DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• A•••• F•••••••• G••••
Legal name F••• F•••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 27, 2023 · 6 filings
SEC status approved since Jul 27, 2023
RAUM
$175M
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
20%
$35.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.3M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$175M as of Mar 25, 2026
Mar 13, 2024$188M then
HNW client RAUM$29.4M as of Mar 25, 2026
Mar 13, 2024$27.7M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 13, 20242 then
Employees (5.A)4 as of Mar 25, 2026
Mar 13, 20243 then
Private funds: no history
RAUM +7.2% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $58.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $864,277derivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +33%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$139M79%
- High-net-worth individuals$29.4M17%
- Individuals$6.2M3.5%
- Corporations and businesses$690,5320.4%
- Individual clients
- 35reported
- HNW clients
- 34reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 71reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.2 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••• J•••• A•••• R•••• | Miami, Fl | Oct 10, 2025 | 28 y | 5 |
| C••••••• I••••• A•••• | Miami, Fl | Oct 22, 2025 | 11 y | 0 |
| P•••• T••••• R••••• | Miami, Fl | Aug 13, 2026 | 27 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• C•••• C•••• to I••••••••• S•••Nov 19, 2021 · Other
Joined, latest
- P•••• T••••• R••••• from P••••••••• E••••• G••••• L••Aug 13, 2026 · Other
- L••• J•••• A•••• R•••• from U••• A•••••••Oct 10, 2025 · RIA to RIA
- J•••• C•••• C•••• from W•••• C•••••• A••••••• L••Apr 16, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• R••••• L•••• J•••• · Director & Principalcontrolsince 07/2020 · owns less than 5%
- M••••••• C••••••• · Managing Director / Ccocontrolsince 11/2019 · owns 75% or more
Related persons
Schedule D 7.A
- F••••••••• H•••• F••• L•investment adviserpooled vehicle sponsorn
Advisers that list T•• A•••• F•••••••• G•••• as a related person
- 319247 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 60 to 71Mar 25, 2025 to Mar 25, 2026
- HNW clients · 26 to 34Mar 25, 2025 to Mar 25, 2026
- Individual clients · 26 to 35Mar 25, 2025 to Mar 25, 2026
- Assets in custody · 0.0 to unsetMar 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $34.7M to $33.3MMar 25, 2025 to Mar 25, 2026
- HNW RAUM · $31.5M to $29.4MMar 25, 2025 to Mar 25, 2026
- Individual RAUM · $5.1M to $6.2MMar 25, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $128M to $142MMar 25, 2025 to Mar 25, 2026
- RAUM · $163M to $175MMar 25, 2025 to Mar 25, 2026
- Accounts · 66 to 60Mar 13, 2024 to Mar 25, 2025
- Advisory activities · 4 to 3Mar 13, 2024 to Mar 25, 2025
- HNW clients · 25 to 26Mar 13, 2024 to Mar 25, 2025
- Individual clients · 29 to 26Mar 13, 2024 to Mar 25, 2025
- Employees · 3 to 4Mar 13, 2024 to Mar 25, 2025
- Insurance-licensed employees · 0 to 1Mar 13, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 1-10Mar 13, 2024 to Mar 25, 2025
- Discretionary RAUM · $30.8M to $34.7MMar 13, 2024 to Mar 25, 2025
- HNW RAUM · $27.7M to $31.5MMar 13, 2024 to Mar 25, 2025
- Individual RAUM · $5.3M to $5.1MMar 13, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $157M to $128MMar 13, 2024 to Mar 25, 2025
- RAUM · $188M to $163MMar 13, 2024 to Mar 25, 2025
- Accounts · 75 to 66Dec 7, 2023 to Mar 13, 2024
- HNW clients · 27 to 25Dec 7, 2023 to Mar 13, 2024
- Discretionary RAUM · $32.2M to $30.8MDec 7, 2023 to Mar 13, 2024
- HNW RAUM · $27.0M to $27.7MDec 7, 2023 to Mar 13, 2024
- Individual RAUM · $6.2M to $5.3MDec 7, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $149M to $157MDec 7, 2023 to Mar 13, 2024
- RAUM · $181M to $188MDec 7, 2023 to Mar 13, 2024
- Related adviser · false to trueDec 7, 2023 to Mar 13, 2024
- Accounts · 76 to 75Jun 27, 2023 to Oct 10, 2023
- Advisory activities · 5 to 4Jun 27, 2023 to Oct 10, 2023
- Pooled vehicle clients · 1 to 0Jun 27, 2023 to Oct 10, 2023
- Assets in custody · $3.1M to $0Jun 27, 2023 to Oct 10, 2023
- Custody of client assets · true to falseJun 27, 2023 to Oct 10, 2023
- Private funds · 1 to unsetJun 27, 2023 to Oct 10, 2023
- Discretionary RAUM · $35.3M to $32.2MJun 27, 2023 to Oct 10, 2023
- Pooled vehicle RAUM · 3075000.0 to unsetJun 27, 2023 to Oct 10, 2023
- RAUM · $184M to $181MJun 27, 2023 to Oct 10, 2023
Signals
1 dated events
- T•• A•••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Jun 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 786-233-6233reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786 233 6233reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026