DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dynamic Market Advantage, LLC
Latest filing Feb 12, 2026
First filing on the tape Oct 2, 2022 · 7 filings
SEC status approved since Nov 2, 2022
RAUM
$362M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$362M as of Feb 12, 2026
Mar 30, 2023$201M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Feb 12, 2026
Mar 30, 20232 then
Employees (5.A)4 as of Feb 12, 2026
Mar 30, 20232 then
Private funds: no history
RAUM +25% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $277,940derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$362M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,302reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Edmund Unger Steinbock | Louisville, Ky | Jan 28, 2025 | 10 y | 1 |
| Klein Stewart Stubbs | Louisville, Ky | Feb 3, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Edmund Unger Steinbock from Money Concepts Advisory ServiceJan 28, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randall Stephen Gibson · Membercontrolsince 09/2022 · owns 25% to 50%
- Justin Beau Handy · Managing Member And Chief Compliance Officercontrolsince 09/2022 · owns 50% to 75%
- Edmund Unger John Steinbock · Member / Analystcontrolsince 09/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
- Guidance Capital, Inc.investment advisernRAUM $450M
Advisers that list Dynamic Market Advantage, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ky · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,170 to 1,302Mar 5, 2025 to Feb 12, 2026
- Discretionary RAUM · $289M to $362MMar 5, 2025 to Feb 12, 2026
- RAUM · $289M to $362MMar 5, 2025 to Feb 12, 2026
- Accounts · 1,196 to 1,170Sep 24, 2024 to Mar 5, 2025
- Insurance-licensed employees · 1 to 2Sep 24, 2024 to Mar 5, 2025
- Financial planning clients · 0 to 0Sep 24, 2024 to Mar 5, 2025
- Discretionary RAUM · $244M to $289MSep 24, 2024 to Mar 5, 2025
- RAUM · $244M to $289MSep 24, 2024 to Mar 5, 2025
- Accounts · 1,061 to 1,196Mar 30, 2023 to Mar 20, 2024
- Advisory employees · 2 to 3Mar 30, 2023 to Mar 20, 2024
- BD registered reps · 2 to 1Mar 30, 2023 to Mar 20, 2024
- Employees · 2 to 4Mar 30, 2023 to Mar 20, 2024
- Insurance-licensed employees · 2 to 1Mar 30, 2023 to Mar 20, 2024
- Financial planning clients · unset to 0Mar 30, 2023 to Mar 20, 2024
- State-registered IARs · 2 to 3Mar 30, 2023 to Mar 20, 2024
- Discretionary RAUM · $201M to $244MMar 30, 2023 to Mar 20, 2024
- RAUM · $201M to $244MMar 30, 2023 to Mar 20, 2024
- Accounts · 0 to 1,061Oct 2, 2022 to Mar 30, 2023
- Business name · DYNAMIC MARKET ADVANTAGE to DYNAMIC MARKET ADVANTAGE, LLCOct 2, 2022 to Mar 30, 2023
- Legal name · DYNAMIC MARKET ADVANTAGE to DYNAMIC MARKET ADVANTAGE, LLCOct 2, 2022 to Mar 30, 2023
- Discretionary RAUM · $0 to $201MOct 2, 2022 to Mar 30, 2023
- RAUM · $0 to $201MOct 2, 2022 to Mar 30, 2023
Signals
1 dated events
- Dynamic Market Advantage filed its initial SEC registration (Form ADV)Oct 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- dynamicmarketadvantage.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (502) 813-2100reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026