DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••••••••• A•••• M••••••••• I•••

Wealth manager with institutional or fund businessOakville, Ontario, CRD 325725SEC 801-134807websiteIAPD
Latest filing Feb 9, 2026
First filing on the tape Nov 20, 2025 · 2 filings
SEC status approved since Nov 21, 2025
RAUM
$116M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
40%
$45.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$116M as of Feb 9, 2026
Nov 20, 2025$117M then
HNW client RAUM$38.9M as of Feb 9, 2026
Nov 20, 2025$39.5M then
State-registered IARs (5.B.3)1 as of Feb 9, 2026
Nov 20, 20251 then
Employees (5.A)4 as of Feb 9, 2026
Nov 20, 20254 then
Private funds1 as of Feb 9, 2026
Nov 20, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$116MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
81derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$884,497derivedHNW RAUM over HNW clients
Average account
$649,546derivedRAUM over accounts (5.F.2.f)
Discretionary
81%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$41.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$41.0M35%
  • High-net-worth individuals$38.9M33%
  • Corporations and businesses$29.3M25%
  • Individuals$7.0M6.0%
Individual clients
37reported
HNW clients
44reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
179reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$41.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.4 fund_share=0.35 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• P•••••• M••••••••Mississauga Apr 20, 202316 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 188 to 179
        Nov 20, 2025 to Feb 9, 2026
      • Corporate clients · 13 to 12
        Nov 20, 2025 to Feb 9, 2026
      • HNW clients · 47 to 44
        Nov 20, 2025 to Feb 9, 2026
      • Assets in custody · $42.7M to $41.0M
        Nov 20, 2025 to Feb 9, 2026
      • Discretionary RAUM · $117M to $94.0M
        Nov 20, 2025 to Feb 9, 2026
      • HNW RAUM · $39.5M to $38.9M
        Nov 20, 2025 to Feb 9, 2026
      • Individual RAUM · $6.8M to $7.0M
        Nov 20, 2025 to Feb 9, 2026
      • Non-discretionary RAUM · $210,536 to $22.3M
        Nov 20, 2025 to Feb 9, 2026
      • Pooled vehicle RAUM · $42.7M to $41.0M
        Nov 20, 2025 to Feb 9, 2026
      • RAUM · $117M to $116M
        Nov 20, 2025 to Feb 9, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      j••••@g•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      m•••••••@g•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      905-467-1211reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      416-996-9970reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      905-827-1179reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/greenskeeper-amreportedpublic record, Form ADV, Sep 18, 2026
      Website
      g•••••••••.careportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      905-827-1179reportedpublic record, Form ADV, Feb 9, 2026
      Contact form
      g•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
      Team page
      g•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $116Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026