DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at M3sixty Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Ray Williams | Aronson Asset Management, Inc. state registered | M3sixty Capital, LLC asset manager | Other | Nov 1, 2024 | Jan 14, 2025 (74 d) |
| Vincent Cosmo Duvigneaud | Fintrust Capital Advisors, LLC mixed wealth | M3sixty Capital, LLC asset manager | Other | Oct 3, 2024 | Jan 6, 2026 (460 d) |
| Andrew Joseph Arnold | Fidelity Personal And Workplace Advisors BD affiliated | M3sixty Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 8, 2022 | Feb 8, 2024 (702 d) |
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3 moves match.