DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rialto Wealth Management
Legal name Rialto Wealth Management, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 2, 2022 · 9 filings
SEC status approved since Apr 1, 2022
RAUM
$626M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
95%
$595M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$78.2M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$626M as of Mar 27, 2026
Mar 15, 2023$219M then
HNW client RAUM$524M as of Mar 27, 2026
Mar 15, 2023$197M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 15, 20233 then
Employees (5.A)7 as of Mar 27, 2026
Mar 15, 20234 then
Private funds: no history
RAUM +55% over the last fiscal year+42% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $78.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $518,573derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +56%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$524M84%
- Individuals$71.0M11%
- Pension and profit-sharing plans$27.4M4.4%
- Charitable organizations$3.7M0.6%
- Corporations and businesses$32,0000.0%
- Individual clients
- 192reported
- HNW clients
- 146reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 1,207reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edward John Barno | Syracuse, Ny | Apr 7, 2022 | 15 y | 3 |
| Michael L. Antonacci | Syracuse, Ny | Apr 18, 2022 | 14 y | 2 |
| Ethan David GilbertCertified Financial Planner | Syracuse, Ny | Apr 25, 2022 | 15 y | 1 |
| Rachel Alexa Ryan | Syracuse, Ny | Apr 21, 2023 | 13 y | 0 |
| Jeffrey Hughes Watson | Syracuse, Ny | Aug 25, 2023 | 13 y | 2 |
| Kevin Renzie SullivanCertified Financial Planner | Syracuse, Ny | Dec 1, 2025 | 21 y | 4 |
| Mariah Galletta | Syracuse, Ny | Apr 15, 2026 | 11 y | 1 |
| Jesse Nathaniel Cramer | Syracuse, Ny | May 30, 2026 | 11 y | 2 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jesse Nathaniel Cramer from CaptrustMay 30, 2026 · Other
- Mariah Galletta from Cadaret Grant & Co IncApr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kevin Renzie Sullivan from Rockbridge Investment Management, LLCDec 1, 2025 · RIA to RIA
- Jeffrey Hughes Watson from Pinnacle Investments, LLCAug 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- Ethan David Gilbert from Rockbridge Investment Management, LLCApr 25, 2022 · RIA to a newly registered adviser
- Michael L. Antonacci from Rockbridge Investment Management, LLCApr 18, 2022 · RIA to a newly registered adviser
- Edward John Barno from Rockbridge Investment Management, LLCApr 7, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Rockbridge Investment Management, LLCMay 26, 2022 · Syracuse, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L. Michael Antonacci · Membercontrolsince 02/2022 · owns 25% to 50%
- John Edward Barno · Membercontrolsince 02/2022 · owns 25% to 50%
- David Ethan Gilbert · Member And Ccocontrolsince 02/2022 · owns 25% to 50%
- Alexa Rachel Sheehy Ryan · Partnercontrolsince 01/2023 · owns less than 5%
- Hughes Jeffrey Watson · Partnersince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Syracuse, Ny · principal | 8 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 738.0 to 1,207.0 (+64.0%) between the annual amendments of 2025-01-31 and 2026-03-27; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
- client count surgeChange between filings · filing Mar 27, 2026individual and HNW clients (Item 5.D) moved from 217.0 to 338.0 (+56.0%) between the annual amendments of 2025-01-31 and 2026-03-27; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $403,683,000 to $625,918,000 (+55.0%) between the annual amendments of 2025-01-31 and 2026-03-27; the peer median change was +16.0% (1386 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 738 to 1,207Jan 31, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Jan 31, 2025 to Mar 27, 2026
- HNW clients · 96 to 146Jan 31, 2025 to Mar 27, 2026
- Individual clients · 121 to 192Jan 31, 2025 to Mar 27, 2026
- Pension plan clients · unset to 6.0Jan 31, 2025 to Mar 27, 2026
- Employees · 6 to 7Jan 31, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 251-500Jan 31, 2025 to Mar 27, 2026
- State-registered IARs · 5 to 6Jan 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $386M to $601MJan 31, 2025 to Mar 27, 2026
- HNW RAUM · $339M to $524MJan 31, 2025 to Mar 27, 2026
- Individual RAUM · $37.2M to $71.0MJan 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $18.0M to $25.3MJan 31, 2025 to Mar 27, 2026
- Pension RAUM · $26.6M to $27.4MJan 31, 2025 to Mar 27, 2026
- RAUM · $404M to $626MJan 31, 2025 to Mar 27, 2026
- Accounts · 607 to 738Mar 14, 2024 to Jan 31, 2025
- HNW clients · 79 to 96Mar 14, 2024 to Jan 31, 2025
- Individual clients · 101 to 121Mar 14, 2024 to Jan 31, 2025
- Financial planning clients · 101-250 to 101-250Mar 14, 2024 to Jan 31, 2025
- Discretionary RAUM · $305M to $386MMar 14, 2024 to Jan 31, 2025
- HNW RAUM · $279M to $339MMar 14, 2024 to Jan 31, 2025
- Individual RAUM · $29.3M to $37.2MMar 14, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $7.2M to $18.0MMar 14, 2024 to Jan 31, 2025
- Pension RAUM · $1.8M to $26.6MMar 14, 2024 to Jan 31, 2025
- RAUM · $312M to $404MMar 14, 2024 to Jan 31, 2025
- Accounts · 454 to 607Oct 31, 2023 to Mar 14, 2024
- Advisory employees · 3 to 5Oct 31, 2023 to Mar 14, 2024
- HNW clients · 57 to 79Oct 31, 2023 to Mar 14, 2024
- Individual clients · 71 to 101Oct 31, 2023 to Mar 14, 2024
- Employees · 4 to 6Oct 31, 2023 to Mar 14, 2024
- State-registered IARs · 3 to 5Oct 31, 2023 to Mar 14, 2024
- Discretionary RAUM · $217M to $305MOct 31, 2023 to Mar 14, 2024
- HNW RAUM · $197M to $279MOct 31, 2023 to Mar 14, 2024
- Individual RAUM · $19.2M to $29.3MOct 31, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $1.9M to $7.2MOct 31, 2023 to Mar 14, 2024
- Pension RAUM · $938,000 to $1.8MOct 31, 2023 to Mar 14, 2024
- RAUM · $219M to $312MOct 31, 2023 to Mar 14, 2024
- Accounts · 388 to 454Jul 29, 2022 to Mar 15, 2023
- HNW clients · 52 to 57Jul 29, 2022 to Mar 15, 2023
- Individual clients · 52 to 71Jul 29, 2022 to Mar 15, 2023
- Employees · 3 to 4Jul 29, 2022 to Mar 15, 2023
Signals
4 dated events
- Rialto Wealth Management reported RAUM $625.9M, up 55% from $403.7M (2025-01-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Alexa Rachel Sheehy Ryan (Partner) appeared on Schedule A of Rialto Wealth ManagementMar 15, 2023 · Control person joined · fact
- 3 advisors left Rockbridge Investment Management, LLC (Syracuse, NY) for Rialto Wealth Management on the same dayMay 26, 2022 · Team lift-out · derived
- Rialto Wealth Management filed its initial SEC registration (Form ADV)Mar 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 315-992-9129reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026