DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Glasfunds, LLC
Latest filing Aug 4, 2026
First filing on the tape Apr 3, 2012 · 16 filings
SEC status approved since Jul 27, 2020
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.3B
derived; firm RAUM over IAPD count
Employees
36
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$3.3B as of Aug 4, 2026
Apr 3, 2012$35.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Mar 17, 20211 then
Employees (5.A)36 as of Aug 4, 2026
Mar 17, 20218 then
Private funds2 as of Aug 4, 2026
Mar 17, 20212 then
RAUM +22% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $3.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.6BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 36.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.4B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4B for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Abigail Aileen Maroon | Cleveland, Oh | Jun 1, 2021 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Glasfunds, LP | Private Equity Fund | $910M | 1,641 | Mar 17, 2021 |
| Glasfunds, Spc | Private Equity Fund | $409M | 370 | Mar 17, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Andrew James Brace · Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- Timothy Michael Corrigan · Chief Accounting Officercontrolsince 01/2023 · owns less than 5%
- William Brett Hillard · Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- Aileen Abigail Maroon · Chief Compliance Officer, Chief Legal Officercontrolsince 03/2021 · owns less than 5%
- Anthony Michael Maroon · Managing Partner, Chief Executive Officercontrolsince 01/2009 · owns less than 5%
- Louis Jeffrey Mihalek · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Anthony Michael Maroon · Membercontrolsince 11/2021 · owns 50% to 75% of Glasfunds Holdings, LLC
Entity owners
- Glasfunds Holdings, LLC · Managing Memberdirect · owns 75% or more
- Ci Financial Corp. · Sole Shareholderindirect · owns 75% or more of Corient Holdings LLC · public reporting company
- Corient Management LLC · Memberindirect · owns 25% to 50% of Glasfunds Holdings, LLC
- Corient Holdings LLC · Sole Shareholderindirect · owns 75% or more of Corient Management LLC
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 0 to 6Sep 15, 2025 to Mar 26, 2026
- Assets in custody · $1.8B to $2.4BSep 15, 2025 to Mar 26, 2026
- Employees · 29 to 36Sep 15, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.7B to $3.3BSep 15, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.7B to $3.3BSep 15, 2025 to Mar 26, 2026
- RAUM · $2.7B to $3.3BSep 15, 2025 to Mar 26, 2026
- Related broker-dealer · false to trueSep 15, 2025 to Mar 26, 2026
- Assets in custody · $1.3B to $1.8BDec 19, 2024 to Mar 27, 2025
- Employees · 24 to 29Dec 19, 2024 to Mar 27, 2025
- Financial planning clients · unset to Dec 19, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.0B to $2.7BDec 19, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.0B to $2.7BDec 19, 2024 to Mar 27, 2025
- RAUM · $2.0B to $2.7BDec 19, 2024 to Mar 27, 2025
- Assets in custody · $1.1B to $1.3BMar 30, 2023 to Mar 27, 2024
- Employees · 19 to 24Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.6B to $2.0BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.6B to $2.0BMar 30, 2023 to Mar 27, 2024
- RAUM · $1.6B to $2.0BMar 30, 2023 to Mar 27, 2024
- Advisory employees · 2 to 5Sep 20, 2022 to Mar 30, 2023
- Assets in custody · $882M to $1.1BSep 20, 2022 to Mar 30, 2023
- Employees · 11 to 19Sep 20, 2022 to Mar 30, 2023
- Financial planning clients · 0 to unsetSep 20, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.2B to $1.6BSep 20, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.2B to $1.6BSep 20, 2022 to Mar 30, 2023
- RAUM · $1.2B to $1.6BSep 20, 2022 to Mar 30, 2023
- Advisory employees · 1 to 2Jan 3, 2022 to Mar 24, 2022
- Assets in custody · $524M to $882MJan 3, 2022 to Mar 24, 2022
- Employees · 8 to 11Jan 3, 2022 to Mar 24, 2022
- Discretionary RAUM · $524M to $1.2BJan 3, 2022 to Mar 24, 2022
- Pooled vehicle RAUM · $524M to $1.2BJan 3, 2022 to Mar 24, 2022
- RAUM · $524M to $1.2BJan 3, 2022 to Mar 24, 2022
- State-registered IARs · 1 to 0Mar 17, 2021 to Nov 29, 2021
- Assets in custody · $0 to $524MJun 27, 2020 to Mar 17, 2021
- Custody of client assets · false to trueJun 27, 2020 to Mar 17, 2021
- Employees · 5 to 8Jun 27, 2020 to Mar 17, 2021
- State-registered IARs · 0 to 1Jun 27, 2020 to Mar 17, 2021
- Private funds · unset to 2Jun 27, 2020 to Mar 17, 2021
- Discretionary RAUM · $510M to $524MJun 27, 2020 to Mar 17, 2021
- Pooled vehicle RAUM · $510M to $524MJun 27, 2020 to Mar 17, 2021
- RAUM · $510M to $524MJun 27, 2020 to Mar 17, 2021
Signals
9 dated events
- Glasfunds, Llc reported RAUM $2.7B, up 33% from $2.0B (2024-12-19 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Glasfunds, Llc reported RAUM $2.0B, up 27% from $1.6B (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Louis Jeffrey Mihalek (Chief Financial Officer) appeared on Schedule A of Glasfunds, LlcMar 27, 2024 · Control person joined · fact
- Glasfunds, Llc reported RAUM $1.6B, up 29% from $1.2B (2022-09-20 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Andrew James Brace (Chief Operating Officer) appeared on Schedule A of Glasfunds, LlcMar 30, 2023 · Control person joined · fact
- Timothy Michael Corrigan (Chief Accounting Officer) appeared on Schedule A of Glasfunds, LlcMar 30, 2023 · Control person joined · fact
- William Brett Hillard (Chief Investment Officer) appeared on Schedule A of Glasfunds, LlcMar 30, 2023 · Control person joined · fact
- Glasfunds, Llc reported RAUM $1.2B, up 135% from $523.8M (2022-01-03 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- Glasfunds, Llc filed its initial SEC registration (Form ADV)Jun 27, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Glasfunds, LLC · Independent Sponsorsshared crd · capital_provider
- Glasfunds, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/glasfundsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GLASFUNDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 216-862-1300reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026