DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• M•••••• K•••

B•• W••••• M•••••••••independent RIABrookfield, WiIA-onlyIAPD 2844488

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• M•••••• K•••

At current firm

3 y

since Mar 3, 2023

In the industry

24 y

since Sep 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•• W••••• M••••••••• independent RIA current
since Mar 3, 2023 · Brookfield, Wi
W•••• F•••• A••••••• wirehouse
May 1, 2020 to Mar 6, 2023 · Brookfield, Wi
W•••• F•••• A••••••• wirehouse
Feb 13, 2009 to May 1, 2020 · Waukesha, Wi
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Feb 17, 2009 · Wauwatosa, Wi
M••••• S•••••• D• I••• unclassified
Oct 2, 2003 to Apr 2, 2007 · Wauwatosa, Wi

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to B•• W••••• M•••••••••
left Mar 6, 2023, registered Mar 3, 2023 (-3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left May 1, 2020, registered May 1, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
left Feb 17, 2009, registered Feb 13, 2009 (-4 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

M•••••• M•••••• K••• left W•••• F•••• A••••••• for B•• W••••• M••••••••• (registered 2023-03-03)
Mar 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address