 20, 2023 to Mar 27, 2024
- Individual RAUM · $136M to $188MJun 20, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $763M to $844MJun 20, 2023 to Mar 27, 2024
Signals
10 dated events
- Lauren Michele Reed left Tpg Financial Advisors, Llc for Geneos Wealth Management, Inc. (registered 2016-06-20)Jan 27, 2025 · Advisor changed firm · fact
- Tpg Financial Advisors, Llc reported RAUM $1.7B, up 25% from $1.3B (2023-06-20 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Tpg Financial Advisors, Llc reported 17 state-registered advisory representatives, up from 7 (2023-06-20 to 2024-03-27)Mar 27, 2024 · Advisor headcount change · derived
- Thelise Carrie Maerz (Chief Compliance Officer) appeared on Schedule A of Tpg Financial Advisors, LlcMar 21, 2023 · Control person joined · fact
- Byron Roderick Cruickshank (Owner) no longer on Schedule A of Tpg Financial Advisors, Llc (listed 2022-03-16, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Tpg Financial Advisors, Llc reported RAUM $805.2M, up 51% from $533.3M (2019-03-19 to 2019-06-24)Jun 24, 2019 · RAUM change · derived
- Gay Doreen Barnhouse (Vp Of Operations) no longer on Schedule A of Tpg Financial Advisors, Llc (listed 2019-03-19, absent 2019-06-24)Jun 24, 2019 · Control person left · inference
- Eric Anthony Rothenfluch (Chief Compliance Officer) no longer on Schedule A of Tpg Financial Advisors, Llc (listed 2018-06-01, absent 2019-01-30)Jan 30, 2019 · Control person left · inference
- Spring John Woolley (Chief Compliance Officer) appeared on Schedule A of Tpg Financial Advisors, LlcJan 30, 2019 · Control person joined · fact
- Tpg Financial Advisors, Llc filed its initial SEC registration (Form ADV)Nov 26, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-336-5600reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 425-455-5640reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 503-241-9550reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/THE-PARTNERS-GROUP_2reportedpublic record, Form ADV, Sep 17, 2026
- Website
- thepartnersgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 503-241-9550reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- thepartnersgroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026