DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• W••••• • I•••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 29, 2022 · 10 filings
SEC status approved since May 27, 2022
RAUM
$456M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
95%
$435M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$456M as of Mar 26, 2026
Mar 13, 2023$393M then
HNW client RAUM$360M as of Mar 26, 2026
Mar 13, 2023$316M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 13, 20232 then
Employees (5.A)5 as of Mar 26, 2026
Mar 13, 20234 then
Private funds: no history
RAUM +5.6% over the last fiscal year+5.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 132derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $337,645derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $276MreportedItem 5.I
- Custody
- $27.2M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$360M79%
- Individuals$75.0M16%
- Corporations and businesses$14.8M3.2%
- Charitable organizations$6.3M1.4%
- Individual clients
- 242reported
- HNW clients
- 153reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,351reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $27.2M for 49 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• G•••••• S••••••Certified Financial Planner | Joplin, Mo | Aug 8, 2022 | 26 y | 0 |
| B•••• D••• V•••••Certified Financial Planner, Chartered Financial Analyst | Joplin, Mo | Aug 8, 2022 | 26 y | 1 |
| C••••• D•••• W••••••••• | Joplin, Mo | Dec 10, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• D••• V••••• from W•••• F•••• A•••••••Aug 8, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• T•••• G•••••• · Member/Chief Operating Officercontrolsince 04/2022 · owns 50% to 75%
- V•••••• B••••• D••• · Member/ Chief Compliance Officercontrolsince 04/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Joplin, Mo · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 26, 2026RAUM per registered advisor of $152,052,927 against a peer median of $55,746,441 (3254 comparable advisers, 99.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,538 to 1,351Nov 10, 2025 to Mar 26, 2026
- Advisory employees · 2 to 3Nov 10, 2025 to Mar 26, 2026
- HNW clients · 139 to 153Nov 10, 2025 to Mar 26, 2026
- Individual clients · 231 to 242Nov 10, 2025 to Mar 26, 2026
- Assets in custody · $16.2M to $27.2MNov 10, 2025 to Mar 26, 2026
- Discretionary RAUM · $330M to $378MNov 10, 2025 to Mar 26, 2026
- HNW RAUM · $340M to $360MNov 10, 2025 to Mar 26, 2026
- Individual RAUM · $74.6M to $75.0MNov 10, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $102M to $78.6MNov 10, 2025 to Mar 26, 2026
- RAUM · $432M to $456MNov 10, 2025 to Mar 26, 2026
- Accounts · 1,310 to 1,538Oct 8, 2024 to Mar 5, 2025
- Charity clients · 3.0 to unsetOct 8, 2024 to Mar 5, 2025
- HNW clients · 128 to 139Oct 8, 2024 to Mar 5, 2025
- Individual clients · 227 to 231Oct 8, 2024 to Mar 5, 2025
- Assets in custody · $9.3M to $16.2MOct 8, 2024 to Mar 5, 2025
- Employees · 4 to 5Oct 8, 2024 to Mar 5, 2025
- Financial planning clients · 0 to 1-10Oct 8, 2024 to Mar 5, 2025
- State-registered IARs · 2 to 3Oct 8, 2024 to Mar 5, 2025
- Discretionary RAUM · $307M to $330MOct 8, 2024 to Mar 5, 2025
- HNW RAUM · $334M to $340MOct 8, 2024 to Mar 5, 2025
- Individual RAUM · $76.6M to $74.6MOct 8, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $119M to $102MOct 8, 2024 to Mar 5, 2025
- Pension RAUM · 372490.0 to unsetOct 8, 2024 to Mar 5, 2025
- RAUM · $426M to $432MOct 8, 2024 to Mar 5, 2025
- Accounts · 1,183 to 1,310Dec 1, 2023 to Feb 26, 2024
- Business name · V••••• S•••••• W•••••• L•• to T•••••••• W••••• • I•••••• L••Dec 1, 2023 to Feb 26, 2024
- Corporate clients · 0 to 6Dec 1, 2023 to Feb 26, 2024
- HNW clients · 115 to 128Dec 1, 2023 to Feb 26, 2024
- Individual clients · 213 to 227Dec 1, 2023 to Feb 26, 2024
- Assets in custody · $10.7M to $9.3MDec 1, 2023 to Feb 26, 2024
- Legal name · V••••• S•••••• W•••••• L•• to T•••••••• W••••• • I•••••• L••Dec 1, 2023 to Feb 26, 2024
- Discretionary RAUM · $308M to $307MDec 1, 2023 to Feb 26, 2024
- HNW RAUM · $316M to $334MDec 1, 2023 to Feb 26, 2024
- Individual RAUM · $68.9M to $76.6MDec 1, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $84.2M to $119MDec 1, 2023 to Feb 26, 2024
- Pension RAUM · $395,911 to $372,490Dec 1, 2023 to Feb 26, 2024
- RAUM · $393M to $426MDec 1, 2023 to Feb 26, 2024
- Accounts · 1,107 to 1,183Sep 19, 2022 to Mar 13, 2023
- HNW clients · 106 to 115Sep 19, 2022 to Mar 13, 2023
- Individual clients · 205 to 213Sep 19, 2022 to Mar 13, 2023
Signals
1 dated events
- V••••• S•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Apr 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 417-434-9400reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 417-434-9405reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- findtruenorth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 417-434-9400reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- findtruenorth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026