DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• I••••••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Aug 12, 2022 · 7 filings
SEC status approved since Sep 13, 2022
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
56%
$1.4B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.4B
derived; firm RAUM over IAPD count
Employees
21
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.4B as of Mar 30, 2026
Mar 29, 2023$1.5B then
HNW client RAUM$1.3B as of Mar 30, 2026
Mar 29, 2023$765M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 29, 20231 then
Employees (5.A)21 as of Mar 30, 2026
Mar 29, 202319 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 437derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.9MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 21.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $789M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B53%
- Pooled investment vehicles$789M33%
- Other investment advisers$110M4.5%
- Individuals$71.6M3.0%
- Pension and profit-sharing plans$63.6M2.6%
- Charitable organizations$54.1M2.2%
- Insurance companies$35.5M1.5%
- Corporations and businesses$9.9M0.4%
- Individual clients
- 217reported
- HNW clients
- 220reported
- Pension plan clients
- 2reported
- Charitable clients
- 5reported
- Accounts
- 1,492reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $789M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.56 fund_share=0.37 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• G••••• B••••Chartered Financial Analyst | Toronto, Ontario | Jun 23, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J••• G•••••• R•••••• · Director / Shareholdercontrolsince 01/2010 · owns less than 5%
- B•••••• S••••••• C•••••• · Directorcontrolsince 05/2024 · owns less than 5%
- C•••••••• A•••••• W•••••• · Directorcontrolsince 05/2024 · owns less than 5%
- G•••••• M•••• G••••• M•••••••• · Presidentcontrolsince 01/2010 · owns less than 5%
- L•••••• D•••••• W••• · Directorcontrolsince 05/2024 · owns less than 5%
- M••••••• J••••• A••••• · Chief Operating Officer / Sharholdercontrolsince 05/2018 · owns 5% to 10%
- O•••••••• D•••• A•••••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- O•••••••• D••••••• A••• · Chief Financial Officer / Shareholdercontrolsince 01/2010 · owns less than 5%
- S••••••••• R•••••• A••••• · Director / Associate Counsellorcontrolsince 01/2010 · owns 10% to 25%
- G•••••• M•••• G••••• M•••••••• · President / Shareholdercontrolsince 01/2010 · owns 75% or more of C•••••• H••••••• I•••
- O•••••••• D••••••• A••• · Shareholdercontrolsince 08/2023 · owns 75% or more of 3•••••• C••••• I•••
- D••••••• B••••• C•••••• · Shareholdersince 05/2014 · owns 5% to 10%
- M•••••••• A•••••• M•••• · Shareholdersince 05/2019 · owns 5% to 10%
- N••••••••• V•••••••• · Shareholdersince 05/2017 · owns 5% to 10%
- R•••••••• T••••• •••• · Shareholdersince 05/2017 · owns 5% to 10%
Entity owners
- 3•••••• C••••• I••• · Shareholderdirect · owns 10% to 25%
- C•••••• H••••••• I••• · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026O•••••••• D••••••• A••• (SHAREHOLDER) left Schedule A between the filings of 2024-03-25 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026C•••••••• A•••••• W•••••• (DIRECTOR) appeared on Schedule A between the filings of 2024-03-25 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026B••••• J••• G•••••• R•••••• (DIRECTOR / SHAREHOLDER) left Schedule A between the filings of 2024-03-25 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026L•••••• D•••••• W••• (DIRECTOR) appeared on Schedule A between the filings of 2024-03-25 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026B•••••• S••••••• C•••••• (DIRECTOR) appeared on Schedule A between the filings of 2024-03-25 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,569 to 1,492Jun 24, 2025 to Mar 30, 2026
- Corporate clients · unset to 1.0Jun 24, 2025 to Mar 30, 2026
- HNW clients · 207 to 220Jun 24, 2025 to Mar 30, 2026
- Individual clients · 222 to 217Jun 24, 2025 to Mar 30, 2026
- Assets in custody · $635M to $789MJun 24, 2025 to Mar 30, 2026
- Employees · 20 to 21Jun 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.0B to $2.4BJun 24, 2025 to Mar 30, 2026
- HNW RAUM · $1.0B to $1.3BJun 24, 2025 to Mar 30, 2026
- Individual RAUM · $71.9M to $71.6MJun 24, 2025 to Mar 30, 2026
- Pension RAUM · $68.0M to $63.6MJun 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $635M to $789MJun 24, 2025 to Mar 30, 2026
- RAUM · $2.0B to $2.4BJun 24, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 24, 2025
- Accounts · 1,973 to 1,569Mar 25, 2024 to Mar 27, 2025
- HNW clients · 194 to 207Mar 25, 2024 to Mar 27, 2025
- Individual clients · 215 to 222Mar 25, 2024 to Mar 27, 2025
- Assets in custody · $546M to $635MMar 25, 2024 to Mar 27, 2025
- HQ state · unset to Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $2.0BMar 25, 2024 to Mar 27, 2025
- HNW RAUM · $916M to $1.0BMar 25, 2024 to Mar 27, 2025
- Individual RAUM · $73.0M to $71.9MMar 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $16.5M to $0Mar 25, 2024 to Mar 27, 2025
- Pension RAUM · $70.6M to $68.0MMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $546M to $635MMar 25, 2024 to Mar 27, 2025
- RAUM · $1.8B to $2.0BMar 25, 2024 to Mar 27, 2025
- Accounts · 1,414 to 1,973Mar 29, 2023 to Mar 25, 2024
- Advisory employees · 12 to 13Mar 29, 2023 to Mar 25, 2024
- HNW clients · 181 to 194Mar 29, 2023 to Mar 25, 2024
- Individual clients · 229 to 215Mar 29, 2023 to Mar 25, 2024
- Pension plan clients · 3 to 2Mar 29, 2023 to Mar 25, 2024
- Assets in custody · $446M to $546MMar 29, 2023 to Mar 25, 2024
- Employees · 19 to 20Mar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.5B to $1.8BMar 29, 2023 to Mar 25, 2024
- HNW RAUM · $765M to $916MMar 29, 2023 to Mar 25, 2024
- Individual RAUM · $78.4M to $73.0MMar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $20.0M to $16.5MMar 29, 2023 to Mar 25, 2024
- Pension RAUM · $79.6M to $70.6MMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $446M to $546MMar 29, 2023 to Mar 25, 2024
- RAUM · $1.5B to $1.8BMar 29, 2023 to Mar 25, 2024
- Accounts · 1,341 to 1,414Oct 25, 2022 to Mar 29, 2023
Signals
2 dated events
- Anthony Dale O'Connor (Chief Compliance Officer) appeared on Schedule A of M•••••• I••••••••• M••••••••• L•••Oct 25, 2022 · Control person joined · fact
- M•••••• I••••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Aug 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- j•••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 416-628-6514reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 416-628-6512reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- ca.linkedin.com/company/manitou-investment-management-ltdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 416-865-1867reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026