DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• A••••••• L••
Latest filing Aug 19, 2026
First filing on the tape May 26, 2022 · 14 filings
SEC status approved since Jul 7, 2022
RAUM
$989M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
334
113 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$989M as of Aug 19, 2026
Mar 31, 2023$151M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Mar 31, 20230 then
Employees (5.A)334 as of Aug 19, 2026
Mar 31, 2023331 then
Private funds: no history
RAUM +24% over the last fiscal year+87% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $989MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $989M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$989M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $989M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• W••••• N••••• · Chief Operating Officercontrolsince 04/2022 · owns less than 5%
- C••••• E••••• B• · Chief Financial Officercontrolsince 02/2024 · owns less than 5%
- O•••••• S•••••• E••••• · Presidentcontrolsince 04/2022 · owns less than 5%
- P••••••• H•••••• · Chief Financial Officer Of S••••••• Fundscontrolsince 02/2024 · owns less than 5%
- K•••••••• C••••••• M••• · Managing Director, Chief Compliance Officer, Chief Litigation And Regulatory Counselsince 05/2024 · owns less than 5%
Entity owners
- S••••••• R••• E••••• A••••••• L• · Managing Memberdirect · owns 75% or more
- C••••• H••••• I• L• · L•••••• Partner Of S••••••• C•••••• L•indirect · owns 75% or more of S••••••• C•••••• L•
- O• 2••• I••••••••• P••••••• L•• L•• · Partnerindirect · owns 25% to 50% of S••••••• R••• E••••• A••••••• L•
- R•••• C•••••• C•••• · Sole Shareholder Of S••••••• C•••••• M••••••••• I•••indirect · owns 75% or more of S••••••• C•••••• M••••••••• I••• · public reporting company
- S••••••• C•••••• H•••••• C••••••••• · General Partner Of S••••••• C•••••• L•indirect · owns F of S••••••• C•••••• L•
- S••••••• C•••••• L• · Memberindirect · owns 50% to 75% of S••••••• R••• E••••• A••••••• L•
- S••••••• C•••••• M••••••••• I••• · Sole Shareholder Of The General Partner Of S••••••• C•••••• L•indirect · owns 75% or more of S••••••• C•••••• H•••••• C•••••••••
- S••••••• R••• E••••• G• L•• · General Partnerindirect · owns F of S••••••• R••• E••••• A••••••• L•
Related persons
Schedule D 7.A
- C••••• L•••investment advisern
- L•••••• L•••investment advisern
- M••• C••••••••• G• L••investment adviserpooled vehicle sponsorn
- N••• H••••••• G•• L•••investment adviserpooled vehicle sponsorn
- S••••••• ••••••••• O••••••• I••••••••• F••• M••••••••• C••• L••investment advisern
- S••••••• A••••••••• G• L••pooled vehicle sponsorn
- S••••••• A••• A••••••• F•••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• A••••••• 2•••• L••investment advisern
- S••••••• A••••••• 2•••••• L••investment advisern
- S••••••• A••••••• 2•••••• L••investment advisern
- S••••••• C•••••• A••••••• I• L•investment adviserpooled vehicle sponsorn
- S••••••• C•••••• A••••••• L•investment adviserpooled vehicle sponsorn
- S••••••• C•••••• I• L•investment advisern
- S••••••• C•••••• I••••••••• L••investment adviserpooled vehicle sponsorn
- S••••••• C•••••• L•investment adviseryRAUM $53B
- S••••••• C•••••• M••••••••• E••••• L••••••investment advisern
- S••••••• C•••••• M••••••••• H••• K••• L••••••investment advisern
- S••••••• C•• A••••••• L••investment advisern
- S••••••• C•• M••••••••• L••investment advisern
- S••••••• C••••• O••••••••• C••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• O••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• C••••• O••••••••• O••••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• D••••••••• R••• S•• L••investment adviserpooled vehicle sponsorn
- S••••••• D••••••••• R••• S•••••• L•••••• P•••••• L•investment adviserpooled vehicle sponsorn
- S••••••• E••••• L••• M••••••••• L••••••investment advisern
- S••••••• I••••••••• I••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- S••••••• I••••••••• I••••• F••• G•• L•investment adviserpooled vehicle sponsorn
- S••••••• I••••••••• I••••• O••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
Advisers that list S••••••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom25 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Aug 19, 2026related persons on Schedule D 7.A of 75.0 against a peer median of 5.0 (338 comparable advisers, 99.0th percentile, 23.6 robust deviations)peers: asset managers, $500M to $1B (338) · 99% percentile
What changed
consecutive filings, newest first
- Advisory employees · 106 to 113Feb 11, 2026 to Mar 31, 2026
- Assets in custody · $797M to $989MFeb 11, 2026 to Mar 31, 2026
- Employees · 322 to 334Feb 11, 2026 to Mar 31, 2026
- Discretionary RAUM · $797M to $989MFeb 11, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $797M to $989MFeb 11, 2026 to Mar 31, 2026
- RAUM · $797M to $989MFeb 11, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0May 23, 2025 to Oct 13, 2025
- Advisory employees · 101 to 106Nov 18, 2024 to Mar 31, 2025
- Assets in custody · $579M to $797MNov 18, 2024 to Mar 31, 2025
- Employees · 295 to 322Nov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $579M to $797MNov 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $579M to $797MNov 18, 2024 to Mar 31, 2025
- RAUM · $579M to $797MNov 18, 2024 to Mar 31, 2025
- Assets in custody · $151M to $579MMar 20, 2024 to Mar 29, 2024
- Employees · 331 to 295Mar 20, 2024 to Mar 29, 2024
- Discretionary RAUM · $151M to $579MMar 20, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $151M to $579MMar 20, 2024 to Mar 29, 2024
- RAUM · $151M to $579MMar 20, 2024 to Mar 29, 2024
- Accounts · 0 to 1May 26, 2022 to Mar 31, 2023
- Advisory employees · 110 to 101May 26, 2022 to Mar 31, 2023
- Pooled vehicle clients · unset to 1.0May 26, 2022 to Mar 31, 2023
- Assets in custody · unset to 150501898.0May 26, 2022 to Mar 31, 2023
- Custody of client assets · false to trueMay 26, 2022 to Mar 31, 2023
- Employees · 337 to 331May 26, 2022 to Mar 31, 2023
- Other offices · 2 to 1May 26, 2022 to Mar 31, 2023
- Discretionary RAUM · $0 to $151MMay 26, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · unset to 150501898.0May 26, 2022 to Mar 31, 2023
- RAUM · $0 to $151MMay 26, 2022 to Mar 31, 2023
Signals
6 dated events
- S••••••• A••••••• L•• reported RAUM $796.5M, up 38% from $579.0M (2024-11-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- S••••••• A••••••• L•• reported RAUM $579.0M, up 285% from $150.5M (2024-03-20 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Elaine Dava Ritchea (Chief Financial Officer) no longer on Schedule A of S••••••• A••••••• L•• (listed 2023-12-13, absent 2024-03-20)Mar 20, 2024 · Control person left · inference
- B Ellen Conti (Chief Financial Officer) appeared on Schedule A of S••••••• A••••••• L••Mar 20, 2024 · Control person joined · fact
- Herbert Pollard (Chief Financial Officer Of Sculptor Funds) appeared on Schedule A of S••••••• A••••••• L••Mar 20, 2024 · Control person joined · fact
- S••••••• A••••••• L•• filed its initial SEC registration (Form ADV)May 26, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sculptor-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sculptor.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-790-0000reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026