DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C•••••• A••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Dec 13, 2024 · 5 filings
SEC status approved since Jan 28, 2025
RAUM
$826M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$826M as of Aug 27, 2026
Mar 31, 2025$274M then
HNW client RAUM$0 as of Aug 27, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 31, 20250 then
Employees (5.A)73 as of Aug 27, 2026
Mar 31, 202530 then
Private funds4 as of Aug 27, 2026
Mar 31, 20252 then
RAUM +201% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $165MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +201%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$826M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• E••••••• R••••••••• F••• L• | Hedge Fund | $0 | 0 | Dec 13, 2024 |
Owners and control persons
Schedule A and B, latest filing
- N••••••••• M••••••• B• · Chief Executive Officercontrolsince 09/2024 · owns less than 5%
- S••••••• J••• N•••••• N•• · Chief Financial Officercontrolsince 09/2024 · owns less than 5%
- Z•••••• D••••• C•••• · Chief Legal Officer / Chief Compliance Officer / Secretarycontrolsince 09/2024 · owns less than 5%
Entity owners
- R• C••••• H••••• L•• · Sole Memberdirect · owns 75% or more
- R•••• C•••••• C•••• · Parent Companyindirect · owns 75% or more of R• C••••• H••••• L•• · public reporting company
- R•••• C•••••• M••••••••• L•• · Sole Memberindirect · owns 75% or more of R• C••••• H••••• L••
Related persons
Schedule D 7.A
- R•• G• M•••••• L••investment advisernRAUM $1.3B
- R•••• E••••• F••• G• L••pooled vehicle sponsory
- S••••••• A••••••• L••investment advisernRAUM $989M
- S••••••• C•••••• L•investment advisernRAUM $53B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 30.0 to 73.0 (+143.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (395 comparable advisers, 100.0th percentile of changes)peers: ASSET_M••••••, $500M to $1B (395) · 100% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (490 comparable advisers, 98.0th percentile of changes)peers: ASSET_M••••••, $500M to $1B (490) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $274,120,550 to $825,668,609 (+201.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (673 comparable advisers, 98.0th percentile of changes)peers: ASSET_M••••••, $500M to $1B (673) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 5Dec 18, 2025 to Mar 31, 2026
- Advisory employees · 10 to 21Dec 18, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 5Dec 18, 2025 to Mar 31, 2026
- Employees · 30 to 73Dec 18, 2025 to Mar 31, 2026
- Other offices · 0 to 1Dec 18, 2025 to Mar 31, 2026
- Private funds · 2 to 4Dec 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $274M to $826MDec 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $274M to $826MDec 18, 2025 to Mar 31, 2026
- RAUM · $274M to $826MDec 18, 2025 to Mar 31, 2026
- Related bank · false to trueMar 31, 2025 to Dec 18, 2025
- Accounts · unset to 2.0Dec 13, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 2Dec 13, 2024 to Mar 31, 2025
- Assets in custody · unset to 0.0Dec 13, 2024 to Mar 31, 2025
- Employees · 25 to 30Dec 13, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 13, 2024 to Mar 31, 2025
- Private funds · 1 to 2Dec 13, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 274120550.0Dec 13, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Dec 13, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $0 to $274MDec 13, 2024 to Mar 31, 2025
- RAUM · unset to 274120550.0Dec 13, 2024 to Mar 31, 2025
Signals
2 dated events
- R•••• C•••••• A••••••• L•• reported RAUM $825.7M, up 201% from $274.1M (2025-12-18 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- R•••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Dec 13, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rithm-capital-corpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rithmcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212 850 7770reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026