RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N•••••••• C•••••
- R••••• W••••• M••••••••• independent RIA currentsince May 30, 2026 · Syracuse, Ny
- C••••••• institutionalOct 29, 2025 to May 22, 2026 · Rochester, Ny
- C••••••••• C•••••• A•••••••• L•• formerMar 1, 2022 to Dec 31, 2025 · Rochester, Ny
- C••••••• to R••••• W••••• M•••••••••left May 22, 2026, registered May 30, 2026 (8 days) · Other
- C••••••••• C•••••• A•••••••• L•• to C•••••••left Dec 31, 2025, registered Oct 29, 2025 (-63 days) · Other · moved with a team
- J•••• N•••••••• C••••• left Captrust for R••••• W••••• M••••••••• (registered 2026-05-30)May 22, 2026 · Advisor changed firm · fact
- J•••• N•••••••• C••••• left C••••••••• C•••••• A•••••••• L•• for Captrust (registered 2025-10-29)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address