DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••••• P•••••• W••••• L••
Latest filing Mar 6, 2026
First filing on the tape Mar 9, 2023 · 7 filings
SEC status approved since Apr 10, 2023
RAUM
$415M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$414M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$208M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$415M as of Mar 6, 2026
Mar 6, 2024$290M then
HNW client RAUM$400M as of Mar 6, 2026
Mar 6, 2024$274M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Mar 6, 20242 then
Employees (5.A)2 as of Mar 6, 2026
Mar 6, 20242 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $208MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $414MreportedItem 5.I
- Custody
- $9.2M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$400M96%
- Individuals$13.5M3.3%
- Corporations and businesses$1.3M0.3%
- Individual clients
- 18reported
- HNW clients
- 103reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 285reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $9.2M for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• F• W•••• | Los Altos, Ca | Jun 12, 2023 | 23 y | 2 |
| B•••••• J••••• S••••Certified Financial Planner | Los Altos, Ca | Jun 12, 2023 | 20 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• F• W•••• from W•••• F•••• A•••••••Jun 12, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B•••••• J••••• S•••• from W•••• F•••• A•••••••Jun 12, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Jun 29, 2023 · Los Altos, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• B••••••• J••••• · Chief Compliance Officer, Trusteecontrolsince 04/2013 · owns 50% to 75%
- S••••• J••••• B• · Trusteesince 04/2013 · owns 50% to 75%
Entity owners
- T•• S•••• F••••• T•••• U•• A•••• 0•• 2••• · Trustdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Altos, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 291 to 285Jan 29, 2025 to Mar 6, 2026
- Individual clients · 19 to 18Jan 29, 2025 to Mar 6, 2026
- Assets in custody · $4.7M to $9.2MJan 29, 2025 to Mar 6, 2026
- Discretionary RAUM · $282M to $349MJan 29, 2025 to Mar 6, 2026
- HNW RAUM · $324M to $400MJan 29, 2025 to Mar 6, 2026
- Individual RAUM · $12.2M to $13.5MJan 29, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $56.0M to $65.8MJan 29, 2025 to Mar 6, 2026
- RAUM · $338M to $415MJan 29, 2025 to Mar 6, 2026
- Accounts · 294 to 291Mar 6, 2024 to Jan 29, 2025
- HNW clients · 105 to 103Mar 6, 2024 to Jan 29, 2025
- Individual clients · 24 to 19Mar 6, 2024 to Jan 29, 2025
- Assets in custody · $6.1M to $4.7MMar 6, 2024 to Jan 29, 2025
- Financial planning clients · 0 to 0Mar 6, 2024 to Jan 29, 2025
- Discretionary RAUM · $258M to $282MMar 6, 2024 to Jan 29, 2025
- HNW RAUM · $274M to $324MMar 6, 2024 to Jan 29, 2025
- Individual RAUM · $15.9M to $12.2MMar 6, 2024 to Jan 29, 2025
- Non-discretionary RAUM · $32.0M to $56.0MMar 6, 2024 to Jan 29, 2025
- RAUM · $290M to $338MMar 6, 2024 to Jan 29, 2025
- Accounts · 281 to 294Oct 13, 2023 to Mar 6, 2024
- Corporate clients · 5.0 to unsetOct 13, 2023 to Mar 6, 2024
- HNW clients · 88 to 105Oct 13, 2023 to Mar 6, 2024
- Individual clients · 43 to 24Oct 13, 2023 to Mar 6, 2024
- Assets in custody · $4.6M to $6.1MOct 13, 2023 to Mar 6, 2024
- Discretionary RAUM · $235M to $258MOct 13, 2023 to Mar 6, 2024
- HNW RAUM · $237M to $274MOct 13, 2023 to Mar 6, 2024
- Individual RAUM · $25.8M to $15.9MOct 13, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $29.5M to $32.0MOct 13, 2023 to Mar 6, 2024
- RAUM · $264M to $290MOct 13, 2023 to Mar 6, 2024
- Accounts · 0 to 281Apr 14, 2023 to Jul 27, 2023
- BD registered reps · 1 to 0Apr 14, 2023 to Jul 27, 2023
- Corporate clients · unset to 5.0Apr 14, 2023 to Jul 27, 2023
- HNW clients · unset to 88.0Apr 14, 2023 to Jul 27, 2023
- Individual clients · unset to 43.0Apr 14, 2023 to Jul 27, 2023
- Assets in custody · $0 to $4.6MApr 14, 2023 to Jul 27, 2023
- Employees · 1 to 2Apr 14, 2023 to Jul 27, 2023
- Insurance-licensed employees · 1 to 0Apr 14, 2023 to Jul 27, 2023
- State-registered IARs · 1 to 2Apr 14, 2023 to Jul 27, 2023
- Discretionary RAUM · $0 to $235MApr 14, 2023 to Jul 27, 2023
- HNW RAUM · unset to 237242628.0Apr 14, 2023 to Jul 27, 2023
- Individual RAUM · unset to 25769775.0Apr 14, 2023 to Jul 27, 2023
Signals
2 dated events
- 2 advisors left W•••• F•••• A••••••• (Los Altos, CA) for F••••••• P•••••• W••••• L•• within 6 daysJun 29, 2023 · Team lift-out · derived
- F••••••• P•••••• W••••• L•• filed its initial SEC registration (Form ADV)Mar 9, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/flywheel-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- flywheelpw.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-229-8782reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- flywheelpw.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $208Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026