DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• W••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Aug 18, 2022 · 18 filings
SEC status approved since Sep 16, 2022
RAUM
$291M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$291M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$97.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$291M as of Mar 12, 2026
Mar 27, 2023$126M then
HNW client RAUM$163M as of Mar 12, 2026
Mar 27, 2023$42.5M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 27, 20232 then
Employees (5.A)3 as of Mar 12, 2026
Mar 27, 20232 then
Private funds: no history
RAUM +24% over the last fiscal year+32% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $97.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $242,601derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$163M56%
- Individuals$128M44%
- Individual clients
- 341reported
- HNW clients
- 93reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,199reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• D••• M•••••• | West Des Moines, Ia | Sep 20, 2022 | 18 y | 1 |
| T••••• S••••• B••••••••Chartered Financial Analyst | West Des Moines, Ia | Nov 11, 2022 | 11 y | 1 |
| S•••• A•••••• E••••••• | West Des Moines, Ia | Sep 24, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• S••••• B•••••••• from I•••••••• A•••••••• L••Nov 11, 2022 · RIA to a newly registered adviser
- C•••••• D••• M•••••• from I•••••••• A•••••••• L••Sep 20, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• C••••••• D••• · Presidentcontrolsince 01/2015 · owns 75% or more of V•••• T•• A••••••• S•••••••• L••
- B••••••••• T•••••• S••••• · Chief Compliance Officersince 08/2022 · owns less than 5%
- M••••••• C••••••• D••• · Chief Executive Officersince 07/2021 · owns less than 5%
Entity owners
- V•••• T•• A••••••• S•••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Des Moines, Ia · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,061 to 1,199Dec 10, 2025 to Mar 12, 2026
- HNW clients · 70 to 93Dec 10, 2025 to Mar 12, 2026
- Individual clients · 329 to 341Dec 10, 2025 to Mar 12, 2026
- Discretionary RAUM · $235M to $291MDec 10, 2025 to Mar 12, 2026
- HNW RAUM · $119M to $163MDec 10, 2025 to Mar 12, 2026
- Individual RAUM · $116M to $128MDec 10, 2025 to Mar 12, 2026
- RAUM · $235M to $291MDec 10, 2025 to Mar 12, 2026
- Advisory employees · 2 to 3May 5, 2025 to Oct 7, 2025
- Employees · 2 to 3May 5, 2025 to Oct 7, 2025
- Financial planning clients · 0 to 0May 5, 2025 to Oct 7, 2025
- State-registered IARs · 2 to 3May 5, 2025 to Oct 7, 2025
- Accounts · 930 to 1,061Aug 16, 2024 to Apr 23, 2025
- Advisory activities · 2 to 3Aug 16, 2024 to Apr 23, 2025
- Charity clients · unset to 0.0Aug 16, 2024 to Apr 23, 2025
- Corporate clients · unset to 0.0Aug 16, 2024 to Apr 23, 2025
- HNW clients · 44 to 70Aug 16, 2024 to Apr 23, 2025
- Individual clients · 318 to 329Aug 16, 2024 to Apr 23, 2025
- Pension plan clients · unset to 0.0Aug 16, 2024 to Apr 23, 2025
- Pooled vehicle clients · unset to 0.0Aug 16, 2024 to Apr 23, 2025
- Discretionary RAUM · $172M to $235MAug 16, 2024 to Apr 23, 2025
- HNW RAUM · $66.9M to $119MAug 16, 2024 to Apr 23, 2025
- Individual RAUM · $105M to $116MAug 16, 2024 to Apr 23, 2025
- Pension RAUM · unset to 0.0Aug 16, 2024 to Apr 23, 2025
- Pooled vehicle RAUM · unset to 0.0Aug 16, 2024 to Apr 23, 2025
- RAUM · $172M to $235MAug 16, 2024 to Apr 23, 2025
- Accounts · 751 to 930Sep 8, 2023 to Mar 12, 2024
- HNW clients · 28 to 44Sep 8, 2023 to Mar 12, 2024
- Individual clients · 261 to 318Sep 8, 2023 to Mar 12, 2024
- Discretionary RAUM · $126M to $172MSep 8, 2023 to Mar 12, 2024
- HNW RAUM · $42.5M to $66.9MSep 8, 2023 to Mar 12, 2024
- Individual RAUM · $83.8M to $105MSep 8, 2023 to Mar 12, 2024
- RAUM · $126M to $172MSep 8, 2023 to Mar 12, 2024
- Advisory activities · 3 to 2Feb 14, 2023 to Mar 27, 2023
- Accounts · 0 to 751Jan 31, 2023 to Feb 14, 2023
- HNW clients · unset to 28.0Jan 31, 2023 to Feb 14, 2023
- Individual clients · unset to 261.0Jan 31, 2023 to Feb 14, 2023
- Discretionary RAUM · $0 to $126MJan 31, 2023 to Feb 14, 2023
- HNW RAUM · unset to 42533716.0Jan 31, 2023 to Feb 14, 2023
- Individual RAUM · unset to 83800839.0Jan 31, 2023 to Feb 14, 2023
- RAUM · $0 to $126MJan 31, 2023 to Feb 14, 2023
Signals
1 dated events
- V•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@retirevivid.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 515-480-7593reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 515-412-0070reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- retirevivid.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (515) 480-7593reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- retirevivid.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026