DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Decisional Wealth Advisors LLC

Former SEC-registered adviserRochester, New YorkCRD 326684SEC 801-128128IAPD
Latest filing Nov 6, 2023
First filing on the tape May 9, 2023 · 5 filings
RAUM
$12.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$12.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$12.5M as of Nov 6, 2023
May 9, 2023$0 then
HNW client RAUM$5.5M as of Nov 6, 2023
Sep 26, 2023$5.5M then
State-registered IARs (5.B.3)2 as of Nov 6, 2023
May 9, 20232 then
Employees (5.A)2 as of Nov 6, 2023
May 9, 20232 then
Private funds: no history
Practice profile
derived from the filing of Nov 6, 2023; every figure names its basis
RAUM per advisor
$6.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
10derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$290,698derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$7.0M56%
  • High-net-worth individuals$5.5M44%
Individual clients
14reported
HNW clients
5reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
43reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Paul John Harmatuk · Co-Ownercontrol
      since 03/2023 · owns 50% to 75%
    • James Brannigan Judge · Co-Owner & Chief Compliance Officercontrol
      since 03/2023 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Rochester, Ny · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • New York, NY1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 43
      May 11, 2023 to Sep 26, 2023
    • Charity clients · unset to 0.0
      May 11, 2023 to Sep 26, 2023
    • Corporate clients · unset to 0.0
      May 11, 2023 to Sep 26, 2023
    • HNW clients · unset to 5.0
      May 11, 2023 to Sep 26, 2023
    • Individual clients · unset to 14.0
      May 11, 2023 to Sep 26, 2023
    • Pension plan clients · unset to 0.0
      May 11, 2023 to Sep 26, 2023
    • Pooled vehicle clients · unset to 0.0
      May 11, 2023 to Sep 26, 2023
    • Discretionary RAUM · $0 to $12.5M
      May 11, 2023 to Sep 26, 2023
    • HNW RAUM · unset to 5500000.0
      May 11, 2023 to Sep 26, 2023
    • Individual RAUM · unset to 7000000.0
      May 11, 2023 to Sep 26, 2023
    • Pension RAUM · unset to 0.0
      May 11, 2023 to Sep 26, 2023
    • Pooled vehicle RAUM · unset to 0.0
      May 11, 2023 to Sep 26, 2023
    • RAUM · $0 to $12.5M
      May 11, 2023 to Sep 26, 2023
    • Financial planning clients · unset to 0
      May 9, 2023 to May 11, 2023
    Signals
    4 dated events
    • John Paul Harmatuk left Decisional Wealth Advisors Llc for Voya Financial Advisors, Inc. (registered 2024-05-21)
      Jul 5, 2024 · Advisor changed firm · fact
    • Brannigan James Judge left Decisional Wealth Advisors Llc for Voya Financial Advisors, Inc. (registered 2024-05-29)
      Jul 5, 2024 · Advisor changed firm · fact
    • 2 advisors left Decisional Wealth Advisors LLC (Rochester, NY) for Voya Financial Advisors, Inc. on the same day
      Jul 5, 2024 · Team lift-out · derived
    • Decisional Wealth Advisors Llc filed its initial SEC registration (Form ADV)
      May 9, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026