DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• H••• A••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Feb 22, 2023 · 13 filings
SEC status approved since Mar 24, 2023
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$115M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$57.3M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$115M as of Mar 23, 2026
Mar 8, 2024$158M then
HNW client RAUM$111M as of Mar 23, 2026
Mar 8, 2024$155M then
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 8, 20242 then
Employees (5.A)4 as of Mar 23, 2026
Mar 8, 20243 then
Private funds: no history
RAUM -0.6% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $57.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $665,931derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $46.4M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M97%
- Individuals$3.9M3.4%
- Individual clients
- 24reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 172reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $46.4M for 8 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• S•••• H•••• | Westport, Ct | May 7, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• S•••• H•••• from M••••• S••••••May 7, 2024 · Wirehouse to independent RIA
- B•••••• T••••• P•••••• from B• R•••• W••••• A•••••••• I•••Mar 28, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• B••••••• T••••• · Managing Partner / Chief Compliance Officercontrolsince 02/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westport, Ct · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 155 to 172Mar 21, 2025 to Mar 23, 2026
- HNW clients · 21 to 32Mar 21, 2025 to Mar 23, 2026
- Individual clients · 27 to 24Mar 21, 2025 to Mar 23, 2026
- Assets in custody · $64.9M to $46.4MMar 21, 2025 to Mar 23, 2026
- Discretionary RAUM · $115M to $115MMar 21, 2025 to Mar 23, 2026
- HNW RAUM · $109M to $111MMar 21, 2025 to Mar 23, 2026
- Individual RAUM · $6.3M to $3.9MMar 21, 2025 to Mar 23, 2026
- RAUM · $115M to $115MMar 21, 2025 to Mar 23, 2026
- Accounts · 106 to 155Aug 15, 2024 to Mar 21, 2025
- HNW clients · 23 to 21Aug 15, 2024 to Mar 21, 2025
- Individual clients · 17 to 27Aug 15, 2024 to Mar 21, 2025
- Assets in custody · $52.7M to $64.9MAug 15, 2024 to Mar 21, 2025
- Employees · 3 to 4Aug 15, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 0Aug 15, 2024 to Mar 21, 2025
- Discretionary RAUM · $158M to $115MAug 15, 2024 to Mar 21, 2025
- HNW RAUM · $155M to $109MAug 15, 2024 to Mar 21, 2025
- Individual RAUM · $3.9M to $6.3MAug 15, 2024 to Mar 21, 2025
- RAUM · $158M to $115MAug 15, 2024 to Mar 21, 2025
- Other offices · 1 to 0Mar 8, 2024 to May 14, 2024
- Accounts · 116 to 106Dec 18, 2023 to Mar 8, 2024
- HNW clients · 22 to 23Dec 18, 2023 to Mar 8, 2024
- Individual clients · 14 to 17Dec 18, 2023 to Mar 8, 2024
- Assets in custody · $0 to $52.7MDec 18, 2023 to Mar 8, 2024
- Financial planning clients · 11-25 to 1-10Dec 18, 2023 to Mar 8, 2024
- Discretionary RAUM · $179M to $158MDec 18, 2023 to Mar 8, 2024
- HNW RAUM · $176M to $155MDec 18, 2023 to Mar 8, 2024
- Individual RAUM · $3.4M to $3.9MDec 18, 2023 to Mar 8, 2024
- RAUM · $179M to $158MDec 18, 2023 to Mar 8, 2024
- HQ city · EAST WESTPORT to WESTPORTNov 17, 2023 to Dec 18, 2023
- Accounts · 0 to 116Jul 19, 2023 to Jul 25, 2023
- Advisory activities · 2 to 3Jul 19, 2023 to Jul 25, 2023
- HNW clients · unset to 22.0Jul 19, 2023 to Jul 25, 2023
- Individual clients · unset to 14.0Jul 19, 2023 to Jul 25, 2023
- Financial planning clients · 0 to 11-25Jul 19, 2023 to Jul 25, 2023
- Discretionary RAUM · $0 to $179MJul 19, 2023 to Jul 25, 2023
- HNW RAUM · unset to 176026432.0Jul 19, 2023 to Jul 25, 2023
- Individual RAUM · unset to 3419009.0Jul 19, 2023 to Jul 25, 2023
- RAUM · $0 to $179MJul 19, 2023 to Jul 25, 2023
- Assets in custody · unset to 0.0Feb 22, 2023 to Mar 31, 2023
- Custody of client assets · false to trueFeb 22, 2023 to Mar 31, 2023
Signals
2 dated events
- Alexis Gregoire Painvin (Managing Partner / Chief Investment Officer / Chief Compliance Officer) no longer on Schedule A of A••••• H••• A••••••• L•• (listed 2024-03-08, absent 2024-05-14)May 14, 2024 · Control person left · inference
- A••••• H••• A••••••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 203-246-5592reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/alpine-hill-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- alpinehilladvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 246-5592reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- alpinehilladvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026