DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•••••• F••••••••
Legal name L•••••• F•••••••• G•••• L••
Latest filing Apr 20, 2026
First filing on the tape Mar 8, 2022 · 26 filings
SEC status approved since Apr 6, 2022
RAUM
$82.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$82.7M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$16.5M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$82.7M as of Apr 20, 2026
Mar 17, 2023$26.9M then
HNW client RAUM$52.1M as of Apr 20, 2026
Mar 17, 2023$14.3M then
State-registered IARs (5.B.3)5 as of Apr 20, 2026
Mar 17, 20236 then
Employees (5.A)5 as of Apr 20, 2026
Mar 17, 20236 then
Private funds1 as of Apr 20, 2026
Mar 28, 20261 then
RAUM +38% over the last fiscal year+45% a year over threeIARs 7 to 5offices 4 to 3
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $16.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $324,361derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$52.1M63%
- Individuals$30.6M37%
- Individual clients
- 98reported
- HNW clients
- 18reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 255reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• C• T•••••Certified Financial Planner | Jersey City, Nj | Apr 28, 2022 | 10 y | 0 |
| T••••••••• G••••••••• B••••••••• | Jersey City, Nj | May 5, 2022 | 10 y | 2 |
| Z•••••• W•••• B••••Certified Financial Planner, Chartered Financial Consultant | New York, Ny | May 6, 2022 | 13 y | 6 |
| D•••• L••••••• B•••••••• | New York, Ny | Jun 24, 2022 | 23 y | 1 |
| J••••• J• M••••• | Saint Petersburg, Fl | Jul 22, 2022 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••••••• R•••••• to C••••• I••••••••• A••••••• L••Sep 8, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- C••••••••• R•••••• from J••• M••••• S••••••••• L••May 7, 2025 · Wirehouse to independent RIA
- J••••• J• M••••• from E•••••••• A•••••••• L••Jul 22, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• L••••••• B•••••••• from P•••• S••••••••• L••Jun 24, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Z•••••• W•••• B•••• from A••••••• A••••••• S•••••••• L••May 6, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- T••••••••• G••••••••• B••••••••• from A••••••• A••••••• S•••••••• L••May 5, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• T••••••••• G••••••••• · Chief Compliance Officer & Managing Directorcontrolsince 01/2021 · owns 10% to 25%
- B••••• Z••••••• W•••• · Managing Partnercontrolsince 04/2020 · owns 75% or more
Related persons
Schedule D 7.A
- I••••••••• B•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 5 | 0 | 0 | ||
| Jersey City, Nj | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 20, 2026RAUM (Item 5.F) moved from $59,927,014 to $82,712,067 (+38.0%) between the annual amendments of 2025-03-27 and 2026-04-20; the peer median change was +8.0% (219 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 246 to 255Jan 15, 2026 to Mar 28, 2026
- Advisory employees · 7 to 5Jan 15, 2026 to Mar 28, 2026
- BD registered reps · 4 to 3Jan 15, 2026 to Mar 28, 2026
- HNW clients · 16 to 18Jan 15, 2026 to Mar 28, 2026
- Individual clients · 121 to 98Jan 15, 2026 to Mar 28, 2026
- Employees · 7 to 5Jan 15, 2026 to Mar 28, 2026
- State-registered IARs · 7 to 5Jan 15, 2026 to Mar 28, 2026
- Other offices · 4 to 3Jan 15, 2026 to Mar 28, 2026
- Private funds · unset to 1Jan 15, 2026 to Mar 28, 2026
- Discretionary RAUM · $59.9M to $82.7MJan 15, 2026 to Mar 28, 2026
- HNW RAUM · $37.4M to $52.1MJan 15, 2026 to Mar 28, 2026
- Individual RAUM · $22.5M to $30.6MJan 15, 2026 to Mar 28, 2026
- RAUM · $59.9M to $82.7MJan 15, 2026 to Mar 28, 2026
- Accounts · 202 to 246Oct 21, 2024 to Mar 27, 2025
- Advisory employees · 8 to 7Oct 21, 2024 to Mar 27, 2025
- HNW clients · 11 to 16Oct 21, 2024 to Mar 27, 2025
- Individual clients · 115 to 121Oct 21, 2024 to Mar 27, 2025
- Employees · 8 to 7Oct 21, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Oct 21, 2024 to Mar 27, 2025
- State-registered IARs · 8 to 7Oct 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $45.0M to $59.9MOct 21, 2024 to Mar 27, 2025
- HNW RAUM · $27.9M to $37.4MOct 21, 2024 to Mar 27, 2025
- Individual RAUM · $17.1M to $22.5MOct 21, 2024 to Mar 27, 2025
- RAUM · $45.0M to $59.9MOct 21, 2024 to Mar 27, 2025
- Other offices · 1 to 4Aug 19, 2024 to Oct 21, 2024
- Business name · L•••••• F•••••••• G•••• L•• to L•••••• F••••••••Apr 5, 2024 to May 10, 2024
- Accounts · 156 to 202Feb 8, 2024 to Mar 29, 2024
- Advisory employees · 6 to 8Feb 8, 2024 to Mar 29, 2024
- Corporate clients · 1.0 to unsetFeb 8, 2024 to Mar 29, 2024
- HNW clients · 7 to 11Feb 8, 2024 to Mar 29, 2024
- Individual clients · 118 to 115Feb 8, 2024 to Mar 29, 2024
- Commission compensation · true to falseFeb 8, 2024 to Mar 29, 2024
- Employees · 6 to 8Feb 8, 2024 to Mar 29, 2024
- State-registered IARs · 6 to 8Feb 8, 2024 to Mar 29, 2024
- Discretionary RAUM · $26.9M to $45.0MFeb 8, 2024 to Mar 29, 2024
- HNW RAUM · $14.3M to $27.9MFeb 8, 2024 to Mar 29, 2024
- Individual RAUM · $12.5M to $17.1MFeb 8, 2024 to Mar 29, 2024
- RAUM · $26.9M to $45.0MFeb 8, 2024 to Mar 29, 2024
- Accounts · 96 to 156Jan 6, 2023 to Mar 17, 2023
- Advisory employees · 4 to 6Jan 6, 2023 to Mar 17, 2023
Signals
2 dated events
- C••••••••• R•••••• left L•••••• F•••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-09-07)Sep 8, 2025 · Advisor changed firm · fact
- L•••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Mar 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••••• F•••••••• · Independent Sponsorsshared crd · capital_provider
- L•••••• F•••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lumierefgreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lumierefg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 516-5900reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026