DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E• W••••• A•••••••
Legal name E• W••••• A•••••••• L••
Latest filing Mar 8, 2026
First filing on the tape Oct 6, 2022 · 12 filings
SEC status approved since Nov 7, 2022
RAUM
$617M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$579M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$206M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$617M as of Mar 8, 2026
Feb 24, 2023$130M then
HNW client RAUM$492M as of Mar 8, 2026
Feb 24, 2023$65.8M then
State-registered IARs (5.B.3)3 as of Mar 8, 2026
Feb 24, 20233 then
Employees (5.A)6 as of Mar 8, 2026
Feb 24, 20236 then
Private funds: no history
RAUM +10% over the last fiscal year+68% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $206MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 99derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $594,986derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $129M, 83 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$492M80%
- Individuals$87.1M14%
- Other investment advisers$29.0M4.7%
- Corporations and businesses$8.9M1.4%
- Individual clients
- 198reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,037reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $129M for 83 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• S•••• H••••• | Dallas, Tx | Nov 10, 2022 | 22 y | 6 |
| G••• S••••• A••Chartered Financial Consultant | Dallas, Tx | Feb 24, 2023 | 45 y | 1 |
| T••••• R•••••••Certified Financial Planner | Dallas, Tx | Jun 13, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- J••• L•••• B••••• to T•• M••••• G••••• L••Jun 30, 2025 · RIA to RIA
- A••••• A••••• W••••••••• to N••••• A•••• M••••••••• L••Apr 9, 2024 · RIA to RIA
Joined, latest
- J••• L•••• B••••• from B•• A••••••• G••••• L••Nov 1, 2023 · Other
- G••• S••••• A•• from O•••• F•• I•••Feb 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- T••• S•••• H••••• from C••••••••• F•••••••• N••••••Nov 10, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• P••••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- H•••••• T•••• S•••• · Managing Membercontrolsince 11/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 863 to 1,037Mar 26, 2025 to Mar 8, 2026
- BD registered reps · 1 to 0Mar 26, 2025 to Mar 8, 2026
- Corporate clients · 4 to 5Mar 26, 2025 to Mar 8, 2026
- HNW clients · 163 to 100Mar 26, 2025 to Mar 8, 2026
- Individual clients · 199 to 198Mar 26, 2025 to Mar 8, 2026
- Assets in custody · $437M to $129MMar 26, 2025 to Mar 8, 2026
- Employees · 4 to 6Mar 26, 2025 to Mar 8, 2026
- Financial planning clients · 0 to 1-10Mar 26, 2025 to Mar 8, 2026
- State-registered IARs · 4 to 3Mar 26, 2025 to Mar 8, 2026
- Discretionary RAUM · $559M to $617MMar 26, 2025 to Mar 8, 2026
- HNW RAUM · $482M to $492MMar 26, 2025 to Mar 8, 2026
- Individual RAUM · $68.9M to $87.1MMar 26, 2025 to Mar 8, 2026
- RAUM · $559M to $617MMar 26, 2025 to Mar 8, 2026
- Accounts · 786 to 863May 13, 2024 to Mar 26, 2025
- Advisory employees · 5 to 4May 13, 2024 to Mar 26, 2025
- BD registered reps · 3 to 1May 13, 2024 to Mar 26, 2025
- Charity clients · 1.0 to unsetMay 13, 2024 to Mar 26, 2025
- Corporate clients · 9 to 4May 13, 2024 to Mar 26, 2025
- HNW clients · 91 to 163May 13, 2024 to Mar 26, 2025
- Individual clients · 172 to 199May 13, 2024 to Mar 26, 2025
- Assets in custody · $232M to $437MMay 13, 2024 to Mar 26, 2025
- Employees · 9 to 4May 13, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0May 13, 2024 to Mar 26, 2025
- State-registered IARs · 1 to 4May 13, 2024 to Mar 26, 2025
- Discretionary RAUM · $470M to $559MMay 13, 2024 to Mar 26, 2025
- HNW RAUM · $397M to $482MMay 13, 2024 to Mar 26, 2025
- Individual RAUM · $58.5M to $68.9MMay 13, 2024 to Mar 26, 2025
- RAUM · $470M to $559MMay 13, 2024 to Mar 26, 2025
- Accounts · 504 to 786Jan 23, 2024 to Feb 16, 2024
- Advisory employees · 3 to 5Jan 23, 2024 to Feb 16, 2024
- Charity clients · unset to 1.0Jan 23, 2024 to Feb 16, 2024
- Corporate clients · unset to 9.0Jan 23, 2024 to Feb 16, 2024
- HNW clients · 22 to 91Jan 23, 2024 to Feb 16, 2024
- Individual clients · 151 to 172Jan 23, 2024 to Feb 16, 2024
- Assets in custody · $57.7M to $232MJan 23, 2024 to Feb 16, 2024
- Employees · 6 to 9Jan 23, 2024 to Feb 16, 2024
- Financial planning clients · 11-25 to 0Jan 23, 2024 to Feb 16, 2024
- State-registered IARs · 3 to 1Jan 23, 2024 to Feb 16, 2024
- Discretionary RAUM · $130M to $470MJan 23, 2024 to Feb 16, 2024
- HNW RAUM · $65.8M to $397MJan 23, 2024 to Feb 16, 2024
Signals
9 dated events
- J••• L•••• B••••• left E• W••••• A••••••• for T•• M••••• G••••• L•• (registered 2025-07-03)Jun 30, 2025 · Advisor changed firm · fact
- A••••• A••••• W••••••••• left E• W••••• A••••••• for N••••• A•••• M••••••••• L•• (registered 2024-04-22)Apr 9, 2024 · Advisor changed firm · fact
- David Ty Sampson (Chief Compliance Officer) no longer on Schedule A of E• W••••• A••••••• (listed 2024-02-16, absent 2024-03-11)Mar 11, 2024 · Control person left · inference
- Patricia Harris (Chief Compliance Officer) appeared on Schedule A of E• W••••• A•••••••Mar 11, 2024 · Control person joined · fact
- E• W••••• A••••••• reported RAUM $470.4M, up 262% from $130.0M (2024-01-23 to 2024-02-16)Feb 16, 2024 · RAUM change · derived
- A••••• A••••• W••••••••• (Managing Member) no longer on Schedule A of E• W••••• A••••••• (listed 2023-02-24, absent 2024-01-23)Jan 23, 2024 · Control person left · inference
- A••••• A••••• W••••••••• (Managing Member) appeared on Schedule A of E• W••••• A•••••••Feb 23, 2023 · Control person joined · fact
- Scott Toby Harris (Managing Member) appeared on Schedule A of E• W••••• A•••••••Nov 10, 2022 · Control person joined · fact
- E• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- a•••••@e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-389-6750reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-389-6750reportedpublic record, Form ADV, Mar 8, 2026
- Contact form
- e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $206Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026