DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••• I••••••••• I••••••••• M••••••••• I•••

No RAUM reportedChicago, IllinoisCRD 319065SEC 801-123569websiteIAPD
Latest filing Jun 1, 2026
First filing on the tape Feb 28, 2022 · 14 filings
SEC status approved since Mar 29, 2022
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$0 as of Jun 1, 2026
Jun 27, 2022$0 then
HNW client RAUM$0 as of Jun 1, 2026
Jun 27, 2023$2.5M then
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Jun 27, 20220 then
Employees (5.A)0 as of Jun 1, 2026
Jun 27, 20220 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• N•••••• · Director/Presidentcontrol
        since 02/2022 · owns less than 5%
      • H••••• M••• J•• M••• · Chief Compliance Officercontrol
        since 02/2022 · owns less than 5%
      • K•••• J••••• J••••• · Chief Financial Officercontrol
        since 02/2022 · owns less than 5%
      • L•••••• J••••••• M•••••• · Directorcontrol
        since 02/2022 · owns less than 5%
      • P••••• R••••••• S•••• · Director/Chairmancontrol
        since 02/2022 · owns less than 5%
      • V••••••• K••••••• A•• · Senior Managing Director, Equity Managementcontrol
        since 02/2022 · owns less than 5%
      Entity owners
      • M•••••• F•••••••• S•••••••• I••• · Owner
        direct · owns 75% or more
      • M•••••• F•••••••• H•••••••• I••• · Owner
        indirect · owns 75% or more of M•••••• F•••••••• S•••••••• I•••
      Related persons
      Schedule D 7.A
      Advisers that list M•••••• I••••••••• I••••••••• M••••••••• I••• as a related person
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Chicago, Il · principal003
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Mar 28, 2025 to Jun 11, 2025
      • Accounts · 27 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Advisory employees · 12 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Advisory activities · 3 to 1
        Jun 25, 2024 to Mar 28, 2025
      • BD registered reps · 7 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Charity clients · 5 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Corporate clients · 2 to 0
        Jun 25, 2024 to Mar 28, 2025
      • HNW clients · 2 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Pension plan clients · 7 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 2 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Employees · 16 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Insurance-licensed employees · 12 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Financial planning clients · 0 to unset
        Jun 25, 2024 to Mar 28, 2025
      • State-registered IARs · 1 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Other offices · 1 to 0
        Jun 25, 2024 to Mar 28, 2025
      • Discretionary RAUM · $1.2B to $0
        Jun 25, 2024 to Mar 28, 2025
      • HNW RAUM · $2.8M to $0
        Jun 25, 2024 to Mar 28, 2025
      • Pension RAUM · $219M to $0
        Jun 25, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $56.6M to $0
        Jun 25, 2024 to Mar 28, 2025
      • RAUM · $1.2B to $0
        Jun 25, 2024 to Mar 28, 2025
      • Accounts · 20 to 27
        Apr 12, 2024 to Jun 25, 2024
      • Advisory employees · 7 to 12
        Apr 12, 2024 to Jun 25, 2024
      • BD registered reps · 2 to 7
        Apr 12, 2024 to Jun 25, 2024
      • Charity clients · 3 to 5
        Apr 12, 2024 to Jun 25, 2024
      • Pension plan clients · 5 to 7
        Apr 12, 2024 to Jun 25, 2024
      • Insurance-licensed employees · 7 to 12
        Apr 12, 2024 to Jun 25, 2024
      • State-registered IARs · 7 to 1
        Apr 12, 2024 to Jun 25, 2024
      • Discretionary RAUM · $951M to $1.2B
        Apr 12, 2024 to Jun 25, 2024
      • HNW RAUM · $2.5M to $2.8M
        Apr 12, 2024 to Jun 25, 2024
      • Pension RAUM · $186M to $219M
        Apr 12, 2024 to Jun 25, 2024
      • Pooled vehicle RAUM · $34.4M to $56.6M
        Apr 12, 2024 to Jun 25, 2024
      • RAUM · $951M to $1.2B
        Apr 12, 2024 to Jun 25, 2024
      • Accounts · 18 to 20
        Feb 8, 2023 to Jun 27, 2023
      • Advisory employees · 13 to 7
        Feb 8, 2023 to Jun 27, 2023
      • BD registered reps · 13 to 2
        Feb 8, 2023 to Jun 27, 2023
      • Charity clients · 2 to 3
        Feb 8, 2023 to Jun 27, 2023
      • Pooled vehicle clients · 1 to 2
        Feb 8, 2023 to Jun 27, 2023
      • Employees · 18 to 16
        Feb 8, 2023 to Jun 27, 2023
      • Insurance-licensed employees · 2 to 7
        Feb 8, 2023 to Jun 27, 2023
      • State-registered IARs · 11 to 7
        Feb 8, 2023 to Jun 27, 2023
      Signals
      7 dated events
      • Servia Anne Rindfleish no longer registered at M•••••• I••••••••• I••••••••• M••••••••• I•••; no later IA registration on IAPD
        Dec 31, 2025 · Advisor departure · fact
      • Andrew Michael Pataky no longer registered at M•••••• I••••••••• I••••••••• M••••••••• I•••; no later IA registration on IAPD
        Dec 31, 2025 · Advisor departure · fact
      • Thomas Francis Hynes no longer registered at M•••••• I••••••••• I••••••••• M••••••••• I•••; no later IA registration on IAPD
        Dec 31, 2025 · Advisor departure · fact
      • M•••••• I••••••••• I••••••••• M••••••••• I••• reported RAUM $0, down 100% from $1.2B (2024-06-25 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • M•••••• I••••••••• I••••••••• M••••••••• I••• reported RAUM $951.2M, up 26% from $756.7M (2023-02-08 to 2023-06-27)
        Jun 27, 2023 · RAUM change · derived
      • M•••••• I••••••••• I••••••••• M••••••••• I••• reported 11 state-registered advisory representatives, up from 0 (2022-07-06 to 2022-07-18)
        Jul 18, 2022 · Advisor headcount change · derived
      • M•••••• I••••••••• I••••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
        Feb 28, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      mesirow.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      312-595-6000reportedpublic record, Form ADV, Jun 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026