DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• M•••••••••
Legal name A•••••• C•••••• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 11, 2022 · 9 filings
SEC status approved since Mar 14, 2022
RAUM
$4.0B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
91%
$3.6B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$399M
derived; firm RAUM over IAPD count
Employees
25
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$4.0B as of Mar 31, 2026
Mar 30, 2023$3.1B then
HNW client RAUM$3.6B as of Mar 31, 2026
Mar 30, 2023$2.7B then
State-registered IARs (5.B.3)9 as of Mar 31, 2026
Mar 30, 20238 then
Employees (5.A)25 as of Mar 31, 2026
Mar 30, 202322 then
Private funds: no history
RAUM +4.3% over the last fiscal year+9.0% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $399MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.4MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.6B90%
- Charitable organizations$255M6.4%
- Individuals$53.4M1.3%
- State and municipal entities$34.1M0.9%
- Pension and profit-sharing plans$33.4M0.8%
- Corporations and businesses$27.7M0.7%
- Individual clients
- 66reported
- HNW clients
- 315reported
- Pension plan clients
- 6reported
- Charitable clients
- 12reported
- Accounts
- 1,603reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• C•••••• G••••Chartered Financial Analyst | Bloomfield Hills, Mi | Apr 8, 2022 | 27 y | 3 |
| T•• N• H••••• | Bloomfield Hills, Mi | Apr 8, 2022 | 40 y | 2 |
| M••• E••••• V•• F••••••• | Bloomfield Hills, Mi | Apr 8, 2022 | 15 y | 2 |
| A••• L••• F••••••Chartered Financial Analyst | Bloomfield Hills, Mi | Apr 8, 2022 | 37 y | 1 |
| P••• I•• R••••• | Bloomfield Hills, Mi | Apr 11, 2022 | 30 y | 1 |
| B••••••• W•••••• U••••• | Bloomfield Hills, Mi | Aug 18, 2023 | 13 y | 2 |
| C••••••••• J••• B••••Certified Financial Planner | Bloomfield Hills, Mi | Aug 18, 2023 | 14 y | 3 |
| D••••• J•••• M••••••Chartered Financial Analyst | Bloomfield Hills, Mi | Jan 1, 2025 | 22 y | 1 |
| E••• K••••••• F•••••Certified Financial Planner | Bloomfield Hills, Mi | Aug 5, 2025 | 10 y | 1 |
| D•••• R••••• C••••• | Bloomfield Hills, Mi | Jun 12, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• K••••••• F••••• from P••••• M•••• F•••••••• A•••••••Aug 5, 2025 · RIA to RIA
- B••••••• W•••••• U••••• from S•••••••••Aug 18, 2023 · Other
- C••••••••• J••• B•••• from M• H••••••• S••••••••• I•••Aug 18, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from A•••••• C•••••• M••••••••• L••Apr 7, 2022 · Bloomfield Hills, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• W••••••• C•••••• · Senior Managing Directorcontrolsince 04/2022 · owns less than 5%
- H•••••• T••• N• · Senior Managing Directorcontrolsince 04/2022 · owns less than 5%
- H••••••• J••••• M•••• · Senior Managing Directorcontrolsince 04/2022 · owns less than 5%
- M••••••• D•••••• J•••• · Senior Managing Director & Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- R•••••• P•••• I•• · Senior Managing Directorcontrolsince 04/2022 · owns less than 5%
- V•• F•••••••• M•••• E••••• · Senior Managing Directorcontrolsince 04/2022 · owns less than 5%
Entity owners
- F•••• O••••••••• L•• · Member (Manager) Officerdirect · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of C••• F•••••••• H•••••••• L•••
- C••• F•••••••• H•••••••• L••• · Partnerindirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
- C••••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of C••• F•••••••• H•••••••• L•••
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of F•••••••• F•• A••••••••• L••
- F•••••••• F•• P•••••• I••• · Memberindirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of F•••••••• F•• P•••••• I•••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••• F•••••••• P••••••• I••• · Memberindirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
- F•••• R••• S••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026H••••••• J••••• M•••• (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2023-09-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026M••••••• D•••••• J•••• (SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-09-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026H•••••• T••• N• (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2023-09-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026V•• F•••••••• M•••• E••••• (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2023-09-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026R•••••• P•••• I•• (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2023-09-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 31, 2026G••••• W••••••• C•••••• (SENIOR MANAGING DIRECTOR) left Schedule A between the filings of 2023-09-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,566 to 1,603Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 10 to 9Mar 28, 2025 to Mar 31, 2026
- Charity clients · 13 to 12Mar 28, 2025 to Mar 31, 2026
- Corporate clients · 6 to 5Mar 28, 2025 to Mar 31, 2026
- HNW clients · 311 to 315Mar 28, 2025 to Mar 31, 2026
- Individual clients · 67 to 66Mar 28, 2025 to Mar 31, 2026
- Employees · 23 to 25Mar 28, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 11-25Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.6B to $3.8BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $3.4B to $3.6BMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $39.0M to $53.4MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $236M to $184MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $30.8M to $33.4MMar 28, 2025 to Mar 31, 2026
- RAUM · $3.8B to $4.0BMar 28, 2025 to Mar 31, 2026
- Accounts · 1,537 to 1,566Mar 27, 2024 to Mar 28, 2025
- Charity clients · 16 to 13Mar 27, 2024 to Mar 28, 2025
- HNW clients · 316 to 311Mar 27, 2024 to Mar 28, 2025
- Individual clients · 54 to 67Mar 27, 2024 to Mar 28, 2025
- Pension plan clients · 7 to 6Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.1B to $3.6BMar 27, 2024 to Mar 28, 2025
- HNW RAUM · $3.0B to $3.4BMar 27, 2024 to Mar 28, 2025
- Individual RAUM · $36.3M to $39.0MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $241M to $236MMar 27, 2024 to Mar 28, 2025
- Pension RAUM · $28.5M to $30.8MMar 27, 2024 to Mar 28, 2025
- RAUM · $3.4B to $3.8BMar 27, 2024 to Mar 28, 2025
- Related insurance company · false to trueMar 27, 2024 to Mar 28, 2025
- Accounts · 1,503 to 1,537Sep 15, 2023 to Mar 27, 2024
- Advisory activities · 4 to 5Sep 15, 2023 to Mar 27, 2024
- Employees · 22 to 23Sep 15, 2023 to Mar 27, 2024
- Financial planning clients · unset to 1-10Sep 15, 2023 to Mar 27, 2024
- State-registered IARs · 8 to 9Sep 15, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.9B to $3.1BSep 15, 2023 to Mar 27, 2024
- HNW RAUM · $2.7B to $3.0BSep 15, 2023 to Mar 27, 2024
- Individual RAUM · $24.7M to $36.3MSep 15, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $231M to $241MSep 15, 2023 to Mar 27, 2024
- Pension RAUM · $28.0M to $28.5MSep 15, 2023 to Mar 27, 2024
- RAUM · $3.1B to $3.4BSep 15, 2023 to Mar 27, 2024
- Accounts · 1,495 to 1,503Apr 14, 2022 to Mar 30, 2023
- Advisory employees · 9 to 10Apr 14, 2022 to Mar 30, 2023
Signals
2 dated events
- A•••••• C•••••• M••••••••• L••'s advisors moved to A•••••• C•••••• M••••••••• (Bloomfield Hills, MI): 6 of 6 registered, on the same dayApr 7, 2022 · Firm absorbed (people side) · derived
- A•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 415-900-3871reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-498-7080reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-200-2070reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/azimuth-capital-management-acmreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- focusfinancialpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-433-4000reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- corporate.focuspartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $399Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026