DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

B•••••• A•••••••

Other adviserEvergreen, ColoradoCRD 323909SEC 801-127194website IAPD

Legal name B•••••• A••••••• L••

Latest filing Apr 3, 2026

First filing on the tape Dec 15, 2022 · 14 filings

SEC status approved since Jan 13, 2023

RAUM

$284M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

12%

$33.7M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$284M as of Apr 3, 2026

Mar 30, 2023$201M then

HNW client RAUM$33.7M as of Apr 3, 2026

Mar 30, 2023$67.9M then

State-registered IARs (5.B.3)0 as of Apr 3, 2026

Mar 30, 20230 then

Employees (5.A)9 as of Apr 3, 2026

Mar 30, 20234 then

Private funds: no history

RAUM +171% over the last fiscal year+12% a year over threeIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Apr 3, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.2MderivedHNW RAUM over HNW clients
Average account: $17.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 70%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +171%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Charitable organizations$200M75%
High-net-worth individuals$33.7M13%
Corporations and businesses$33.6M13%

Individual clients: n/areported
HNW clients: 8reported
Pension plan clients: n/areported
Charitable clients: 3reported
Accounts: 16reported
Financial planning clients: 26-50reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.12 fund_share=0.0 institutional_share=0.7 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

M••••••••• L•••••• A••••• · Director Of Operations And Chief Compliance Officercontrol
since 11/2022 · owns less than 5%
M••••••••• M••••••• T••••• · Executive Managing Directorcontrol
since 11/2022 · owns less than 5%
M••••• J•••••••• A••• · Senior Managing Directorcontrol
since 11/2022 · owns less than 5%
S•••••••• S•••• H••••••• · Managing Director Of B•••••• A•••••••control
since 11/2022 · owns less than 5%

Entity owners

B•••••• G•••• U•••••••• L•• · Owner
direct · owns 75% or more
T•• H••• O• T•• N•••• T•••• · Owner
indirect · owns 50% to 75% of B•••••• G•••• U•••••••• L••
T•• W•••••• P••• T•••• · Owner
indirect · owns 50% to 75% of B•••••• G•••• U•••••••• L••
T•• O•••• T•••• L•• · Trustee
indirect · owns F of T•• H••• O• T•• N•••• T••••
T•• O•••• T•••• L•• · Trustee
indirect · owns F of T•• W•••••• P••• T••••

Related persons

Schedule D 7.A

E•••••••• L••••• P•••••••• L••
n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

6 against comparable advisers; where to look, not conclusions

wealth to institutional shiftCombination · filing Apr 3, 2026
peers: other advisers, $100M to $500M (212)
client mix shiftChange between filings · filing Apr 3, 2026
private-client share of RAUM moved from 35.0% to 12.0% between the annual amendments of 2025-03-25 and 2026-04-03
peers: other advisers, $100M to $500M (212)
discretionary share shiftChange between filings · filing Apr 3, 2026
discretionary share of RAUM moved from 44.0% to 100.0% between the annual amendments of 2025-03-25 and 2026-04-03
peers: other advisers, $100M to $500M (212)
HNW share shiftChange between filings · filing Apr 3, 2026
HNW share of RAUM moved from 35.0% to 12.0% between the annual amendments of 2025-03-25 and 2026-04-03
peers: other advisers, $100M to $500M (212)
institutional asset share shiftChange between filings · filing Apr 3, 2026
institutional share of RAUM moved from 18.0% to 82.0% between the annual amendments of 2025-03-25 and 2026-04-03
peers: other advisers, $100M to $500M (212)
RAUM up 50 %Change between filings · filing Apr 3, 2026
RAUM (Item 5.F) moved from $104,959,612 to $284,040,176 (+171.0%) between the annual amendments of 2025-03-25 and 2026-04-03; the peer median change was +8.0% (161 comparable advisers, 100.0th percentile of changes)
peers: other advisers, $100M to $500M (161) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 14 to 16
Sep 10, 2025 to Apr 3, 2026
Advisory employees · 4 to 9
Sep 10, 2025 to Apr 3, 2026
Charity clients · 2 to 3
Sep 10, 2025 to Apr 3, 2026
Corporate clients · 1 to 3
Sep 10, 2025 to Apr 3, 2026
HNW clients · 4 to 8
Sep 10, 2025 to Apr 3, 2026
Employees · 6 to 9
Sep 10, 2025 to Apr 3, 2026
Financial planning clients · 11-25 to 26-50
Sep 10, 2025 to Apr 3, 2026
Other offices · 0 to 1
Sep 10, 2025 to Apr 3, 2026
Discretionary RAUM · $46.3M to $283M
Sep 10, 2025 to Apr 3, 2026
HNW RAUM · $36.9M to $33.7M
Sep 10, 2025 to Apr 3, 2026
Non-discretionary RAUM · $58.7M to $1.0M
Sep 10, 2025 to Apr 3, 2026
RAUM · $105M to $284M
Sep 10, 2025 to Apr 3, 2026
Related adviser · false to true
Mar 25, 2025 to Sep 10, 2025
Accounts · 7 to 14
Aug 20, 2024 to Mar 25, 2025
Corporate clients · 2 to 1
Aug 20, 2024 to Mar 25, 2025
HNW clients · unset to 4.0
Aug 20, 2024 to Mar 25, 2025
Employees · 5 to 6
Aug 20, 2024 to Mar 25, 2025
Financial planning clients · 11-25 to 11-25
Aug 20, 2024 to Mar 25, 2025
Discretionary RAUM · $10.0M to $46.3M
Aug 20, 2024 to Mar 25, 2025
HNW RAUM · unset to 36929674.0
Aug 20, 2024 to Mar 25, 2025
Non-discretionary RAUM · $101M to $58.7M
Aug 20, 2024 to Mar 25, 2025
RAUM · $111M to $105M
Aug 20, 2024 to Mar 25, 2025
Accounts · 24 to 7
May 25, 2024 to Aug 20, 2024
Charity clients · 3 to 2
May 25, 2024 to Aug 20, 2024
HNW clients · 1.0 to unset
May 25, 2024 to Aug 20, 2024
Discretionary RAUM · $0 to $10.0M
May 25, 2024 to Aug 20, 2024
HNW RAUM · 79037983.0 to unset
May 25, 2024 to Aug 20, 2024
Non-discretionary RAUM · $373M to $101M
May 25, 2024 to Aug 20, 2024
RAUM · $373M to $111M
May 25, 2024 to Aug 20, 2024
Employees · 10 to 5
Mar 22, 2024 to Mar 29, 2024
Accounts · 20 to 24
Sep 6, 2023 to Mar 22, 2024
Charity clients · 1 to 3
Sep 6, 2023 to Mar 22, 2024
Corporate clients · 1 to 2
Sep 6, 2023 to Mar 22, 2024
Financial planning clients · 0 to 11-25
Sep 6, 2023 to Mar 22, 2024
HNW RAUM · $67.9M to $79.0M
Sep 6, 2023 to Mar 22, 2024
Non-discretionary RAUM · $201M to $373M
Sep 6, 2023 to Mar 22, 2024
RAUM · $201M to $373M
Sep 6, 2023 to Mar 22, 2024
Employees · 4 to 10
Mar 30, 2023 to Jul 20, 2023
Accounts · 0 to 20
Dec 22, 2022 to Mar 30, 2023
Charity clients · unset to 1.0
Dec 22, 2022 to Mar 30, 2023

Signals

4 dated events

B•••••• A••••••• reported RAUM $284.0M, up 171% from $105.0M (2025-09-10 to 2026-04-03)
Apr 3, 2026 · RAUM change · derived
B•••••• A••••••• reported RAUM $111.0M, down 70% from $372.6M (2024-05-25 to 2024-08-20)
Aug 20, 2024 · RAUM change · derived
B•••••• A••••••• reported RAUM $372.6M, up 85% from $200.9M (2023-09-06 to 2024-03-22)
Mar 22, 2024 · RAUM change · derived
B•••••• A••••••• filed its initial SEC registration (Form ADV)
Dec 15, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: b•••••••••.ioreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 877-777-6845reportedpublic record, Form ADV, Apr 3, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026