DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Solutions, LLC
Latest filing Mar 21, 2026
First filing on the tape Oct 3, 2022 · 10 filings
SEC status approved since Mar 15, 2023
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$243M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$81.3M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$244M as of Mar 21, 2026
Mar 3, 2023$107M then
HNW client RAUM$181M as of Mar 21, 2026
Mar 3, 2023$79.7M then
State-registered IARs (5.B.3)3 as of Mar 21, 2026
Mar 3, 20233 then
Employees (5.A)6 as of Mar 21, 2026
Mar 3, 20234 then
Private funds: no history
RAUM +26% over the last fiscal year+31% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $334,468derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$181M74%
- Individuals$62.9M26%
- Corporations and businesses$355,4720.1%
- Individual clients
- 170reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 729reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Danese Ciara Price · Chief Operating Officer, Membercontrolsince 09/2022 · owns 5% to 10%
- Maria Angela Stewart · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Carmen Daniel Danese · Presidentcontrolsince 02/2002 · owns 50% to 75% of Legacy Solutions, Inc.
- Ryan Jeffrey Hall · Membersince 09/2022 · owns 10% to 25%
Entity owners
- Legacy Solutions, Inc. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kennett Square, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
What changed
consecutive filings, newest first
- Accounts · 653 to 729Dec 12, 2025 to Mar 21, 2026
- HNW clients · 77 to 79Dec 12, 2025 to Mar 21, 2026
- Individual clients · 165 to 170Dec 12, 2025 to Mar 21, 2026
- Insurance-licensed employees · 3 to 0Dec 12, 2025 to Mar 21, 2026
- Discretionary RAUM · $193M to $244MDec 12, 2025 to Mar 21, 2026
- HNW RAUM · $145M to $181MDec 12, 2025 to Mar 21, 2026
- Individual RAUM · $47.0M to $62.9MDec 12, 2025 to Mar 21, 2026
- RAUM · $193M to $244MDec 12, 2025 to Mar 21, 2026
- Accounts · 613 to 653Mar 23, 2024 to Mar 29, 2025
- HNW clients · 72 to 77Mar 23, 2024 to Mar 29, 2025
- Individual clients · 161 to 165Mar 23, 2024 to Mar 29, 2025
- Employees · 5 to 6Mar 23, 2024 to Mar 29, 2025
- Financial planning clients · 1-10 to 1-10Mar 23, 2024 to Mar 29, 2025
- Discretionary RAUM · $164M to $193MMar 23, 2024 to Mar 29, 2025
- HNW RAUM · $121M to $145MMar 23, 2024 to Mar 29, 2025
- Individual RAUM · $43.1M to $47.0MMar 23, 2024 to Mar 29, 2025
- RAUM · $164M to $193MMar 23, 2024 to Mar 29, 2025
- Accounts · 365 to 613Mar 4, 2023 to Mar 22, 2024
- Advisory activities · 7 to 6Mar 4, 2023 to Mar 22, 2024
- HNW clients · 51 to 72Mar 4, 2023 to Mar 22, 2024
- Individual clients · 79 to 161Mar 4, 2023 to Mar 22, 2024
- Employees · 4 to 5Mar 4, 2023 to Mar 22, 2024
- Financial planning clients · 0 to 1-10Mar 4, 2023 to Mar 22, 2024
- Discretionary RAUM · $107M to $164MMar 4, 2023 to Mar 22, 2024
- HNW RAUM · $79.7M to $121MMar 4, 2023 to Mar 22, 2024
- Individual RAUM · $27.7M to $43.1MMar 4, 2023 to Mar 22, 2024
- RAUM · $107M to $164MMar 4, 2023 to Mar 22, 2024
- Accounts · 0 to 365Nov 11, 2022 to Mar 3, 2023
- Advisory activities · 6 to 7Nov 11, 2022 to Mar 3, 2023
- BD registered reps · 3 to 4Nov 11, 2022 to Mar 3, 2023
- HNW clients · unset to 51.0Nov 11, 2022 to Mar 3, 2023
- Individual clients · unset to 79.0Nov 11, 2022 to Mar 3, 2023
- Insurance-licensed employees · 0 to 3Nov 11, 2022 to Mar 3, 2023
- Other offices · 0 to 2Nov 11, 2022 to Mar 3, 2023
- Discretionary RAUM · $0 to $107MNov 11, 2022 to Mar 3, 2023
- HNW RAUM · unset to 79681620.0Nov 11, 2022 to Mar 3, 2023
- Individual RAUM · unset to 27693558.0Nov 11, 2022 to Mar 3, 2023
- RAUM · $0 to $107MNov 11, 2022 to Mar 3, 2023
- Financial planning clients · unset to 0Oct 3, 2022 to Oct 7, 2022
Signals
1 dated events
- Legacy Solutions, Llc filed its initial SEC registration (Form ADV)Oct 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-444-9920reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legacy-solutions-inc-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- legacysolutions.orgreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-444-9920reportedpublic record, Form ADV, Mar 21, 2026
- Team page
- legacysolutions.org/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026