DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••••• W••••• M••••••••• L••
Latest filing Jun 12, 2026
First filing on the tape May 2, 2023 · 9 filings
SEC status approved since Jun 21, 2023
RAUM
$204M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$204M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$67.8M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$204M as of Jun 12, 2026
Mar 1, 2024$113M then
HNW client RAUM$158M as of Jun 12, 2026
Mar 1, 2024$92.4M then
State-registered IARs (5.B.3)2 as of Jun 12, 2026
Mar 1, 20242 then
Employees (5.A)5 as of Jun 12, 2026
Mar 1, 20242 then
Private funds: no history
RAUM +55% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $307,458derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +121%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $22.0M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M78%
- Individuals$45.4M22%
- Individual clients
- 125reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 662reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22.0M for 21 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• R•• E•••••• | Bingham Farms, Mi | Jun 1, 2023 | 19 y | 3 |
| L••••• L• D•••• | Bingham Farms, Mi | May 1, 2025 | 20 y | 2 |
| N••••• S••••••Certified Financial Planner | Bingham Farms, Mi | Mar 6, 2026 | 15 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- N••••• S•••••• from J••• M••••• S••••••••• L••Mar 6, 2026 · Wirehouse to independent RIA
- L••••• L• D•••• from R•••••• J•••• • A••••••••• I•••May 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••• R•• E•••••• from R•••••• J•••• • A••••••••• I•••Jun 1, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••• J•••• R•• · President, Chief Investment Officer, & Chief Compliance Officercontrolsince 05/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bingham Farms, Mi · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 249.0 to 662.0 (+166.0%) between the annual amendments of 2025-04-30 and 2026-03-24; the peer median change was +5.0% (3687 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $131,412,984 to $203,537,151 (+55.0%) between the annual amendments of 2025-04-30 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 96% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $118M to $200MDec 3, 2025 to Mar 24, 2026
- HNW RAUM · $104M to $158MDec 3, 2025 to Mar 24, 2026
- Individual RAUM · $23.1M to $45.4MDec 3, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $13.6M to $3.7MDec 3, 2025 to Mar 24, 2026
- RAUM · $131M to $204MDec 3, 2025 to Mar 24, 2026
- Accounts · 249 to 662Dec 3, 2025 to Mar 24, 2026
- Charity clients · 1.0 to unsetDec 3, 2025 to Mar 24, 2026
- HNW clients · 27 to 47Dec 3, 2025 to Mar 24, 2026
- Individual clients · 51 to 125Dec 3, 2025 to Mar 24, 2026
- Assets in custody · $28.7M to $22.0MDec 3, 2025 to Mar 24, 2026
- Employees · 3 to 5Dec 3, 2025 to Mar 24, 2026
- Accounts · 227 to 249Jun 11, 2024 to Apr 30, 2025
- Advisory employees · 1 to 2Jun 11, 2024 to Apr 30, 2025
- HNW clients · 32 to 27Jun 11, 2024 to Apr 30, 2025
- Individual clients · 45 to 51Jun 11, 2024 to Apr 30, 2025
- Assets in custody · $55.1M to $28.7MJun 11, 2024 to Apr 30, 2025
- Employees · 2 to 3Jun 11, 2024 to Apr 30, 2025
- Financial planning clients · 0 to 0Jun 11, 2024 to Apr 30, 2025
- Other offices · 0 to 1Jun 11, 2024 to Apr 30, 2025
- Discretionary RAUM · $107M to $118MJun 11, 2024 to Apr 30, 2025
- HNW RAUM · $92.4M to $104MJun 11, 2024 to Apr 30, 2025
- Individual RAUM · $15.0M to $23.1MJun 11, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $6.0M to $13.6MJun 11, 2024 to Apr 30, 2025
- RAUM · $113M to $131MJun 11, 2024 to Apr 30, 2025
- Accounts · 75 to 227Jun 13, 2023 to Mar 1, 2024
- Charity clients · 2 to 1Jun 13, 2023 to Mar 1, 2024
- HNW clients · 50 to 32Jun 13, 2023 to Mar 1, 2024
- Individual clients · 24 to 45Jun 13, 2023 to Mar 1, 2024
- Assets in custody · $25.0M to $55.1MJun 13, 2023 to Mar 1, 2024
- Discretionary RAUM · $113M to $107MJun 13, 2023 to Mar 1, 2024
- HNW RAUM · $93.0M to $92.4MJun 13, 2023 to Mar 1, 2024
- Individual RAUM · $15.0M to $15.0MJun 13, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $0 to $6.0MJun 13, 2023 to Mar 1, 2024
- RAUM · $113M to $113MJun 13, 2023 to Mar 1, 2024
- Accounts · 0 to 75Jun 1, 2023 to Jun 13, 2023
- Charity clients · unset to 2.0Jun 1, 2023 to Jun 13, 2023
- HNW clients · unset to 50.0Jun 1, 2023 to Jun 13, 2023
- Individual clients · unset to 24.0Jun 1, 2023 to Jun 13, 2023
- Assets in custody · unset to 25000000.0Jun 1, 2023 to Jun 13, 2023
- Custody of client assets · false to trueJun 1, 2023 to Jun 13, 2023
Signals
1 dated events
- L••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 2, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@nayhifewm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-883-3463reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- NayhifeWM.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-641-3540reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026