DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• W••••• P•••••••• L••
Latest filing Sep 16, 2026
First filing on the tape Mar 17, 2023 · 14 filings
SEC status approved since Apr 19, 2023
RAUM
$685M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$685M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$38.1M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$685M as of Mar 19, 2026
Mar 21, 2024$379M then
HNW client RAUM$537M as of Mar 19, 2026
Mar 21, 2024$355M then
State-registered IARs (5.B.3)5 as of Mar 19, 2026
Mar 21, 20244 then
Employees (5.A)12 as of Mar 19, 2026
Mar 21, 20247 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 4 to 5
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $38.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $867,148derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 18.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $264M, 140 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$537M78%
- Individuals$148M22%
- Corporations and businesses$101,0210.0%
- Individual clients
- 123reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 790reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $264M for 140 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• H••••• W•••••••Certified Financial Planner, Personal Financial Specialist | Houston, Tx | Apr 21, 2023 | 49 y | 2 |
| G••••• F••••••• W•••••••Certified Financial Planner | Houston, Tx | Apr 21, 2023 | 53 y | 2 |
| G•••• J••••••• W•••••••Certified Financial Planner | Houston, Tx | Apr 21, 2023 | 10 y | 2 |
| A••••• R••••• C••••Certified Financial Planner | Houston, Tx | Jul 10, 2023 | 11 y | 0 |
| A••••••• F•• | Houston, Tx | Mar 12, 2024 | 13 y | 0 |
| P••••• A•• H••••• | Houston, Tx | Mar 12, 2024 | 12 y | 0 |
| E••• T•••••• D••• | Houston, Tx | Mar 12, 2024 | 11 y | 0 |
| W•••• G••• W••••••• | Houston, Tx | Mar 12, 2024 | 12 y | 0 |
| S•••• E••••• W••••••• | Houston, Tx | Apr 4, 2024 | 10 y | 2 |
| H•••• J••• A•••••• | Houston, Tx | Aug 14, 2024 | 11 y | 0 |
| K••• E••• S•••• | Houston, Tx | Dec 17, 2024 | 11 y | 0 |
| N••• R•• S••••••••• | Houston, Tx | Dec 17, 2024 | 12 y | 0 |
| K••••• G•••• | Houston, Tx | Dec 17, 2024 | 10 y | 0 |
| S••••• E•••••••• B•••••• | Houston, Tx | Mar 5, 2025 | 11 y | 0 |
| T•••• T••••••• D••••• | Houston, Tx | May 5, 2025 | 11 y | 0 |
| J••••••• M•••••• C••••• | Houston, Tx | Sep 9, 2025 | 23 y | 0 |
| D••••• N••• T•••••• | Katy, Tx | Dec 18, 2025 | 17 y | 0 |
| L•••• D••••• B•••••Certified Financial Planner | Houston, Tx | May 19, 2026 | 20 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• D••••• B••••• from A••••••• C•••••• M••••••••• L••May 19, 2026 · RIA to RIA
- S•••• E••••• W••••••• from L••••••• W•••••• I•••Apr 4, 2024 · RIA to RIA
- G•••• J••••••• W••••••• from L••••••• W•••••• I•••Apr 21, 2023 · RIA to a newly registered adviser
- G••••• F••••••• W••••••• from L••••••• W•••••• I•••Apr 21, 2023 · RIA to a newly registered adviser
- J••••• H••••• W••••••• from L••••••• W•••••• I•••Apr 21, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from L••••••• W•••••• I•••May 12, 2023 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••••• G•••••• F••••••• · Founder, Managing Directorcontrolsince 04/2023 · owns less than 5%
- W•••••••• G••••• J••••••• · Founder, Managing Directorcontrolsince 04/2023 · owns less than 5%
- W•••••••• J•••••• H••••• · Founder, Managing Director, Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- W•••••••• G•••••• F••••••• · Ownercontrolsince 04/2023 · owns 25% to 50% of P•••••••• H••••••• L••
- W•••••••• G••••• J••••••• · Ownercontrolsince 04/2023 · owns 25% to 50% of P•••••••• H••••••• L••
- W•••••••• J•••••• H••••• · Ownercontrolsince 04/2023 · owns 25% to 50% of P•••••••• H••••••• L••
Entity owners
- P•••••••• H••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 18 | 2 | 0 | ||
| Katy, Tx | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 19, 2026 to Sep 16, 2026
- Related adviser · false to unsetMar 19, 2026 to Sep 16, 2026
- Related bank · false to unsetMar 19, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetMar 19, 2026 to Sep 16, 2026
- Related insurance company · false to unsetMar 19, 2026 to Sep 16, 2026
- Succession · false to unsetMar 19, 2026 to Sep 16, 2026
- Accounts · 594 to 790Mar 21, 2025 to Mar 19, 2026
- Advisory employees · 4 to 5Mar 21, 2025 to Mar 19, 2026
- HNW clients · 79 to 77Mar 21, 2025 to Mar 19, 2026
- Individual clients · 86 to 123Mar 21, 2025 to Mar 19, 2026
- Assets in custody · $295M to $264MMar 21, 2025 to Mar 19, 2026
- Employees · 6 to 12Mar 21, 2025 to Mar 19, 2026
- State-registered IARs · 4 to 5Mar 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $510M to $653MMar 21, 2025 to Mar 19, 2026
- HNW RAUM · $446M to $537MMar 21, 2025 to Mar 19, 2026
- Individual RAUM · $89.7M to $148MMar 21, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $25.2M to $32.2MMar 21, 2025 to Mar 19, 2026
- RAUM · $536M to $685MMar 21, 2025 to Mar 19, 2026
- Accounts · 385 to 594Mar 21, 2024 to Mar 21, 2025
- Corporate clients · unset to 1.0Mar 21, 2024 to Mar 21, 2025
- HNW clients · 71 to 79Mar 21, 2024 to Mar 21, 2025
- Individual clients · 29 to 86Mar 21, 2024 to Mar 21, 2025
- Assets in custody · $156M to $295MMar 21, 2024 to Mar 21, 2025
- Employees · 7 to 6Mar 21, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 101-250Mar 21, 2024 to Mar 21, 2025
- Discretionary RAUM · $360M to $510MMar 21, 2024 to Mar 21, 2025
- HNW RAUM · $355M to $446MMar 21, 2024 to Mar 21, 2025
- Individual RAUM · $23.6M to $89.7MMar 21, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $18.9M to $25.2MMar 21, 2024 to Mar 21, 2025
- RAUM · $379M to $536MMar 21, 2024 to Mar 21, 2025
- Accounts · 183 to 385Sep 20, 2023 to Mar 21, 2024
- HNW clients · 34 to 71Sep 20, 2023 to Mar 21, 2024
- Individual clients · 11 to 29Sep 20, 2023 to Mar 21, 2024
- Assets in custody · unset to 155590899.0Sep 20, 2023 to Mar 21, 2024
- Custody of client assets · false to trueSep 20, 2023 to Mar 21, 2024
- Discretionary RAUM · $212M to $360MSep 20, 2023 to Mar 21, 2024
- HNW RAUM · $216M to $355MSep 20, 2023 to Mar 21, 2024
- Individual RAUM · $5.2M to $23.6MSep 20, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $9.0M to $18.9MSep 20, 2023 to Mar 21, 2024
- RAUM · $221M to $379MSep 20, 2023 to Mar 21, 2024
Signals
9 dated events
- P•••••••• W••••• P•••••••• L•• reported RAUM $685.0M, up 28% from $535.6M (2025-03-21 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- P•••••••• W••••• P•••••••• L•• reported RAUM $535.6M, up 41% from $378.7M (2024-03-21 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- P•••••••• W••••• P•••••••• L•• reported RAUM $378.7M, up 71% from $221.0M (2023-09-20 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- 3 advisors left L••••••• W•••••• I••• (Houston, TX) for P•••••••• W••••• P•••••••• L•• on the same dayMay 12, 2023 · Team lift-out · derived
- Thomas A••••• Butte (Chief Compliance Officer) no longer on Schedule A of P•••••••• W••••• P•••••••• L•• (listed 2023-04-13, absent 2023-04-21)Apr 21, 2023 · Control person left · inference
- Franklin George W••••••• (Founder, Managing Director) appeared on Schedule A of P•••••••• W••••• P•••••••• L••Apr 21, 2023 · Control person joined · fact
- Harold Joseph W••••••• (Founder, Managing Director, Chief Compliance Officer) appeared on Schedule A of P•••••••• W••••• P•••••••• L••Apr 21, 2023 · Control person joined · fact
- J••••••• Grant W••••••• (Founder, Managing Director) appeared on Schedule A of P•••••••• W••••• P•••••••• L••Apr 21, 2023 · Control person joined · fact
- P•••••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 713-244-6450reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/precedent-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- precedentwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (713)244-6450reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- precedentwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- precedentwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026