DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Corient Ia LP
Latest filing Jul 7, 2026
First filing on the tape Mar 31, 2023 · 15 filings
SEC status approved since May 9, 2023
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
100
49 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
111
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$5.1B as of Jul 7, 2026
Mar 29, 2024$4.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Mar 29, 20240 then
Employees (5.A)100 as of Jul 7, 2026
Mar 29, 202493 then
Private funds111 as of Jul 7, 2026
Mar 29, 202449 then
RAUM +39% over the last fiscal yearIARs 0 to 0offices 36 to 10
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 187reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
87 reported on Schedule D 7.B.(1)
All funds of Corient Ia LP
Owners and control persons
Schedule A and B, latest filing
- William Scott Akins · General Counselcontrolsince 03/2023 · owns less than 5%
- Chad Stephen Estep · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Lawrence Curle Leonard Gullan · Chief Operating Officercontrolsince 03/2023 · owns less than 5%
- Francisco Tobias Marin · Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- Yoshi Peter Watson · Head Of Alternativescontrolsince 08/2023 · owns less than 5%
Entity owners
- Corient Private Wealth LLC · Ownerdirect · owns 75% or more
- Ci Financial Corp. · Ownerindirect · owns F of Corient Holdings Inc · public reporting company
- Corient Holdings Inc · Ownerindirect · owns F of Corient Management LLC
- Corient Management LLC · Ownerindirect · owns 75% or more of Corient Partners LLC
- Corient Partners LLC · Ownerindirect · owns 75% or more of Corient Private Wealth LLC
Related persons
Schedule D 7.A
- Avalon Wallace Investment Management LLCpooled vehicle sponsorn
- Columbia Pacific Advisors, LLCinvestment adviserpooled vehicle sponsornRAUM $1.5B
- Corient Gp I LLCpooled vehicle sponsory
- Corient Gp II LLCpooled vehicle sponsory
- Corient Gp LLCpooled vehicle sponsory
- Corientinvestment adviseryRAUM $165B
- Corient Slp LLCpooled vehicle sponsory
- Glasfunds, LLCinvestment adviserpooled vehicle sponsornRAUM $3.3B
- Rgt Holdings II, LLCpooled vehicle sponsorn
- Rgt Holdings III, LLCpooled vehicle sponsorn
- Rgt Holdings, Inc.pooled vehicle sponsorn
- Rhb Funds Gp, LLCpooled vehicle sponsorn
Advisers that list Corient Ia LP as a related person
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX38 employees
- Houston, TX14 employees
- Shaker Heights, OH10 employees
- Seattle, WA7 employees
- Birmingham, MI6 employees
- New York, NY5 employees
- Seattle, WA5 employees
- Newport Beach, CA2 employees
- Morristown, NJ2 employees
- Houston, TX2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Jul 7, 2026private funds per $1B of RAUM of 21.7 against a peer median of 2.0 (467 comparable advisers, 100.0th percentile, 11.6 robust deviations)peers: asset managers, $5B to $20B (467) · 100% percentile
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 36.0 to 10.0 (-72.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (136 comparable advisers, 1.0th percentile of changes)peers: asset managers, $5B to $20B (136) · 0.7% percentile
What changed
consecutive filings, newest first
- Business name · CORIENT IA LLC to CORIENT IA LPJun 30, 2026 to Jul 7, 2026
- Legal name · CORIENT IA LLC to CORIENT IA LPJun 30, 2026 to Jul 7, 2026
- Organization form · Limited Liability Company to Limited PartnershipMar 31, 2026 to Jun 30, 2026
- Private funds · 113 to 111Mar 31, 2026 to Jun 30, 2026
- Related insurance company · true to falseMar 31, 2026 to Jun 30, 2026
- Accounts · 105 to 187Oct 7, 2025 to Mar 31, 2026
- Advisory employees · 41 to 49Oct 7, 2025 to Mar 31, 2026
- Pooled vehicle clients · 105 to 187Oct 7, 2025 to Mar 31, 2026
- Employees · 90 to 100Oct 7, 2025 to Mar 31, 2026
- Insurance-licensed employees · 38 to 44Oct 7, 2025 to Mar 31, 2026
- Private funds · 96 to 113Oct 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.7B to $5.1BOct 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.7B to $5.1BOct 7, 2025 to Mar 31, 2026
- RAUM · $3.7B to $5.1BOct 7, 2025 to Mar 31, 2026
- Related broker-dealer · false to trueOct 7, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Apr 30, 2025 to Oct 7, 2025
- Other offices · 36 to 10Apr 30, 2025 to Oct 7, 2025
- Private funds · 99 to 96Apr 30, 2025 to Oct 7, 2025
- Accounts · 84 to 105Jan 21, 2025 to Apr 30, 2025
- Advisory employees · 45 to 41Jan 21, 2025 to Apr 30, 2025
- Pooled vehicle clients · 84 to 105Jan 21, 2025 to Apr 30, 2025
- Employees · 93 to 90Jan 21, 2025 to Apr 30, 2025
- Insurance-licensed employees · 45 to 38Jan 21, 2025 to Apr 30, 2025
- Other offices · 10 to 36Jan 21, 2025 to Apr 30, 2025
- Private funds · 86 to 99Jan 21, 2025 to Apr 30, 2025
- Discretionary RAUM · $4.6B to $3.7BJan 21, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $4.6B to $3.7BJan 21, 2025 to Apr 30, 2025
- RAUM · $4.6B to $3.7BJan 21, 2025 to Apr 30, 2025
- Private funds · 85 to 86Sep 10, 2024 to Jan 21, 2025
- Related bank · false to trueSep 10, 2024 to Jan 21, 2025
- Related insurance company · false to trueSep 10, 2024 to Jan 21, 2025
- Other offices · 9 to 10Aug 12, 2024 to Sep 10, 2024
- Private funds · 49 to 85Aug 12, 2024 to Sep 10, 2024
- Other offices · 10 to 9Mar 29, 2024 to May 17, 2024
- Accounts · 18 to 84Dec 11, 2023 to Mar 29, 2024
- Advisory employees · 1 to 45Dec 11, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 84Dec 11, 2023 to Mar 29, 2024
- Employees · 1 to 93Dec 11, 2023 to Mar 29, 2024
- Insurance-licensed employees · 0 to 45Dec 11, 2023 to Mar 29, 2024
- Other offices · 6 to 10Dec 11, 2023 to Mar 29, 2024
Signals
12 dated events
- Corient Ia Lp reported RAUM $5.1B, up 39% from $3.7B (2025-10-07 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Corient Ia Lp reported 10 offices beyond its principal office, down from 36 (2025-04-30 to 2025-10-07)Oct 7, 2025 · Office count change · derived
- Corient Ia Lp reported 36 offices beyond its principal office, up from 10 (2025-01-21 to 2025-04-30)Apr 30, 2025 · Office count change · derived
- Triston Larry Nakamura (Chief Compliance Officer) no longer on Schedule A of Corient Ia Lp (listed 2024-08-12, absent 2024-09-10)Sep 10, 2024 · Control person left · inference
- Chad Stephen Estep (Chief Compliance Officer) appeared on Schedule A of Corient Ia LpSep 10, 2024 · Control person joined · fact
- Francisco Tobias Marin (Chief Financial Officer) appeared on Schedule A of Corient Ia LpJul 31, 2024 · Control person joined · fact
- Amit Muni (Chief Financial Officer) no longer on Schedule A of Corient Ia Lp (listed 2024-06-11, absent 2024-07-31)Jul 31, 2024 · Control person left · inference
- Corient Ia Lp reported RAUM $4.6B, up 554% from $703.3M (2023-12-11 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Emerson Jaime Ross (Executive Vice President) no longer on Schedule A of Corient Ia Lp (listed 2023-07-31, absent 2023-12-11)Dec 11, 2023 · Control person left · inference
- Lawrence Curle Leonard Gullan (Chief Operating Officer) appeared on Schedule A of Corient Ia LpDec 11, 2023 · Control person joined · fact
- Yoshi Peter Watson (Head Of Alternatives) appeared on Schedule A of Corient Ia LpDec 11, 2023 · Control person joined · fact
- Cipwia, Llc filed its initial SEC registration (Form ADV)Mar 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Corient Ia LLC · Independent Sponsorsshared crd · capital_provider
- Corient Ia LLC · Private Equityshared crd · organization
- Corient Ia LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- (305) 735-2020reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Corient Ia LP is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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