DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cogent Private Wealth
Legal name Cogent Private Wealth, Inc.
Latest filing Mar 24, 2026
First filing on the tape Apr 18, 2025 · 3 filings
SEC status approved since May 19, 2025
RAUM
$250M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
76%
$190M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$50.1M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$250M as of Mar 24, 2026
Apr 18, 2025$141M then
HNW client RAUM$167M as of Mar 24, 2026
Apr 18, 2025$77.3M then
State-registered IARs (5.B.3)5 as of Mar 24, 2026
Apr 18, 20254 then
Employees (5.A)8 as of Mar 24, 2026
Apr 18, 20255 then
Private funds: no history
RAUM +77% over the last fiscal yearIARs 4 to 5offices 0 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $50.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $948,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +77%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +70%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$167M67%
- Pension and profit-sharing plans$32.7M13%
- Individuals$23.7M9.5%
- Corporations and businesses$19.1M7.6%
- Charitable organizations$8.0M3.2%
- Individual clients
- 38reported
- HNW clients
- 47reported
- Pension plan clients
- 14reported
- Charitable clients
- 6reported
- Accounts
- 264reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.76 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Derek Justin Collins | Orlando, Fl | Mar 26, 2024 | 12 y | 1 |
| Kevin Michael Mayo | Orlando, Fl | Apr 18, 2025 | 13 y | 3 |
| Daniel Quartararo | Ocala, Fl | Sep 26, 2025 | 10 y | 3 |
| Bradley R LacoreCertified Financial Planner | Orlando, Fl | Oct 8, 2025 | 13 y | 3 |
| Ashley Elizabeth Vann | Orlando, Fl | Jul 21, 2026 | 28 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Lanita Lynn Wheetley to Aurelius Family Office, LLCApr 13, 2026 · RIA to RIA
Joined, latest
- Bradley R Lacore from PathstoneOct 8, 2025 · RIA to RIA
- Daniel Quartararo from Zenith Advisory Group, LLCSep 26, 2025 · RIA to RIA
- Kevin Michael Mayo from Cnl Educational Institute, LLCApr 18, 2025 · Other
- Lanita Lynn Wheetley from Synergy Investment Management LLCDec 12, 2024 · RIA to RIA
- Derek Justin Collins from Charles Schwab & Co., Inc.Mar 26, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 5 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $141,498,000 to $250,272,040 (+77.0%) between the annual amendments of 2025-04-18 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 157 to 264Oct 17, 2025 to Mar 24, 2026
- Charity clients · unset to 6.0Oct 17, 2025 to Mar 24, 2026
- HNW clients · 26 to 47Oct 17, 2025 to Mar 24, 2026
- Individual clients · 24 to 38Oct 17, 2025 to Mar 24, 2026
- Pension plan clients · 10 to 14Oct 17, 2025 to Mar 24, 2026
- Employees · 6 to 8Oct 17, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 26-50Oct 17, 2025 to Mar 24, 2026
- Discretionary RAUM · $105M to $220MOct 17, 2025 to Mar 24, 2026
- HNW RAUM · $77.3M to $167MOct 17, 2025 to Mar 24, 2026
- Individual RAUM · $9.5M to $23.7MOct 17, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $36.6M to $30.6MOct 17, 2025 to Mar 24, 2026
- Pension RAUM · $25.5M to $32.7MOct 17, 2025 to Mar 24, 2026
- RAUM · $141M to $250MOct 17, 2025 to Mar 24, 2026
- Advisory employees · 4 to 5Apr 18, 2025 to Oct 17, 2025
- Employees · 5 to 6Apr 18, 2025 to Oct 17, 2025
- State-registered IARs · 4 to 5Apr 18, 2025 to Oct 17, 2025
- Other offices · 0 to 1Apr 18, 2025 to Oct 17, 2025
Signals
2 dated events
- Lanita Lynn Wheetley left Cogent Private Wealth for Aurelius Family Office, Llc (registered 2026-07-23)Apr 13, 2026 · Advisor changed firm · fact
- Cogent Private Wealth reported RAUM $250.3M, up 77% from $141.5M (2025-10-17 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 352-602-3522reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 352-639-8691reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-252-5561reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- cogentprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (407) 887-4965reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- cogentprivatewealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cogentprivatewealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026