DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• A••••••• L••
Latest filing Feb 12, 2026
First filing on the tape Jul 26, 2023 · 15 filings
SEC status approved since Aug 31, 2023
RAUM
$588M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$559M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$58.8M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$588M as of Feb 12, 2026
Feb 1, 2024$406M then
HNW client RAUM$526M as of Feb 12, 2026
Feb 1, 2024$365M then
State-registered IARs (5.B.3)9 as of Feb 12, 2026
Feb 1, 20245 then
Employees (5.A)9 as of Feb 12, 2026
Feb 1, 20248 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 8 to 9
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $58.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $627,362derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $85.9M, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$526M89%
- Individuals$33.4M5.7%
- Charitable organizations$24.9M4.2%
- Corporations and businesses$3.6M0.6%
- Individual clients
- 110reported
- HNW clients
- 140reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 937reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.9M for 110 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• D•••• C••••••••Chartered Financial Analyst | Tulsa, Ok | Sep 1, 2023 | 13 y | 1 |
| D•••• C•••••• E•••• | Tulsa, Ok | Sep 1, 2023 | 24 y | 1 |
| T•••••• T••••••• K•••• | Tulsa, Ok | Sep 1, 2023 | 23 y | 4 |
| C••••••• L••• H••••••Certified Financial Planner | Tulsa, Ok | Sep 4, 2023 | 22 y | 1 |
| C•••• R••••• S•••••• | Tulsa, Ok | Sep 5, 2023 | 24 y | 5 |
| K•••• J•••• M••••••• | Tulsa, Ok | Feb 5, 2024 | 12 y | 2 |
| B•••••••• G• H•••• | Tulsa, Ok | Feb 5, 2024 | 14 y | 1 |
| H••••• G••• B•••••••• | Tulsa, Ok | Feb 3, 2025 | 11 y | 0 |
| K•••••• C• P••••••••Certified Financial Planner | Tulsa, Ok | Jun 2, 2025 | 14 y | 6 |
| M•••••• T••••• F••••••• | Tulsa, Ok | Jun 22, 2026 | 24 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• T••••• F••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 22, 2026 · Wirehouse to independent RIA
- K•••••• C• P•••••••• from J••• M••••• S••••••••• L••Jun 2, 2025 · Wirehouse to independent RIA
- K•••• J•••• M••••••• from U•• F•••••••• S••••••• I•••Feb 5, 2024 · Wirehouse to independent RIA
- B•••••••• G• H•••• from M••••• S••••••Feb 5, 2024 · Wirehouse to independent RIA
- C•••• R••••• S•••••• from M••••• S••••••Sep 5, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C••••••• L••• H•••••• from R•••••• J•••• • A••••••••• I•••Sep 4, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• C•••••• E•••• from U•• F•••••••• S••••••• I•••Sep 1, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T•••••• T••••••• K•••• from M••••• S••••••Sep 1, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• D•••• C•••••••• from M••••• S••••••Sep 1, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from M••••• S••••••Sep 22, 2023 · Tulsa, Ok
- 2 joined from U•• F•••••••• S••••••• I•••Sep 12, 2023 · Tulsa, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• M••••••• D•••• · Managing Partnercontrolsince 09/2023 · owns 25% to 50%
- E••••• D••••• C• · Managing Partnercontrolsince 09/2023 · owns 5% to 10%
- H••••••• C•••••••• L••• · Managing Partnercontrolsince 09/2023 · owns less than 5%
- K••••• T••••••• T• · Managing Partnercontrolsince 09/2023 · owns 25% to 50%
- S••••••• C••••• R••••• · Managing Partner & Chief Compliance Officercontrolsince 09/2023 · owns 25% to 50%
Entity owners
- E•••••• H••••••• L•• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 816 to 937Oct 1, 2025 to Feb 12, 2026
- Advisory employees · 8 to 9Oct 1, 2025 to Feb 12, 2026
- HNW clients · 122 to 140Oct 1, 2025 to Feb 12, 2026
- Individual clients · 102 to 110Oct 1, 2025 to Feb 12, 2026
- Assets in custody · $78.6M to $85.9MOct 1, 2025 to Feb 12, 2026
- Employees · 8 to 9Oct 1, 2025 to Feb 12, 2026
- State-registered IARs · 8 to 9Oct 1, 2025 to Feb 12, 2026
- Discretionary RAUM · $489M to $588MOct 1, 2025 to Feb 12, 2026
- HNW RAUM · $437M to $526MOct 1, 2025 to Feb 12, 2026
- Individual RAUM · $24.8M to $33.4MOct 1, 2025 to Feb 12, 2026
- RAUM · $489M to $588MOct 1, 2025 to Feb 12, 2026
- Financial planning clients · 26-50 to 26-50Feb 27, 2025 to Jul 3, 2025
- Accounts · 731 to 816Mar 4, 2024 to Feb 27, 2025
- Advisory employees · 5 to 8Mar 4, 2024 to Feb 27, 2025
- HNW clients · 108 to 122Mar 4, 2024 to Feb 27, 2025
- Individual clients · 75 to 102Mar 4, 2024 to Feb 27, 2025
- Assets in custody · $143M to $78.6MMar 4, 2024 to Feb 27, 2025
- Financial planning clients · 0 to 26-50Mar 4, 2024 to Feb 27, 2025
- State-registered IARs · 5 to 8Mar 4, 2024 to Feb 27, 2025
- Discretionary RAUM · $406M to $489MMar 4, 2024 to Feb 27, 2025
- HNW RAUM · $365M to $437MMar 4, 2024 to Feb 27, 2025
- Individual RAUM · $19.3M to $24.8MMar 4, 2024 to Feb 27, 2025
- RAUM · $406M to $489MMar 4, 2024 to Feb 27, 2025
- Accounts · 657 to 731Dec 12, 2023 to Feb 1, 2024
- Charity clients · 5.0 to unsetDec 12, 2023 to Feb 1, 2024
- Corporate clients · 16.0 to unsetDec 12, 2023 to Feb 1, 2024
- HNW clients · 190 to 108Dec 12, 2023 to Feb 1, 2024
- Individual clients · 132 to 75Dec 12, 2023 to Feb 1, 2024
- Assets in custody · $85.5M to $143MDec 12, 2023 to Feb 1, 2024
- Employees · 6 to 8Dec 12, 2023 to Feb 1, 2024
- Discretionary RAUM · $359M to $406MDec 12, 2023 to Feb 1, 2024
- HNW RAUM · $268M to $365MDec 12, 2023 to Feb 1, 2024
- Individual RAUM · $30.2M to $19.3MDec 12, 2023 to Feb 1, 2024
- RAUM · $359M to $406MDec 12, 2023 to Feb 1, 2024
- Corporate clients · unset to 16.0Oct 4, 2023 to Dec 12, 2023
- Accounts · 0 to 657Oct 4, 2023 to Dec 12, 2023
- Charity clients · unset to 5.0Oct 4, 2023 to Dec 12, 2023
- HNW clients · unset to 190.0Oct 4, 2023 to Dec 12, 2023
- Individual clients · unset to 132.0Oct 4, 2023 to Dec 12, 2023
- Assets in custody · unset to 85481915.0Oct 4, 2023 to Dec 12, 2023
Signals
9 dated events
- 3 advisors left M••••• S•••••• (Tulsa, OK) for E•••••• A••••••• L•• within 7 daysSep 22, 2023 · Team lift-out · derived
- 2 advisors left U•• F•••••••• S••••••• I••• (Tulsa, OK) for E•••••• A••••••• L•• on the same daySep 12, 2023 · Team lift-out · derived
- Harrison Taelim Yaste (Chief Compliance Officer) no longer on Schedule A of E•••••• A••••••• L•• (listed 2023-08-30, absent 2023-09-01)Sep 1, 2023 · Control person left · inference
- T Timothy Koski (Managing Partner) appeared on Schedule A of E•••••• A••••••• L••Aug 29, 2023 · Control person joined · fact
- David Michael Christian (Managing Partner) appeared on Schedule A of E•••••• A••••••• L••Aug 29, 2023 · Control person joined · fact
- Robert Craig Silberg (Managing Partner) appeared on Schedule A of E•••••• A••••••• L••Aug 29, 2023 · Control person joined · fact
- C David Ellis (Managing Partner) appeared on Schedule A of E•••••• A••••••• L••Aug 29, 2023 · Control person joined · fact
- L••• C••••••• H•••••• (Managing Partner) appeared on Schedule A of E•••••• A••••••• L••Aug 29, 2023 · Control person joined · fact
- E•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jul 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@e••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 918-221-9290reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/E••••••-ADVISORreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 918-221-9290reportedpublic record, Form ADV, Feb 12, 2026
- Contact form
- e••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- e••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026