DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Truedge Asset Management LLC
Latest filing Mar 17, 2026
First filing on the tape Mar 1, 2023 · 20 filings
SEC status approved since Mar 31, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$0 as of Mar 17, 2026
Mar 25, 2024$280,798 then
HNW client RAUM$0 as of Mar 17, 2026
Mar 28, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 25, 20240 then
Employees (5.A)5 as of Mar 17, 2026
Mar 25, 20245 then
Private funds1 as of Mar 17, 2026
Mar 28, 20251 then
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $280,798 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stephanie Lynn West | Indianapolis, In | Nov 13, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Stephanie Lynn West from Alpha Beta Gamma Wealth ManagementNov 13, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynn Stephanie West · Director Of Operationscontrolsince 07/2022 · owns less than 5%
- Jonathan Frame · Chief Compliance Officersince 11/2024 · owns less than 5%
- Wilson Richard Parker · Membersince 11/2024 · owns 50% to 75% of Adept Investments
- Mark Matthew Reynolds · Membersince 11/2024 · owns 50% to 75% of Adept Investments
Entity owners
- Adept Investments · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Blackridge Asset Management, LLCinvestment advisernRAUM $370M
- Blue Diamond Securities Of America LLCbroker-dealern
- Quincy Wells Advisors, LLCinvestment advisernRAUM $87.3M
- Great Point Capital LLCbroker-dealern
- Org Partnersinvestment adviseryRAUM $773M
- Strategic Wealth Capitalinvestment adviseryRAUM $238M
- Thurston Springer Advisorsinvestment advisernRAUM $3.7B
- Thurston Springer Financialbroker-dealern
Advisers that list Truedge Asset Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 0Jan 27, 2026 to Mar 17, 2026
- Individual clients · 1 to 0Jan 27, 2026 to Mar 17, 2026
- Discretionary RAUM · $306,351 to $0Jan 27, 2026 to Mar 17, 2026
- Individual RAUM · $306,351 to $0Jan 27, 2026 to Mar 17, 2026
- RAUM · $306,351 to $0Jan 27, 2026 to Mar 17, 2026
- Financial planning clients · 0 to 0May 30, 2025 to Nov 12, 2025
- Accounts · 2 to 1Jan 3, 2025 to Mar 28, 2025
- BD registered reps · 4 to 3Jan 3, 2025 to Mar 28, 2025
- Charity clients · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- Corporate clients · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- HNW clients · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- Pension plan clients · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- Pooled vehicle clients · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- Financial planning clients · unset to 0Jan 3, 2025 to Mar 28, 2025
- HQ city · CARMEL to INDIANAPOLISJan 3, 2025 to Mar 28, 2025
- Private funds · unset to 1Jan 3, 2025 to Mar 28, 2025
- Discretionary RAUM · $280,798 to $306,351Jan 3, 2025 to Mar 28, 2025
- HNW RAUM · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- Individual RAUM · $280,798 to $306,351Jan 3, 2025 to Mar 28, 2025
- Pension RAUM · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 3, 2025 to Mar 28, 2025
- RAUM · $280,798 to $306,351Jan 3, 2025 to Mar 28, 2025
- Advisory activities · 3 to 4Dec 2, 2024 to Dec 9, 2024
- Accounts · 49 to 2Dec 12, 2023 to Mar 25, 2024
- Advisory activities · 2 to 3Dec 12, 2023 to Mar 25, 2024
- Individual clients · 49 to 1Dec 12, 2023 to Mar 25, 2024
- Employees · 4 to 5Dec 12, 2023 to Mar 25, 2024
- Discretionary RAUM · $185M to $280,798Dec 12, 2023 to Mar 25, 2024
- Individual RAUM · $185M to $280,798Dec 12, 2023 to Mar 25, 2024
- RAUM · $185M to $280,798Dec 12, 2023 to Mar 25, 2024
- Related insurance company · false to trueDec 12, 2023 to Mar 25, 2024
- Wrap assets (manager) · $0 to $280,798Dec 12, 2023 to Mar 25, 2024
- Accounts · 0 to 49May 26, 2023 to Aug 3, 2023
- Individual clients · unset to 49.0May 26, 2023 to Aug 3, 2023
- Discretionary RAUM · $0 to $185MMay 26, 2023 to Aug 3, 2023
- Individual RAUM · unset to 185068142.0May 26, 2023 to Aug 3, 2023
- RAUM · $0 to $185MMay 26, 2023 to Aug 3, 2023
- Wrap assets (manager) · unset to 0.0May 17, 2023 to May 26, 2023
- Wrap assets (sponsor) · unset to 0.0May 17, 2023 to May 26, 2023
- Related adviser · false to trueMar 24, 2023 to May 17, 2023
Signals
5 dated events
- Marie Justine Kidwell (Chief Compliance Officer) no longer on Schedule A of Truedge Asset Management Llc (listed 2024-11-18, absent 2024-12-02)Dec 2, 2024 · Control person left · inference
- Truedge Asset Management Llc reported RAUM $280,798, down 100% from $185.1M (2023-12-12 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Marie Justine Kidwell (Chief Compliance Officer) appeared on Schedule A of Truedge Asset Management LlcMar 25, 2024 · Control person joined · fact
- Ann Karey Williams (Chief Compliance Officer) no longer on Schedule A of Truedge Asset Management Llc (listed 2023-12-12, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Truedge Asset Management Llc filed its initial SEC registration (Form ADV)Mar 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- truedgeam.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 317-581-4010reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026