DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••• P•••••• W••••• M•••••••••
Legal name O••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Aug 9, 2022 · 11 filings
SEC status approved since May 30, 2024
RAUM
$333M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
100%
$333M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$333M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$333M as of Aug 26, 2026
Apr 26, 2025$302M then
HNW client RAUM$332M as of Aug 26, 2026
Apr 26, 2025$301M then
State-registered IARs (5.B.3)1 as of Aug 26, 2026
Apr 26, 20251 then
Employees (5.A)4 as of Aug 26, 2026
Apr 26, 20253 then
Private funds: no history
RAUM +10% over the last fiscal yearIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $333MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.8MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $7.5M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$332M100%
- Individuals$896,5690.3%
- Individual clients
- n/areported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 101reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.5M for 7 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• C•••• | Santa Barbara, Ca | Feb 22, 2026 | 19 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••• C•••• from A•••••• W••••• M••••••••• L••Feb 22, 2026 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• A•••• J• · Managing Member And Ccocontrolsince 04/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 4, 2026discretionary share of RAUM moved from 1.0% to 51.0% between the annual amendments of 2025-04-26 and 2026-03-04peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- HQ city · SANTA BARBARA to Mar 4, 2026 to Aug 26, 2026
- HQ state · CA to Mar 4, 2026 to Aug 26, 2026
- Other offices · 0 to 1Mar 4, 2026 to Aug 26, 2026
- Accounts · 66 to 101Oct 24, 2025 to Mar 4, 2026
- Advisory employees · 1 to 2Oct 24, 2025 to Mar 4, 2026
- HNW clients · 18 to 21Oct 24, 2025 to Mar 4, 2026
- Assets in custody · $7.5M to $7.5MOct 24, 2025 to Mar 4, 2026
- Employees · 3 to 4Oct 24, 2025 to Mar 4, 2026
- Discretionary RAUM · $302M to $168MOct 24, 2025 to Mar 4, 2026
- HNW RAUM · $301M to $332MOct 24, 2025 to Mar 4, 2026
- Individual RAUM · $1.0M to $896,569Oct 24, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $0 to $164MOct 24, 2025 to Mar 4, 2026
- RAUM · $302M to $333MOct 24, 2025 to Mar 4, 2026
- Financial planning clients · 0 to 0Jul 24, 2025 to Oct 24, 2025
- Discretionary RAUM · $3.1M to $302MJul 24, 2025 to Oct 24, 2025
- Non-discretionary RAUM · $299M to $0Jul 24, 2025 to Oct 24, 2025
- Assets in custody · unset to 7541000.0Apr 26, 2025 to Jul 24, 2025
- Custody of client assets · false to trueApr 26, 2025 to Jul 24, 2025
- Accounts · 77 to 66Apr 30, 2024 to Apr 26, 2025
- BD registered reps · 0 to 1Apr 30, 2024 to Apr 26, 2025
- HNW clients · 15 to 18Apr 30, 2024 to Apr 26, 2025
- Insurance-licensed employees · 1 to 0Apr 30, 2024 to Apr 26, 2025
- Discretionary RAUM · $3.1M to $3.1MApr 30, 2024 to Apr 26, 2025
- HNW RAUM · $162M to $301MApr 30, 2024 to Apr 26, 2025
- Individual RAUM · $756,000 to $1.0MApr 30, 2024 to Apr 26, 2025
- Non-discretionary RAUM · $160M to $299MApr 30, 2024 to Apr 26, 2025
- RAUM · $163M to $302MApr 30, 2024 to Apr 26, 2025
- Accounts · 0 to 77Mar 6, 2023 to Apr 30, 2024
- BD registered reps · 1 to 0Mar 6, 2023 to Apr 30, 2024
- HNW clients · unset to 15.0Mar 6, 2023 to Apr 30, 2024
- Discretionary RAUM · $0 to $3.1MMar 6, 2023 to Apr 30, 2024
- HNW RAUM · unset to 162103000.0Mar 6, 2023 to Apr 30, 2024
- Individual RAUM · unset to 756000.0Mar 6, 2023 to Apr 30, 2024
- Non-discretionary RAUM · $0 to $160MMar 6, 2023 to Apr 30, 2024
- RAUM · $0 to $163MMar 6, 2023 to Apr 30, 2024
- Employees · 1 to 3Feb 24, 2023 to Mar 6, 2023
Signals
2 dated events
- O•••••• P•••••• W••••• M••••••••• reported RAUM $302.3M, up 85% from $163.3M (2024-04-30 to 2025-04-26)Apr 26, 2025 · RAUM change · derived
- O•••••• P•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Aug 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/outwing-private-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- outwingwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (805) 880-9491reportedpublic record, Form ADV, Aug 26, 2026
- Team page
- outwingwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $333Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026