DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Wealth Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Aug 8, 2023 · 8 filings
SEC status approved since Sep 11, 2023
RAUM
$923M
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
99%
$918M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$231M
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$923M as of Mar 30, 2026
Jan 9, 2024$255M then
HNW client RAUM$917M as of Mar 30, 2026
Jan 9, 2024$254M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Jan 9, 20243 then
Employees (5.A)14 as of Mar 30, 2026
Jan 9, 202410 then
Private funds: no history
RAUM +165% over the last fiscal yearIARs 3 to 3offices 2 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $231MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $57.3MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +165%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $263M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$917M99%
- Charitable organizations$4.8M0.5%
- Individuals$1.5M0.2%
- Individual clients
- 4reported
- HNW clients
- 16reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 279reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $263M for 16 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Howard Rehm | West Palm Beach, Fl | Oct 19, 2023 | 28 y | 2 |
| Elisha Kes | North Miami Beach, Fl | Jan 28, 2026 | 12 y | 2 |
| Julian Robert Dallas | North Miami Beach, Fl | May 1, 2026 | 18 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Elisha Kes from Element Pointe Family OfficeJan 28, 2026 · RIA to RIA
- Jeffrey Howard Rehm from Hightower Advisors, LLCOct 19, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lazarevich Eugene Frenkel · Chief Executive Officercontrolsince 09/2015 · owns less than 5%
- Lazarevich Eugene Frenkel · Managing Membercontrolsince 09/2015 · owns 75% or more of Betajax, LLC
- Lazarevich Eugene Frenkel · Presidentcontrolsince 07/2023 · owns 75% or more of Legacy Ef Holdco. I, Inc.
- Emmett Robert Mcnally · Chief Compliance Officersince 07/2023 · owns less than 5%
Entity owners
- Betajax, LLC · Managing Memberdirect · owns 75% or more
- Legacy Ef Holdco. I, Inc. · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Pvp Management LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Miami Beach, Fl · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $347,974,567 to $922,775,113 (+165.0%) between the annual amendments of 2025-03-20 and 2026-03-30; the peer median change was +16.0% (1386 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 191 to 279Mar 20, 2025 to Mar 30, 2026
- Advisory employees · 3 to 5Mar 20, 2025 to Mar 30, 2026
- HNW clients · 18 to 16Mar 20, 2025 to Mar 30, 2026
- Individual clients · 6 to 4Mar 20, 2025 to Mar 30, 2026
- Assets in custody · $68.4M to $263MMar 20, 2025 to Mar 30, 2026
- Employees · 11 to 14Mar 20, 2025 to Mar 30, 2026
- HQ city · MIAMI to NORTH MIAMI BEACHMar 20, 2025 to Mar 30, 2026
- Other offices · 2 to 5Mar 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $169M to $492MMar 20, 2025 to Mar 30, 2026
- HNW RAUM · $345M to $917MMar 20, 2025 to Mar 30, 2026
- Individual RAUM · $2.0M to $1.5MMar 20, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $179M to $431MMar 20, 2025 to Mar 30, 2026
- RAUM · $348M to $923MMar 20, 2025 to Mar 30, 2026
- Accounts · 216 to 191Jun 12, 2024 to Mar 20, 2025
- Charity clients · 2.0 to unsetJun 12, 2024 to Mar 20, 2025
- HNW clients · 22 to 18Jun 12, 2024 to Mar 20, 2025
- Individual clients · 2 to 6Jun 12, 2024 to Mar 20, 2025
- Assets in custody · $95.5M to $68.4MJun 12, 2024 to Mar 20, 2025
- Employees · 10 to 11Jun 12, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Jun 12, 2024 to Mar 20, 2025
- Other offices · 0 to 2Jun 12, 2024 to Mar 20, 2025
- Discretionary RAUM · $147M to $169MJun 12, 2024 to Mar 20, 2025
- HNW RAUM · $254M to $345MJun 12, 2024 to Mar 20, 2025
- Individual RAUM · $293,812 to $2.0MJun 12, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $108M to $179MJun 12, 2024 to Mar 20, 2025
- RAUM · $255M to $348MJun 12, 2024 to Mar 20, 2025
- Accounts · 0 to 216Oct 2, 2023 to Jan 9, 2024
- Charity clients · unset to 2.0Oct 2, 2023 to Jan 9, 2024
- Corporate clients · unset to 0.0Oct 2, 2023 to Jan 9, 2024
- HNW clients · unset to 22.0Oct 2, 2023 to Jan 9, 2024
- Individual clients · unset to 2.0Oct 2, 2023 to Jan 9, 2024
- Pension plan clients · unset to 0.0Oct 2, 2023 to Jan 9, 2024
- Pooled vehicle clients · unset to 0.0Oct 2, 2023 to Jan 9, 2024
- Assets in custody · $0 to $95.5MOct 2, 2023 to Jan 9, 2024
- State-registered IARs · 2 to 3Oct 2, 2023 to Jan 9, 2024
- Discretionary RAUM · $0 to $147MOct 2, 2023 to Jan 9, 2024
- HNW RAUM · unset to 253925133.0Oct 2, 2023 to Jan 9, 2024
- Individual RAUM · unset to 293812.0Oct 2, 2023 to Jan 9, 2024
- Non-discretionary RAUM · $0 to $108MOct 2, 2023 to Jan 9, 2024
- Pension RAUM · unset to 0.0Oct 2, 2023 to Jan 9, 2024
Signals
2 dated events
- Legacy Wealth Advisors, Llc reported RAUM $922.8M, up 165% from $348.0M (2025-03-20 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Lgoc, Llc filed its initial SEC registration (Form ADV)Aug 8, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lwgadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legacy-wealth-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lwgadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-808-6140reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $231Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026