DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Mesirow Advanced Strategies Inc
Latest filing Jan 6, 2026
First filing on the tape Mar 22, 2012 · 42 filings
SEC status approved since Mar 2, 1990
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$0 as of Jan 6, 2026
Apr 20, 2012$29B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jan 6, 2026
Jun 24, 20139 then
Employees (5.A)1 as of Jan 6, 2026
Jun 24, 2013118 then
Private funds7 as of Jun 18, 2020
Apr 20, 201281 then
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 6, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Chad Alan Schroeder to Mesirow Financial Investment Management, Inc.Jul 18, 2018 · Other
- Darren S Feld to Mesirow Financial Investment Management, Inc.Jul 14, 2016 · Other
Joined, latest
- Thomas Francis Hynes from Mesirow Financial Private Equity Advisors, Inc.Nov 9, 2017 · Other
- Chad Alan Schroeder from Morgan StanleyFeb 6, 2014 · Other
- Darren S Feld from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 4, 2004 · Other
Private funds
97 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mesirow Absolute Return Fund (Institutional), Ltd. Class Group 2no longer reported | Hedge Fund | $2.6B | 159 | Mar 22, 2012 |
| Mesirow North Shore Fund, Ltd.no longer reported | Hedge Fund | $712M | 1 | Mar 22, 2012 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Group No. 1no longer reported | Hedge Fund | $476M | 45 | Jun 20, 2014 |
| Mesirow Portfolio Hedging Offshore Fund, Ltd.no longer reported | Hedge Fund | $395M | 30 | Mar 22, 2012 |
| Nalpak II, L.P.no longer reported | Hedge Fund | $285M | 7 | Jun 29, 2012 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Group No. 4no longer reported | Hedge Fund | $271M | 2 | Mar 22, 2012 |
| Mesirow Alternative Strategies Unit Trust (Japanese Qualified Institutional Investors Only) - Class Hno longer reported | Hedge Fund | $188M | 1 | Jun 28, 2018 |
| Mesirow Liquidity Hub Fund, Ltd.no longer reported | Hedge Fund | $149M | 5 | Mar 22, 2012 |
| Mesirow Liquidity Fund, Ltd.no longer reported | Hedge Fund | $147M | 1 | Mar 22, 2012 |
| Mesirow Liquidity Fund IV, Ltd.no longer reported | Hedge Fund | $124M | 1 | Mar 22, 2012 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Bano longer reported | Hedge Fund | $103M | 1 | Jun 24, 2016 |
| Mesirow Alternative Strategies Fund, L.P.no longer reported | Hedge Fund | $66.4M | 31 | Mar 22, 2012 |
| Mesirow Absolute Return Fund, Ltd. Class Group 3no longer reported | Hedge Fund | $63.0M | 15 | Jun 29, 2012 |
| Mesirow Absolute Return Fund, Ltd. - Class Ajno longer reported | Hedge Fund | $50.5M | 1 | Mar 22, 2012 |
| Mesirow Credit Strategies Fund, L.P.no longer reported | Hedge Fund | $36.3M | 34 | Mar 22, 2012 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Bi-Eurno longer reported | Hedge Fund | $31.9M | 1 | Jun 20, 2014 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Clno longer reported | Hedge Fund | $30.9M | 3 | Jun 20, 2014 |
| Ifc (B) Trustno longer reported | Hedge Fund | $30.2M | 1 | Mar 22, 2012 |
| Mesirow Offshore Hub Fund, Ltd. - Short Selling Classno longer reported | Hedge Fund | $29.0M | 2 | Mar 22, 2012 |
| Mesirow Portfolio Access Fund Spc For And On Behalf Of Sp-5no longer reported | Hedge Fund | $27.1M | 221 | Jun 28, 2018 |
| Nalpak I, L.P.no longer reported | Hedge Fund | $22.9M | 4 | Jun 29, 2012 |
| Mesirow Alternative Strategies Fund Enhanced, LLCno longer reported | Hedge Fund | $20.1M | 10 | Mar 22, 2012 |
| Mesirow Absolute Return Fund, Ltd. Classes Ah And Apno longer reported | Hedge Fund | $20.0M | 5 | Mar 22, 2012 |
| Mesirow Absolute Return Fund (Institutional), Ltd. Class Ono longer reported | Hedge Fund | $11.7M | 1 | Mar 22, 2012 |
| Mesirow Portfolio Access Offshore Fund, Ltd.no longer reported | Hedge Fund | $11.0M | 92 | Jun 28, 2018 |
| Mesirow Multi-Manager Fund III, L.P.no longer reported | Hedge Fund | $9.0M | 2 | Mar 22, 2012 |
| Mesirow Offshore Hub Fund, Ltd. - Monthly Managersno longer reported | Hedge Fund | $8.7M | 3 | Jun 20, 2014 |
| Mesirow Alternative Strategies Unit Trust (Japanese Qualified Institutional Investors Only) - Class Ano longer reported | Hedge Fund | $6.1M | 1 | Mar 22, 2012 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Group No. 6no longer reported | Hedge Fund | $5.6M | 2 | Jun 20, 2014 |
| Mesirow Absolute Return Fund (Institutional), Ltd. - Class Abno longer reported | Hedge Fund | $4.8M | 2 | Jun 20, 2014 |
| Mesirow Alternative Strategies Unit Trust (Japanese Qualified Institutional Investors Only) - Class Eno longer reported | Hedge Fund | $4.4M | 1 | Jun 24, 2016 |
| Mesirow Liquidity Fund III, Ltd.no longer reported | Hedge Fund | $3.9M | 0 | Mar 22, 2012 |
| Mesirow Multi Series Unit Trustno longer reported | Hedge Fund | $1.3M | 1 | Mar 22, 2012 |
| Mesirow Highland Park Fund, Ltd.no longer reported | Hedge Fund | $1.2M | 2 | Mar 22, 2012 |
| Mesirow Multi-Manager Fund II, L.P.no longer reported | Hedge Fund | $832,712 | 1 | Mar 22, 2012 |
| Mesirow V Domtoren Fund Ltd.no longer reported | Hedge Fund | $768,512 | 1 | Mar 22, 2012 |
| Mesirow Absolute Return Trustno longer reported | Hedge Fund | $751,997 | 1 | Mar 22, 2012 |
| Mesirow Equity Opportunity Fund, L.P.no longer reported | Hedge Fund | $339,993 | 2 | Mar 22, 2012 |
| Mesirow Financial Alternative Investments Fund, L.P.no longer reported | Hedge Fund | $339,569 | 2 | Mar 22, 2012 |
| Mesirow Arbitrage Fund, Ltd.no longer reported | Hedge Fund | $151,696 | 1 | Mar 22, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Natalie Brown · Directorcontrolsince 02/2021 · owns less than 5%
- Michael Jeffrey Levine · Directorcontrolsince 02/2021 · owns less than 5%
- Scott Richard Price · Directorcontrolsince 02/2002 · owns less than 5%
- Joseph Jesse Keig · Chief Financial Officersince 05/2021 · owns less than 5%
Entity owners
- Mesirow Financial Holdings, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Mesirow Financial Investment Management, Inc.investment adviserbankLP sponsornRAUM $50B
- Mesirow Financial Private Equity Advisors, Inc.investment advisernRAUM $6.9B
- Mesirow Financial Services, Inc.n
- Mesirow Financial, Inc.broker-dealern
Advisers that list Mesirow Advanced Strategies Inc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · unset to 0.0Jun 25, 2024 to Aug 4, 2025
- Financial planning clients · unset to Jun 25, 2024 to Aug 4, 2025
- Discretionary RAUM · unset to 0.0Jun 25, 2024 to Aug 4, 2025
- Non-discretionary RAUM · unset to 0.0Jun 25, 2024 to Aug 4, 2025
- RAUM · unset to 0.0Jun 25, 2024 to Aug 4, 2025
- Accounts · 3.0 to unsetFeb 25, 2021 to Jun 29, 2021
- Advisory employees · 1 to 0Feb 25, 2021 to Jun 29, 2021
- Advisory activities · 3 to 1Feb 25, 2021 to Jun 29, 2021
- Pooled vehicle clients · 3.0 to unsetFeb 25, 2021 to Jun 29, 2021
- Assets in custody · 620723.0 to unsetFeb 25, 2021 to Jun 29, 2021
- Custody of client assets · true to falseFeb 25, 2021 to Jun 29, 2021
- Private funds · 7 to unsetFeb 25, 2021 to Jun 29, 2021
- Discretionary RAUM · 620723.0 to unsetFeb 25, 2021 to Jun 29, 2021
- Non-discretionary RAUM · 0.0 to unsetFeb 25, 2021 to Jun 29, 2021
- Pooled vehicle RAUM · 620723.0 to unsetFeb 25, 2021 to Jun 29, 2021
- RAUM · 620723.0 to unsetFeb 25, 2021 to Jun 29, 2021
- Accounts · 7 to 3Jun 14, 2019 to Jun 18, 2020
- Pooled vehicle clients · 7 to 3Jun 14, 2019 to Jun 18, 2020
- Assets in custody · $34.8M to $620,723Jun 14, 2019 to Jun 18, 2020
- Discretionary RAUM · $34.8M to $620,723Jun 14, 2019 to Jun 18, 2020
- Pooled vehicle RAUM · $34.8M to $620,723Jun 14, 2019 to Jun 18, 2020
- RAUM · $34.8M to $620,723Jun 14, 2019 to Jun 18, 2020
- Accounts · 43 to 7Nov 2, 2018 to Jun 14, 2019
- Pension plan clients · 5.0 to unsetNov 2, 2018 to Jun 14, 2019
- Pooled vehicle clients · 34 to 7Nov 2, 2018 to Jun 14, 2019
- Assets in custody · $10B to $34.8MNov 2, 2018 to Jun 14, 2019
- Private funds · 12 to 7Nov 2, 2018 to Jun 14, 2019
- Discretionary RAUM · $12B to $34.8MNov 2, 2018 to Jun 14, 2019
- Non-discretionary RAUM · $308M to $0Nov 2, 2018 to Jun 14, 2019
- Pension RAUM · 1003577132.0 to unsetNov 2, 2018 to Jun 14, 2019
- Pooled vehicle RAUM · $10B to $34.8MNov 2, 2018 to Jun 14, 2019
- RAUM · $12B to $34.8MNov 2, 2018 to Jun 14, 2019
- Advisory employees · 27 to 1Jun 28, 2018 to Jul 31, 2018
- BD registered reps · 13 to 1Jun 28, 2018 to Jul 31, 2018
- Employees · 53 to 1Jun 28, 2018 to Jul 31, 2018
- State-registered IARs · 6 to 1Jun 28, 2018 to Jul 31, 2018
- Private funds · 77 to 12Jun 28, 2018 to Jul 31, 2018
- Advisory employees · 35 to 27Apr 26, 2018 to Jun 28, 2018
- BD registered reps · 15 to 13Apr 26, 2018 to Jun 28, 2018
- Pension plan clients · unset to 5.0Apr 26, 2018 to Jun 28, 2018
Signals
6 dated events
- Mesirow Advanced Strategies Inc no longer on the SEC adviser roster (last listed 2026-06-01)Jul 1, 2026 · Left the SEC roster · derived
- Jeffrey Michael Levine no longer registered at Mesirow Advanced Strategies Inc; no later IA registration on IAPDJun 1, 2026 · Advisor departure · fact
- B Dennis Black (Director) no longer on Schedule A of Mesirow Advanced Strategies Inc (listed 2020-06-18, absent 2021-02-25)Feb 25, 2021 · Control person left · inference
- Joseph Dominick Mondi (Director) no longer on Schedule A of Mesirow Advanced Strategies Inc (listed 2020-06-18, absent 2021-02-25)Feb 25, 2021 · Control person left · inference
- Mesirow Advanced Strategies Inc reported RAUM $34.8M, down 100% from $12.0B (2018-11-02 to 2019-06-14)Jun 14, 2019 · RAUM change · derived
- Mesirow Advanced Strategies Inc reported RAUM $12.0B, down 26% from $16.2B (2018-04-26 to 2018-06-28)Jun 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026