DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

B•• W••••• M•••••••••

Independent wealth managerBrookfield, WisconsinCRD 323928SEC 801-127026websiteIAPD
Legal name B•• W••••• M••••••••• L••
Latest filing Feb 12, 2026
First filing on the tape Nov 11, 2022 · 9 filings
SEC status approved since Dec 9, 2022
RAUM
$652M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
95%
$616M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$652M as of Feb 12, 2026
Mar 29, 2023$481M then
HNW client RAUM$483M as of Feb 12, 2026
Mar 29, 2023$329M then
State-registered IARs (5.B.3)6 as of Feb 12, 2026
Mar 29, 20236 then
Employees (5.A)9 as of Feb 12, 2026
Mar 29, 20236 then
Private funds: no history
RAUM +12% over the last fiscal year+11% a year over threeIARs 6 to 6offices 0 to 1
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$109MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
98derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$339,325derivedRAUM over accounts (5.F.2.f)
Discretionary
81%derivedof RAUM
Institutional
3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$652MreportedItem 5.I
Custody
$86.1M, 133 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$483M74%
  • Individuals$133M20%
  • Corporations and businesses$16.0M2.5%
  • Pension and profit-sharing plans$11.2M1.7%
  • Charitable organizations$8.3M1.3%
Individual clients
388reported
HNW clients
202reported
Pension plan clients
9reported
Charitable clients
n/areported
Accounts
1,921reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$86.1M for 133 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C•••• J••• B••••••Brookfield, WiMar 3, 202322 y3
S••••• J••••• E••••• M••••••Certified Financial PlannerBrookfield, WiMar 3, 202314 y2
W•••••• B••••••Brookfield, WiMar 3, 202345 y3
W•••••• J•••• M••••••Brookfield, WiMar 3, 202342 y4
J••••• S•• P•••••••••Brookfield, WiMar 3, 202325 y3
M•••••• M•••••• K•••Certified Financial PlannerBrookfield, WiMar 3, 202324 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••••• C••••• J••• · Membercontrol
      since 10/2022 · owns 25% to 50%
    • K•••• M••••••• M•••••• · Membercontrol
      since 10/2022 · owns 25% to 50%
    • M••••••• S•••••• J••••• E••••• · Chief Compliance Officer, Membercontrol
      since 10/2022 · owns 25% to 50%
    • M••••••• W••••••• J•••• · Membercontrol
      since 10/2022 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Brookfield, Wi · principal600
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,934 to 1,921
      May 9, 2025 to Feb 12, 2026
    • Corporate clients · 7 to 9
      May 9, 2025 to Feb 12, 2026
    • HNW clients · 180 to 202
      May 9, 2025 to Feb 12, 2026
    • Individual clients · 408 to 388
      May 9, 2025 to Feb 12, 2026
    • Pension plan clients · 12 to 9
      May 9, 2025 to Feb 12, 2026
    • Assets in custody · $73.9M to $86.1M
      May 9, 2025 to Feb 12, 2026
    • Discretionary RAUM · $468M to $525M
      May 9, 2025 to Feb 12, 2026
    • HNW RAUM · $423M to $483M
      May 9, 2025 to Feb 12, 2026
    • Individual RAUM · $134M to $133M
      May 9, 2025 to Feb 12, 2026
    • Non-discretionary RAUM · $114M to $127M
      May 9, 2025 to Feb 12, 2026
    • Pension RAUM · $15.0M to $11.2M
      May 9, 2025 to Feb 12, 2026
    • RAUM · $582M to $652M
      May 9, 2025 to Feb 12, 2026
    • Employees · 8 to 9
      Jan 30, 2025 to May 9, 2025
    • Financial planning clients · 0 to 0
      Jan 30, 2025 to May 9, 2025
    • Other offices · 0 to 1
      Jan 30, 2025 to May 9, 2025
    • Related insurance company · false to true
      Jan 30, 2025 to May 9, 2025
    • Accounts · 1,961 to 1,934
      Mar 6, 2024 to Jan 30, 2025
    • Corporate clients · unset to 7.0
      Mar 6, 2024 to Jan 30, 2025
    • HNW clients · 167 to 180
      Mar 6, 2024 to Jan 30, 2025
    • Individual clients · 430 to 408
      Mar 6, 2024 to Jan 30, 2025
    • Pension plan clients · 11 to 12
      Mar 6, 2024 to Jan 30, 2025
    • Assets in custody · $53.2M to $73.9M
      Mar 6, 2024 to Jan 30, 2025
    • Employees · 6 to 8
      Mar 6, 2024 to Jan 30, 2025
    • Discretionary RAUM · $418M to $468M
      Mar 6, 2024 to Jan 30, 2025
    • HNW RAUM · $380M to $423M
      Mar 6, 2024 to Jan 30, 2025
    • Individual RAUM · $132M to $134M
      Mar 6, 2024 to Jan 30, 2025
    • Non-discretionary RAUM · $117M to $114M
      Mar 6, 2024 to Jan 30, 2025
    • Pension RAUM · $12.9M to $15.0M
      Mar 6, 2024 to Jan 30, 2025
    • RAUM · $535M to $582M
      Mar 6, 2024 to Jan 30, 2025
    • Accounts · 1,856 to 1,961
      Oct 16, 2023 to Mar 6, 2024
    • HNW clients · 142 to 167
      Oct 16, 2023 to Mar 6, 2024
    • Individual clients · 343 to 430
      Oct 16, 2023 to Mar 6, 2024
    • Pension plan clients · 9 to 11
      Oct 16, 2023 to Mar 6, 2024
    • Assets in custody · $38.5M to $53.2M
      Oct 16, 2023 to Mar 6, 2024
    • Discretionary RAUM · $387M to $418M
      Oct 16, 2023 to Mar 6, 2024
    • HNW RAUM · $329M to $380M
      Oct 16, 2023 to Mar 6, 2024
    • Individual RAUM · $129M to $132M
      Oct 16, 2023 to Mar 6, 2024
    • Non-discretionary RAUM · $94.4M to $117M
      Oct 16, 2023 to Mar 6, 2024
    • Pension RAUM · $18.6M to $12.9M
      Oct 16, 2023 to Mar 6, 2024
    • RAUM · $481M to $535M
      Oct 16, 2023 to Mar 6, 2024
    Signals
    2 dated events
    • 6 advisors left W•••• F•••• A••••••• (Brookfield, WI) for B•• W••••• M••••••••• on the same day
      Mar 6, 2023 · Team lift-out · derived
    • B•• W••••• M••••••••• filed its initial SEC registration (Form ADV)
      Nov 11, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    i•••@b••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    262-955-7147reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    262-955-7150reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/bkm-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
    Website
    b••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    262-955-7147reportedpublic record, Form ADV, Feb 12, 2026
    Contact form
    b••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $109Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026