DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••• G••••• A•••••••
Legal name M••••••• E••••• C•••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Dec 13, 2022 · 7 filings
SEC status approved since Jan 11, 2023
RAUM
$40.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$40.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$40.0M as of Mar 12, 2026
Mar 21, 2024$33.0M then
HNW client RAUM$0 as of Mar 12, 2026
Mar 21, 2024$0 then
State-registered IARs (5.B.3)1 as of Mar 12, 2026
Mar 21, 20241 then
Employees (5.A)1 as of Mar 12, 2026
Mar 21, 20241 then
Private funds: 1
RAUM +4.9% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $40.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$20.3M51%
- Investment companies$19.7M49%
- Individual clients
- n/areported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••• C••••••••• J• · Managing Membercontrolsince 06/2019 · owns 75% or more
- M•••••••• J•••• T••••• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
Related persons
Schedule D 7.A
- D•••••• A•••••••• L•••investment advisernRAUM $718M
- T•••• I••••••••• L••investment advisernRAUM $46B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 12, 2026advises private funds (Item 7.B): no on the filing of 2025-03-28, yes on the filing of 2026-03-12peers: asset managers, under $100M (330)
What changed
consecutive filings, newest first
- Accounts · 4 to 2Mar 28, 2025 to Mar 12, 2026
- Advisory activities · 3 to 4Mar 28, 2025 to Mar 12, 2026
- Private funds · unset to 1Mar 28, 2025 to Mar 12, 2026
- Discretionary RAUM · $38.1M to $40.0MMar 28, 2025 to Mar 12, 2026
- Individual RAUM · 18643000.0 to unsetMar 28, 2025 to Mar 12, 2026
- RAUM · $38.1M to $40.0MMar 28, 2025 to Mar 12, 2026
- Accounts · 2 to 4Mar 21, 2024 to Mar 28, 2025
- Advisory activities · 2 to 3Mar 21, 2024 to Mar 28, 2025
- Insurance-licensed employees · 1 to 0Mar 21, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $33.0M to $38.1MMar 21, 2024 to Mar 28, 2025
- Individual RAUM · $16.5M to $18.6MMar 21, 2024 to Mar 28, 2025
- RAUM · $33.0M to $38.1MMar 21, 2024 to Mar 28, 2025
- Accounts · 1 to 2May 3, 2023 to Jan 3, 2024
- Advisory activities · 1 to 2May 3, 2023 to Jan 3, 2024
- Individual clients · 0.0 to unsetMay 3, 2023 to Jan 3, 2024
- Discretionary RAUM · $2 to $33.0MMay 3, 2023 to Jan 3, 2024
- Individual RAUM · $0 to $16.5MMay 3, 2023 to Jan 3, 2024
- RAUM · $2 to $33.0MMay 3, 2023 to Jan 3, 2024
- Related adviser · false to trueMay 3, 2023 to Jan 3, 2024
- Accounts · unset to 1.0Dec 13, 2022 to May 3, 2023
- Charity clients · unset to 0.0Dec 13, 2022 to May 3, 2023
- Corporate clients · unset to 0.0Dec 13, 2022 to May 3, 2023
- HNW clients · unset to 0.0Dec 13, 2022 to May 3, 2023
- Individual clients · unset to 0.0Dec 13, 2022 to May 3, 2023
- Pension plan clients · unset to 0.0Dec 13, 2022 to May 3, 2023
- Pooled vehicle clients · unset to 0.0Dec 13, 2022 to May 3, 2023
- Discretionary RAUM · unset to 2.0Dec 13, 2022 to May 3, 2023
- HNW RAUM · unset to 0.0Dec 13, 2022 to May 3, 2023
- Individual RAUM · unset to 0.0Dec 13, 2022 to May 3, 2023
- Non-discretionary RAUM · unset to 0.0Dec 13, 2022 to May 3, 2023
- Pension RAUM · unset to 0.0Dec 13, 2022 to May 3, 2023
- Pooled vehicle RAUM · unset to 0.0Dec 13, 2022 to May 3, 2023
- RAUM · unset to 2.0Dec 13, 2022 to May 3, 2023
Signals
2 dated events
- Thomas John Mcdevitt (Chief Compliance Officer) appeared on Schedule A of D••• G••••• A•••••••Jan 3, 2024 · Control person joined · fact
- D••• G••••• A••••••• filed its initial SEC registration (Form ADV)Dec 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••• G••••• A••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- daysadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 833-551-0417reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026