DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elisha KesElement Pointe Family Office independent RIALegacy Wealth Advisors, LLC independent RIARIA to RIAAug 4, 2025Jan 28, 2026 (177 d)
Jeffrey Howard RehmHightower Advisors, LLC BD affiliatedLegacy Wealth Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 17, 2023Oct 19, 2023
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2 moves match.