DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• A••••••• L••
Latest filing Jun 5, 2026
First filing on the tape Nov 14, 2025 · 3 filings
SEC status approved since Dec 18, 2025
RAUM
$267M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$266M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$267M as of Jun 5, 2026
Nov 14, 2025$0 then
HNW client RAUM$266M as of Jun 5, 2026
Mar 30, 2026$266M then
State-registered IARs (5.B.3)2 as of Jun 5, 2026
Nov 14, 20252 then
Employees (5.A)3 as of Jun 5, 2026
Nov 14, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $783,246derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $47.1M, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$266M100%
- Corporations and businesses$1.1M0.4%
- Individual clients
- n/areported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 341reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47.1M for 33 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V••••••• C••••••• E••••••• | Conshohocken, Pa | Jan 5, 2026 | 12 y | 3 |
| W•••••• K••••• K••• | Conshohocken, Pa | Jan 5, 2026 | 12 y | 4 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- V••••••• C••••••• E••••••• to M••• S••••• F•••••••• S••••••••• L••Nov 21, 2024 · Other
Joined, latest
- V••••••• C••••••• E••••••• from M••• S••••• F•••••••• S••••••••• L••Jan 5, 2026 · RIA to a newly registered adviser
- W•••••• K••••• K••• from M••• S••••• F•••••••• S••••••••• L••Jan 5, 2026 · RIA to a newly registered adviser
- V••••••• C••••••• E••••••• from Z••• C•••••• A•••••••• L••Mar 30, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M••• S••••• F•••••••• S••••••••• L••Jan 2, 2026 · Conshohocken, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••••• V•••••••• C••••••• · Managing Membercontrolsince 02/2023 · owns 50% to 75%
- K•••• W••••••• K••••• · Managing Membercontrolsince 09/2025 · owns 50% to 75%
- M•••• M••••••• T••••• · Chief Compliance Officersince 11/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conshohocken, Pa · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 341Nov 14, 2025 to Mar 30, 2026
- Advisory activities · 1 to 3Nov 14, 2025 to Mar 30, 2026
- HNW clients · unset to 97.0Nov 14, 2025 to Mar 30, 2026
- Assets in custody · unset to 47087871.0Nov 14, 2025 to Mar 30, 2026
- Custody of client assets · false to trueNov 14, 2025 to Mar 30, 2026
- Employees · 2 to 3Nov 14, 2025 to Mar 30, 2026
- Financial planning clients · to 101-250Nov 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $0 to $267MNov 14, 2025 to Mar 30, 2026
- HNW RAUM · unset to 266029727.0Nov 14, 2025 to Mar 30, 2026
- RAUM · $0 to $267MNov 14, 2025 to Mar 30, 2026
Signals
2 dated events
- 2 advisors left M••• S••••• F•••••••• S••••••••• L•• (Newtown, PA) for A•••••• C•••••• A••••••• L•• on the same dayJan 2, 2026 · Team lift-out · derived
- V••••••• C••••••• E••••••• left A•••••• C•••••• A••••••• L•• for M••• S••••• F•••••••• S••••••••• L•• (registered 2024-09-27)Nov 21, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- keenan@arsenalcapitaladvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-516-9371reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-564-9134reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-516-0020reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/arsenal-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- arsenalcapitaladvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-564-9134reportedpublic record, Form ADV, Jun 5, 2026
- Contact form
- arsenalcapitaladvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026