DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

Z••••• A••••••• G••••• L••

Independent wealth managerThe Villages, FloridaCRD 321689SEC 801-135252websiteIAPD
Latest filing Feb 18, 2026
First filing on the tape Feb 18, 2026 · 1 filings
SEC status approved since Feb 6, 2026
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$115M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$38.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $115M
HNW client RAUM: $71.6M
State-registered IARs (5.B.3): 2
Employees (5.A): 4
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$38.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
62derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.9MderivedHNW RAUM over HNW clients
Average account
$163,509derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Custody
$276,263, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$71.6M62%
  • Individuals$43.9M38%
Individual clients
161reported
HNW clients
25reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
706reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$276,263 for 2 clientsreported
Compensation
fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B••• A••• P••••••••The Villages, FlJul 13, 202215 y3
T••• J••• L••••Ocala, Fl Dec 18, 202318 y0
J•••• C••••• W••••The Villages, FlOct 20, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • D•••• K••••••• L• · Chief Compliance Officercontrol
    since 04/2022 · owns less than 5%
Entity owners
  • B••• A• P••••••••• P••• · Member And Chief Executive Officer
    direct · owns 50% to 75%
  • K•••• T• K•••• P••• · Member
    direct · owns 10% to 25%
  • K•••••• L• D•••• P••• · Member
    direct · owns 10% to 25%
  • M•••••• A• T•••••• P••• · Member And Chief Financial Officer
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
The Villages, Fl · principal310
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • D••••• Q••••••••• left Z••••• A••••••• G••••• L•• for C••••• P•••••• W••••• (registered 2025-09-26)
    Aug 25, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/zenith-advisory-groupreportedpublic record, Form ADV, Sep 18, 2026
Website
zenith-advisor.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
352-282-0810reportedpublic record, Form ADV, Feb 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$38.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026