DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• S••••••

L••••••••• W••••• M••••••••• L••independent RIABingham Farms, MiIA-onlyIAPD 5288576

Certified Financial Planner

Feed of 09/14/2026

Also filed as Nicole Elaine Schmitt

At current firm

0 y

since Mar 6, 2026

In the industry

15 y

since Oct 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••••••• W••••• M••••••••• L•• independent RIA current
since Mar 6, 2026 · Bingham Farms, Mi
J••• M••••• S••••••••• L•• wirehouse
Jun 20, 2024 to Feb 1, 2026 · Birmingham, Mi
M••••• S•••••• wirehouse
Apr 12, 2022 to Jun 13, 2024 · Bloomfield Hills, Mi
W•••• F•••• A••••••• wirehouse
Dec 1, 2021 to Mar 28, 2022 · Bloomfield Hills, Mi
C••••••• A•••• M••••••••• L•• BD affiliated
Sep 26, 2018 to May 3, 2019 · Brighton, Mi
F•••• T•••• S••••••••• I••• BD affiliated
Oct 14, 2010 to Oct 11, 2016 · Southfield, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to L••••••••• W••••• M••••••••• L••
left Feb 1, 2026, registered Mar 6, 2026 (33 days) · Wirehouse to independent RIA
M••••• S•••••• to J••• M••••• S••••••••• L••
left Jun 13, 2024, registered Jun 20, 2024 (7 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to M••••• S••••••
left Mar 28, 2022, registered Apr 12, 2022 (15 days) · Wirehouse to wirehouse
C••••••• A•••• M••••••••• L•• to W•••• F•••• A•••••••
left May 3, 2019, registered Dec 1, 2021 (943 days) · Affiliated broker-dealer or bank to wirehouse
F•••• T•••• S••••••••• I••• to C••••••• A•••• M••••••••• L••
left Oct 11, 2016, registered Sep 26, 2018 (715 days) · Other

Signals

N••••• S•••••• left J••• M••••• S••••••••• L•• for L••••••••• W••••• M••••••••• L•• (registered 2026-03-06)
Feb 1, 2026 · Advisor changed firm · fact
N••••• S•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2024-06-20)
Jun 13, 2024 · Advisor changed firm · fact
N••••• S•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2022-04-12)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address