DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• W••••• M•••••••••
Legal name V•••• W••••• M••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Feb 7, 2025 · 4 filings
SEC status approved since Mar 3, 2025
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$143M as of Jul 31, 2026
Feb 7, 2025$118M then
HNW client RAUM$136M as of Jul 31, 2026
Feb 7, 2025$110M then
State-registered IARs (5.B.3)1 as of Jul 31, 2026
Feb 7, 20251 then
Employees (5.A)1 as of Jul 31, 2026
Feb 7, 20251 then
Private funds: no history
RAUM +22% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $757,024derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $59.5M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$136M95%
- Individuals$7.3M5.1%
- Individual clients
- 23reported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 189reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.5M for 6 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• D•••• A•••••Certified Financial Planner | De Pere, Wi | Oct 7, 2022 | 13 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• D•••• A••••• from M•••••• I•••••••••Oct 7, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• M•••• D•••• · Founder, Managing Member And Chief Compliance Officercontrolsince 01/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 182 to 189Mar 18, 2025 to Feb 10, 2026
- HNW clients · 32 to 36Mar 18, 2025 to Feb 10, 2026
- Individual clients · 25 to 23Mar 18, 2025 to Feb 10, 2026
- Assets in custody · $20.1M to $59.5MMar 18, 2025 to Feb 10, 2026
- Discretionary RAUM · $118M to $143MMar 18, 2025 to Feb 10, 2026
- HNW RAUM · $110M to $136MMar 18, 2025 to Feb 10, 2026
- Individual RAUM · $7.4M to $7.3MMar 18, 2025 to Feb 10, 2026
- RAUM · $118M to $143MMar 18, 2025 to Feb 10, 2026
- Financial planning clients · 51-100 to 51-100Feb 7, 2025 to Mar 18, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 920-328-0793reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- veruswealthmgmt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 920-328-0793reportedpublic record, Form ADV, Jul 31, 2026
- Contact form
- veruswealthmgmt.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- veruswealthmgmt.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026