DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

M•••••• F•••••••• P•••••• E••••• A•••••••• I•••

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 112084SEC 801-57914website IAPD

Latest filing Jun 24, 2026

First filing on the tape Mar 26, 2012 · 33 filings

SEC status approved since Sep 11, 2000

RAUM

$6.9B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$1.2B

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$6.9B as of Jun 24, 2026

Jun 27, 2012$3.1B then

HNW client RAUM$0 as of Jun 24, 2026

Jun 25, 2024$0 then

State-registered IARs (5.B.3)7 as of Jun 24, 2026

Jun 14, 20134 then

Employees (5.A)19 as of Jun 24, 2026

Jun 14, 201317 then

Private funds18 as of Jun 24, 2026

Jun 27, 201211 then

RAUM +3.2% over the last fiscal year+2.7% a year over threeIARs 7 to 7

Practice profile

derived from the filing of Jun 24, 2026; every figure names its basis

RAUM per advisor: $1.2BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $408MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.2derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -5.3%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, otherreportedItem 5.G
Custody: $6.1B, 16 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$6.1B87%
State and municipal entities$870M13%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 17reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $6.1B for 16 clientsreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=0.87 institutional_share=0.13 related_bd=true related_bank=true bd_reps=7.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••••• M••• D•••••	Chicago, Il	Dec 13, 2004	22 y	0
M••• E••• S••••	Chicago, Il	Jun 20, 2008	22 y	0
C••••••• W••••• H•••••	Chicago, Il	Jul 1, 2011	20 y	0
R••• M•••••• F••••••••	Chicago, Il	Aug 28, 2020	19 y	0
B•••••• S•••• K•••••••	Chicago, Il	Apr 26, 2021	17 y	2
K••••••• M••••••• P•••••Chartered Financial Analyst	Chicago, Il	Oct 29, 2021	19 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

T••••• F•••••• H•••• to M•••••• A••••••• S••••••••• I••
Jul 18, 2018 · Other
T••••• F•••••• H•••• to M•••••• F•••••••• I••••••••• M••••••••• I•••
Dec 31, 2010 · Other

Joined, latest

B•••••• S•••• K••••••• from C••••••• M••••••••• I••••••••• A•••••••• L••
Apr 26, 2021 · Other

Every departure Every arrival

Private funds

20 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••••• F•••••••• P•••••• E••••• F••• V•••• L•••	Private Equity Fund	$830M	62	Jun 27, 2017
M•••••• F•••••••• P•••••• E••••• F••• V••••• L•••	Private Equity Fund	$826M	53	Jun 28, 2018
M•••••• F•••••••• P•••••• E••••• P••••••••• F••• V•• L•••	Private Equity Fund	$684M	48	Mar 26, 2012
M•••••• F•••••••• P•••••• E••••• F••• V•••••• L•••	Private Equity Fund	$537M	77	Jun 25, 2021
M•••••• F•••••••• P•••••• E••••• F••• V•••••• L•••	Private Equity Fund	$497M	85	Jun 25, 2021
M•••••• F•••••••• P•••••• E••••• P••••••••• F••• V• L•••	Private Equity Fund	$395M	50	Mar 26, 2012
M•••••• F•••••••• P•••••• E••••• S•••••• F••• B• L•••	Private Equity Fund	$314M	2	Jun 28, 2018
M•••••• F•••••••• P•••••• E••••• 7•• F••• I• L•••	Private Equity Fund	$155M	2	Jun 28, 2018
M•••••• F•••••••• P•••••• E••••• P••••••••• F••• •••••• F••••••• L•••	Other Private Fund	$117M	2	Mar 26, 2012
M•••••• F•••••••• P•••••• E••••• P••••••••• F••• I•• L•••	Private Equity Fund	$116M	78	Mar 26, 2012
S•••• M•••• S••••• P•••••• E••••• F••• I•• L•••	Private Equity Fund	$100M	16	Jun 28, 2018
M•••••• P•••••• E••••• O••••••••• F•••• L•••	Private Equity Fund	$76.1M	2	Jun 27, 2019
M•••••• F•••••••• C•••••• P••••••• X• L•••	Private Equity Fund	$33.5M	30	Mar 26, 2012
M•••••• F•••••••• P•••••• E••••• P••••••••• F••• I••• L•••	Private Equity Fund	$22.2M	51	Mar 26, 2012
M•••••• P•••••• E••••• F••• V••••• F•••••• L•••	Other Private Fund	$20.2M	58	Jun 27, 2022
M•••••• P••••••••• F••• I•• L•••no longer reported	Private Equity Fund	$5.0M	14	Mar 26, 2012
M•••••• P••••••••• F••• I• L•••no longer reported	Private Equity Fund	$3.6M	17	Mar 26, 2012
M•••••• F•••••••• C•••••• P••••••• I•• L•••	Other Private Fund	$3.4M	35	Mar 26, 2012
M•••••• C•••••• P••••••• V•••• L•••no longer reported	Private Equity Fund	$89,495	10	Mar 26, 2012
M•••••• C•••••• P••••••• V•• L••••••••• T••••no longer reported	Private Equity Fund	$35,411	37	Mar 26, 2012

Owners and control persons

Schedule A and B, latest filing

B••••• N•••••• · Directorcontrol
since 02/2021 · owns less than 5%
H••••• M••• J•• M••• · Chief Compliance Officercontrol
since 04/2021 · owns less than 5%
L•••••• J••••••• M•••••• · Directorcontrol
since 02/2021 · owns less than 5%
P••••• R••••••• S•••• · Directorcontrol
since 04/2012 · owns less than 5%
C•••• M••••••• D•••• · Cfo
since 06/2021 · owns less than 5%
D•••••• R•••••• M••• · Chief Executive Officer
since 07/2023 · owns less than 5%

Entity owners

M•••••• F•••••••• S•••••••• I••• · Owner
direct · owns 75% or more
M•••••• F•••••••• H•••••••• I••• · Owner
indirect · owns 75% or more of M•••••• F•••••••• S•••••••• I•••

Related persons

Schedule D 7.A

M•••••• A••••••• S••••••••• I••
investment adviserpooled vehicle sponsorn
M•••••• F•••••••• I••••••••• M••••••••• I•••
investment adviserbankLP sponsornRAUM $50B
M•••••• F•••••••• P•••••• E••••• V•• G•• L•••
y
M•••••• F•••••••• P•••••• E••••• V••• G•• L•••
y
M•••••• F•••••••• R••• E••••• V•••• F••• I•• L•••
pooled vehicle sponsorn
M•••••• F•••••••• R••• I••••• L••
pooled vehicle sponsorn
M•••••• F•••••••• R••• I••••• L••
pooled vehicle sponsorn
M•••••• F•••••••• S•••••••• I•••
n
M•••••• F••••••••• I•••
broker-dealern
M•••••• F•• I• • G•• L••
n
M•••••• I••••••••• I••••••••• M••••••••• I•••
investment advisern
M•••••• P•• V••••• F••••••••• L••
n
M•••••• R••••• I•••
investment advisernRAUM $2.6B
M•••••• R••• I• F••••• • G•• L••
pooled vehicle sponsorn
M•••••• R••• V•••• L••
pooled vehicle sponsorn

Advisers that list M•••••• F•••••••• P•••••• E••••• A•••••••• I••• as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Chicago, Il · principal	6	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 6 to 7
May 20, 2026 to Jun 24, 2026
BD registered reps · 6 to 7
May 20, 2026 to Jun 24, 2026
Charity clients · unset to 0.0
May 20, 2026 to Jun 24, 2026
Corporate clients · unset to 0.0
May 20, 2026 to Jun 24, 2026
Pension plan clients · unset to 0.0
May 20, 2026 to Jun 24, 2026
Assets in custody · $6.2B to $6.1B
May 20, 2026 to Jun 24, 2026
HQ state · CT to IL
May 20, 2026 to Jun 24, 2026
Discretionary RAUM · $7.1B to $6.9B
May 20, 2026 to Jun 24, 2026
Pension RAUM · unset to 0.0
May 20, 2026 to Jun 24, 2026
Pooled vehicle RAUM · $6.2B to $6.1B
May 20, 2026 to Jun 24, 2026
RAUM · $7.1B to $6.9B
May 20, 2026 to Jun 24, 2026
HQ state · IL to CT
Sep 3, 2025 to May 20, 2026
Accounts · 14 to 17
Jun 25, 2024 to Jun 24, 2025
Pooled vehicle clients · 13 to 16
Jun 25, 2024 to Jun 24, 2025
Assets in custody · $5.5B to $6.2B
Jun 25, 2024 to Jun 24, 2025
Financial planning clients · unset to
Jun 25, 2024 to Jun 24, 2025
Private funds · 15 to 18
Jun 25, 2024 to Jun 24, 2025
Discretionary RAUM · $6.4B to $7.1B
Jun 25, 2024 to Jun 24, 2025
Pooled vehicle RAUM · $5.5B to $6.2B
Jun 25, 2024 to Jun 24, 2025
RAUM · $6.4B to $7.1B
Jun 25, 2024 to Jun 24, 2025
Accounts · 15 to 14
Jul 31, 2023 to Jun 25, 2024
Advisory employees · 7 to 6
Jul 31, 2023 to Jun 25, 2024
BD registered reps · 7 to 6
Jul 31, 2023 to Jun 25, 2024
HNW clients · unset to 0.0
Jul 31, 2023 to Jun 25, 2024
Individual clients · unset to 0.0
Jul 31, 2023 to Jun 25, 2024
Pooled vehicle clients · 14 to 13
Jul 31, 2023 to Jun 25, 2024
Assets in custody · $5.8B to $5.5B
Jul 31, 2023 to Jun 25, 2024
Employees · 20 to 19
Jul 31, 2023 to Jun 25, 2024
Private funds · 16 to 15
Jul 31, 2023 to Jun 25, 2024
Discretionary RAUM · $6.7B to $6.4B
Jul 31, 2023 to Jun 25, 2024
HNW RAUM · unset to 0.0
Jul 31, 2023 to Jun 25, 2024
Individual RAUM · unset to 0.0
Jul 31, 2023 to Jun 25, 2024
Pooled vehicle RAUM · $5.8B to $5.5B
Jul 31, 2023 to Jun 25, 2024
RAUM · $6.7B to $6.4B
Jul 31, 2023 to Jun 25, 2024
Advisory employees · 6 to 7
Jun 27, 2022 to Jun 27, 2023
BD registered reps · 8 to 7
Jun 27, 2022 to Jun 27, 2023
Assets in custody · $5.8B to $5.8B
Jun 27, 2022 to Jun 27, 2023
Employees · 18 to 20
Jun 27, 2022 to Jun 27, 2023
State-registered IARs · 6 to 7
Jun 27, 2022 to Jun 27, 2023
Discretionary RAUM · $6.9B to $6.7B
Jun 27, 2022 to Jun 27, 2023

Signals

7 dated events

Evan Marc Sacks (Chairman) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2023-07-31, absent 2024-06-25)
Jun 25, 2024 · Control person left · inference
Edward Thomas Galuhn (President) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2023-06-28, absent 2023-07-31)
Jul 31, 2023 · Control person left · inference
M•••••• F•••••••• P•••••• E••••• A•••••••• I••• reported RAUM $6.4B, up 41% from $4.5B (2021-04-14 to 2021-06-25)
Jun 25, 2021 · RAUM change · derived
Moon Mary Jo Hayes (Chief Compliance Officer) appeared on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I•••
Apr 14, 2021 · Control person joined · fact
B Dennis Black (Director) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2020-06-25, absent 2021-02-25)
Feb 25, 2021 · Control person left · inference
Joseph Dominick Mondi (Director) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2020-06-25, absent 2021-02-25)
Feb 25, 2021 · Control person left · inference
Paris Daniel Howell (Senior Managing Director) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2018-10-22, absent 2019-06-27)
Jun 27, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

M•••••• F•••••••• P•••••• E••••• A•••••••• I••• · Independent Sponsors
shared crd · capital_provider
M•••••• F•••••••• P•••••• E••••• A•••••••• I••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: mesirow.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 312-595-6000reportedpublic record, Form ADV, Jun 24, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $1.2Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026